Advisors Asset Management, Inc.

Q4 2023 13F-HR Holdings

Location
Monument, CO
Holdings as of
12/31/2023
Date filed
2/14/2024
Form type
13F-HR
Num holdings
1,401
Total value ($000)
$4,898,019
Net value change ($000)
+262,599 (5.7%)
New positions
60
Sold out positions
64
Turnover %
1.2%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 11/14/2023 Next filing: 5/14/2024 SEC filing

Snapshot: Change Analysis

Compared to Q3 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AMZN 17,287 15.1%
AVGO 13,382 26.5%
MSFT 10,405 10.1%
SHOP 8,598 38.2%
XYZ 7,262 79.7%
GS 7,197 104.9%
AMGN 6,811 28.6%
VZ 6,593 15.6%
MMM 5,932 18.7%
KSS 5,450 72.6%
Top Reduces (Value $000, Stocks/ETFs)
CVX -7,447 -16.5%
CSCO -7,399 -16.8%
NCV -7,318 -97.2%
MRK -6,280 -14.6%
JPM -5,006 -21.7%
INTC -4,766 -19.4%
Kayne Anderson NextGen Energy & Infrastructure, Inc. -4,402 -100.0%
AEO -3,513 -100.0%
HPE -3,427 -52.0%
JFR -3,358 -35.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type