ADVENT CLAYMORE ENH GRW & IN - 00765E104
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. | History | Added to | 1,327,521 | 13,514 | 0.2% | 0.14% | 1 | +450,389 | 51.35% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Reduced | 415,637 | 4,235 | 0.0% | 0.0% | 2 | -840 | -0.2% | Q1 2014 | May 13, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | No change | 406,996 | 4,147 | 0.34% | 0.32% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Reduced | 180,481 | 1,838 | 0.0% | 0.0% | 4 | -9,548 | -5.02% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Reduced | 139,063 | 1,417 | 0.0% | 0.0% | 5 | -4,177 | -2.92% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 136,783 | 1,394 | 0.0% | 0.0% | 6 | +4,097 | 3.09% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Added to | 79,589 | 811 | 0.01% | 0.01% | 7 | +6,229 | 8.49% | Q1 2014 | May 13, 2014 |
| CORNERSTONE ADVISORS INC | History | Reduced | 71,551 | 728 | 0.17% | 0.21% | 8 | -11,800 | -14.16% | Q1 2014 | May 07, 2014 |
| SG Americas Securities, LLC | History | Reduced | 69,780 | 710 | 0.0% | 0.0% | 9 | -36,944 | -34.62% | Q1 2014 | May 14, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | Added to | 61,927 | 631 | 0.41% | 0.35% | 10 | +7,397 | 13.57% | Q1 2014 | May 16, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 50,449 | 514 | 0.0% | 0.0% | 11 | +24,549 | 94.78% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Added to | 45,047 | 459 | 0.0% | 0.0% | 12 | +850 | 1.92% | Q1 2014 | May 15, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | Added to | 26,901 | 274 | 0.16% | 0.14% | 13 | +2,769 | 11.47% | Q1 2014 | May 14, 2014 |
| ROBINSON CAPITAL MANAGEMENT, LLC | History | Reduced | 23,017 | 235 | 0.35% | 0.45% | 14 | -27,781 | -54.69% | Q1 2014 | May 15, 2014 |
| GRT CAPITAL PARTNERS LLC | History | No change | 14,200 | 145 | 0.02% | 0.02% | 15 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LPL Financial LLC | History | Reduced | 13,113 | 134 | 0.0% | 0.0% | 16 | -500 | -3.67% | Q1 2014 | May 12, 2014 |
| OPPENHEIMER & CO INC | History | New | 11,450 | 117 | 0.0% | — | 17 | +11,450 | New | Q1 2014 | May 09, 2014 |
| SUSQUEHANNA TRUST & INVESTMENT CO | History | No change | 11,190 | 114 | 0.03% | 0.02% | 18 | 0 | 0.0% | Q1 2014 | Apr 22, 2014 |
| GARRISON BRADFORD & ASSOCIATES INC | History | No change | 10,500 | 107 | 0.1% | 0.1% | 19 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | Reduced | 8,037 | 82 | 0.0% | 0.0% | 20 | -495 | -5.8% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Reduced | 5,500 | 56 | 0.0% | 0.0% | 21 | -2,100 | -27.63% | Q1 2014 | May 15, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | New | 3,900 | 39 | 0.0% | — | 22 | +3,900 | New | Q1 2014 | May 12, 2014 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 3,405 | 35 | 0.02% | 0.03% | 23 | 0 | 0.0% | Q1 2014 | Apr 29, 2014 |
| Hudock Moyer Wealth Resources, LLC | History | No change | 3,244 | 33 | 0.03% | 0.03% | 24 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Added to | 770 | 8 | 0.0% | 0.0% | 25 | +14 | 1.85% | Q1 2014 | May 16, 2014 |
| Regal Investment Advisors, LLC | History | No change | 325 | 3 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| WFG Advisors, LP | History | No change | 224 | 2 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| Tower Research Capital LLC | History | Reduced | 100 | 1 | 0.0% | 0.0% | 28 | -604 | -85.8% | Q1 2014 | May 02, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -174,022 | -100.0% | Q1 2014 | May 14, 2014 |
| TFS CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -30,949 | -100.0% | Q1 2014 | May 05, 2014 |
| Shaker Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -12,909 | -100.0% | Q1 2014 | May 07, 2014 |
| Karpus Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -12,300 | -100.0% | Q1 2014 | May 15, 2014 |