ADVENT CLAYMORE ENH GRW & IN - 00765E104

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q2 2014 · Compare: Q1 2014
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
Advisors Asset Management, Inc. History No change 1,327,521 13,514 0.2% 0.2% 1 0 0.0% Q1 2014 May 15, 2014
MORGAN STANLEY History No change 415,637 4,235 0.0% 0.0% 2 0 0.0% Q1 2014 May 13, 2014
RIVERNORTH CAPITAL MANAGEMENT, LLC History No change 406,996 4,147 0.34% 0.34% 3 0 0.0% Q1 2014 May 15, 2014
DEUTSCHE BANK AG\ History No change 180,481 1,838 0.0% 0.0% 4 0 0.0% Q1 2014 May 15, 2014
Invesco Ltd. History No change 139,063 1,417 0.0% 0.0% 5 0 0.0% Q1 2014 May 15, 2014
AQR CAPITAL MANAGEMENT LLC History No change 136,783 1,394 0.0% 0.0% 6 0 0.0% Q1 2014 May 15, 2014
RAYMOND JAMES & ASSOCIATES History No change 79,589 811 0.01% 0.01% 7 0 0.0% Q1 2014 May 13, 2014
CORNERSTONE ADVISORS INC History No change 71,551 728 0.17% 0.17% 8 0 0.0% Q1 2014 May 07, 2014
SG Americas Securities, LLC History No change 69,780 710 0.0% 0.0% 9 0 0.0% Q1 2014 May 14, 2014
DOLIVER CAPITAL ADVISORS, INC. History No change 61,927 631 0.41% 0.41% 10 0 0.0% Q1 2014 May 16, 2014
BANK OF AMERICA CORP /DE/ History No change 50,449 514 0.0% 0.0% 11 0 0.0% Q1 2014 May 15, 2014
WELLS FARGO & COMPANY/MN History No change 45,047 459 0.0% 0.0% 12 0 0.0% Q1 2014 May 15, 2014
Thomas J. Herzfeld Advisors, Inc. History No change 26,901 274 0.16% 0.16% 13 0 0.0% Q1 2014 May 14, 2014
Shaker Financial Services, LLC History New 24,179 249 0.15% — 14 +24,179 New Q2 2014 Aug 04, 2014
ROBINSON CAPITAL MANAGEMENT, LLC History No change 23,017 235 0.35% 0.35% 15 0 0.0% Q1 2014 May 15, 2014
TFS CAPITAL LLC History New 19,101 197 0.02% — 16 +19,101 New Q2 2014 Jul 21, 2014
GRT CAPITAL PARTNERS LLC History No change 14,200 145 0.02% 0.02% 17 0 0.0% Q1 2014 May 15, 2014
LPL Financial LLC History No change 13,113 135 0.0% 0.0% 18 0 0.0% Q2 2014 Aug 05, 2014
AMERICAN INTERNATIONAL GROUP INC History Added to 12,100 124 0.0% 0.0% 19 +8,200 210.26% Q2 2014 Aug 08, 2014
OPPENHEIMER & CO INC History No change 11,450 117 0.0% 0.0% 20 0 0.0% Q1 2014 May 09, 2014
SUSQUEHANNA TRUST & INVESTMENT CO History No change 11,190 115 0.02% 0.03% 21 0 0.0% Q2 2014 Jul 24, 2014
ROYAL BANK OF CANADA History No change 8,037 82 0.0% 0.0% 22 0 0.0% Q1 2014 May 15, 2014
CITIGROUP INC History No change 5,500 56 0.0% 0.0% 23 0 0.0% Q1 2014 May 15, 2014
Hudock Moyer Wealth Resources, LLC History No change 3,244 33 0.03% 0.03% 24 0 0.0% Q1 2014 May 15, 2014
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC History Reduced 1,000 10 0.01% 0.02% 25 -2,405 -70.63% Q2 2014 Jul 29, 2014
UBS AG History No change 770 8 0.0% 0.0% 26 0 0.0% Q1 2014 May 16, 2014
Regal Investment Advisors LLC History No change 325 3 0.0% 0.0% 27 0 0.0% Q2 2014 Aug 04, 2014
WFG Advisors, LP History No change 224 2 0.0% 0.0% 28 0 0.0% Q1 2014 Apr 24, 2014
Tower Research Capital LLC History No change 100 1 0.0% 0.0% 29 0 0.0% Q1 2014 May 02, 2014
GARRISON BRADFORD & ASSOCIATES INC History Closed out 0 0 — 0.1% — -10,500 -100.0% Q2 2014 Jul 14, 2014