DOW 30SM ENHANCED PREM & INC - 260537105

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Quarter snapshot

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Q2 2014 · Q1 2014
Value (USD)
Total reported value ($000)
$43.92M
QoQ value delta ($000)
+$933K (+2.17%)
Implied price effect (QoQ)
+0.44%
Shares
Total shares
3,263,376
QoQ shares delta
+55,266 (+1.72%)
Total shares held by funds (by quarter)

Top holders (Q2 2014)

Top 25 only Full list
Partial Q2 2014 data: 17 holders have filed so far. Prior holders are carried forward until their next 13F confirms a change.
Manager Value ($000) Shares % of 13F
WELLS FARGO & COMPANY/MN 5,906 440,760 0.0%
Invesco Ltd. 5,587 416,992 0.0%
GUGGENHEIM CAPITAL LLC 5,379 401,351 0.02%
RAYMOND JAMES & ASSOCIATES 3,359 250,682 0.02%
Advisors Asset Management, Inc. 3,091 230,653 0.05%
MORGAN STANLEY 2,876 214,625 0.0%
BANK OF AMERICA CORP /DE/ 2,688 200,583 0.0%
UBS AG 2,544 189,870 0.0%
LPL Financial LLC 2,217 161,360 0.01%
Aviance Capital Partners, LLC 1,855 134,975 0.72%
BBK Capital Partners, LLC 1,749 130,748 1.22%
Concert Wealth Management Inc. 919 68,439 0.11%
Puplava Financial Services, Inc. 823 59,900 0.32%
Benchmark Capital Advisors 646 47,000 0.4%
LADENBURG THALMANN FINANCIAL SERVICES INC 517 38,520 0.02%
Cambridge Investment Research Advisors, Inc. 425 30,907 0.01%
Shaker Financial Services, LLC 422 30,710 0.26%
First Allied Advisory Services, Inc. 387 29,100 0.03%
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 328 23,883 0.01%
KEYBANK NATIONAL ASSOCIATION/OH 327 24,410 0.0%
ROYAL BANK OF CANADA 303 22,588 0.0%
BNP PARIBAS ARBITRAGE, SA 294 21,817 0.0%
Commonwealth Equity Services, Inc 217 15,771 0.0%
FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 198 14,435 0.0%
AMERICAN INTERNATIONAL GROUP INC 183 13,369 0.0%