*AEGERION PHARMACEUTICALS INC - 00767E102
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 1,622,706 | 52,073 | 0.0% | 0.01% | 1 | +28,750 | 1.8% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Added to | 1,233,068 | 39,569 | 0.01% | 0.02% | 2 | +110,786 | 9.87% | Q2 2014 | Aug 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 802,078 | 25,739 | 0.0% | 0.01% | 3 | +40,866 | 5.37% | Q2 2014 | Aug 06, 2014 |
| Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp | History | Added to | 565,800 | 18,157 | 0.2% | 0.21% | 4 | +189,290 | 50.27% | Q2 2014 | Jul 16, 2014 |
| ADVENT INTERNATIONAL CORP/MA | History | Reduced | 447,001 | 14,344 | 100.0% | 10.47% | 5 | -50,000 | -10.06% | Q2 2014 | Aug 11, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 262,836 | 8,435 | 0.01% | 0.0% | 6 | +192,933 | 276.0% | Q2 2014 | Aug 11, 2014 |
| TURNER INVESTMENTS, L.P. | History | Added to | 118,790 | 3,812 | 0.17% | 0.03% | 7 | +90,490 | 319.75% | Q2 2014 | Aug 11, 2014 |
| DELTEC ASSET MANAGEMENT LLC | History | Added to | 106,151 | 3,406 | 0.72% | 0.67% | 8 | +40,398 | 61.44% | Q2 2014 | Aug 04, 2014 |
| TFS CAPITAL LLC | History | Added to | 102,410 | 3,286 | 0.26% | 0.25% | 9 | +21,091 | 25.94% | Q2 2014 | Jul 21, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 80,640 | 2,588 | 0.0% | 0.01% | 10 | +1,031 | 1.3% | Q2 2014 | Aug 06, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 71,252 | 2,287 | 0.0% | 0.01% | 11 | -276 | -0.39% | Q2 2014 | Jul 30, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 60,350 | 1,937 | 0.0% | 384.29% | 12 | -233,642 | -79.47% | Q2 2014 | Aug 06, 2014 |
| RICE HALL JAMES & ASSOCIATES, LLC | History | Added to | 57,069 | 1,831 | 0.12% | 0.06% | 13 | +39,011 | 216.03% | Q2 2014 | Aug 04, 2014 |
| Nationwide Fund Advisors | History | Added to | 43,483 | 1,395 | 0.01% | 0.0% | 14 | +21,229 | 95.39% | Q2 2014 | Aug 11, 2014 |
| Rhenman & Partners Asset Management AB | History | Reduced | 41,931 | 1,346 | 0.4% | 0.95% | 15 | -26,464 | -38.69% | Q2 2014 | Jul 31, 2014 |
| Mitsubishi UFJ Securities International PLC | History | Added to | 39,000 | 1,251 | 0.11% | 0.29% | 16 | +10,000 | 34.48% | Q2 2014 | Aug 06, 2014 |
| ProShare Advisors LLC | History | Reduced | 33,222 | 1,066 | 0.01% | 0.03% | 17 | -19,240 | -36.67% | Q2 2014 | Aug 08, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 30,438 | 977 | 0.0% | 0.0% | 18 | +2,551 | 9.15% | Q2 2014 | Aug 07, 2014 |
| Swiss National Bank | History | Added to | 28,000 | 899 | 0.0% | 0.0% | 19 | +5,000 | 21.74% | Q2 2014 | Aug 06, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 27,973 | 898 | 0.0% | 0.0% | 20 | -841 | -2.92% | Q2 2014 | Aug 06, 2014 |
| Redwood Investments, LLC | History | New | 25,254 | 810 | 0.1% | — | 21 | +25,254 | New | Q2 2014 | Jul 30, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Reduced | 25,149 | 807 | 0.0% | 0.0% | 22 | -446 | -1.74% | Q2 2014 | Aug 04, 2014 |
| STRS OHIO | History | Added to | 24,100 | 773 | 0.0% | 0.0% | 23 | +1,600 | 7.11% | Q2 2014 | Jul 24, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 23,233 | 746 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Lee Munder Capital Group, LLC | History | Reduced | 19,458 | 624 | 0.01% | 0.03% | 25 | -4,985 | -20.39% | Q2 2014 | Aug 11, 2014 |
| WHITTIER TRUST CO | History | No change | 19,314 | 620 | 0.03% | 0.05% | 26 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 19,286 | 618 | 0.0% | 0.0% | 27 | -311 | -1.59% | Q2 2014 | Aug 08, 2014 |
| TEALWOOD ASSET MANAGEMENT INC | History | Reduced | 17,125 | 550 | 0.22% | 0.95% | 28 | -33,670 | -66.29% | Q2 2014 | Aug 06, 2014 |
| DekaBank Deutsche Girozentrale | History | Reduced | 16,950 | 544 | 0.01% | 0.01% | 29 | -1,500 | -8.13% | Q2 2014 | Aug 08, 2014 |
| COLUMBUS CIRCLE INVESTORS | History | Reduced | 15,332 | 492 | 0.0% | 0.02% | 30 | -36,139 | -70.21% | Q2 2014 | Jul 31, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Reduced | 13,575 | 436 | 0.0% | 0.01% | 31 | -1,525 | -10.1% | Q2 2014 | Jul 30, 2014 |
| Neuberger Berman Group LLC | History | New | 10,943 | 351 | 0.0% | — | 33 | +10,943 | New | Q2 2014 | Aug 05, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 10,950 | 351 | 0.0% | 0.0% | 32 | +4,509 | 70.0% | Q2 2014 | Aug 08, 2014 |
| MARXE AUSTIN W & GREENHOUSE DAVID M | History | New | 10,100 | 324 | 0.04% | — | 34 | +10,100 | New | Q2 2014 | Aug 08, 2014 |
| GAM Holding AG | History | No change | 4,500 | 144 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| BlackRock Group LTD | History | Reduced | 4,011 | 129 | 0.0% | 0.0% | 36 | -95,815 | -95.98% | Q2 2014 | Aug 06, 2014 |
| RidgeWorth Capital Management LLC | History | New | 2,515 | 81 | 0.0% | — | 37 | +2,515 | New | Q2 2014 | Jul 31, 2014 |
| KBC Group NV | History | Reduced | 2,003 | 64 | 0.0% | 0.15% | 38 | -199,205 | -99.0% | Q2 2014 | Aug 01, 2014 |
| BlackRock Japan Co. Ltd | History | Added to | 1,603 | 51 | 0.0% | 0.0% | 39 | +1,072 | 201.88% | Q2 2014 | Aug 06, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 1,300 | 42 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Added to | 1,001 | 32 | 0.0% | 0.0% | 41 | +198 | 24.66% | Q2 2014 | Aug 05, 2014 |
| BlackRock Inc. | History | Reduced | 906 | 29 | 0.0% | 0.0% | 42 | -54,009 | -98.35% | Q2 2014 | Aug 06, 2014 |
| Quantbot Technologies LP | History | New | 571 | 18 | 0.0% | — | 43 | +571 | New | Q2 2014 | Jul 08, 2014 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 509 | 16 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Tekla Capital Management LLC | History | Reduced | 20 | 1 | 0.0% | 0.33% | 46 | -72,500 | -99.97% | Q2 2014 | Aug 05, 2014 |
| PRIVATE TRUST CO NA | History | Added to | 24 | 1 | 0.0% | 0.0% | 45 | +2 | 9.09% | Q2 2014 | Jul 22, 2014 |
| JNBA Financial Advisors | History | No change | 45 | 1 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -4,411,661 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.04% | — | -3,439,653 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.03% | — | -2,465,923 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.05% | — | -2,428,412 | -100.0% | Q1 2014 | May 14, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -1,905,612 | -100.0% | Q1 2014 | May 15, 2014 |
| WESTFIELD CAPITAL MANAGEMENT CO LP | History | Closed out | 0 | 0 | — | 0.47% | — | -1,716,355 | -100.0% | Q1 2014 | May 12, 2014 |
| LORD, ABBETT & CO. LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -1,563,782 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,177,029 | -100.0% | Q1 2014 | May 15, 2014 |
| EAGLE ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.27% | — | -1,060,633 | -100.0% | Q1 2014 | Apr 30, 2014 |
| SECTORAL ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 1.77% | — | -934,100 | -100.0% | Q1 2014 | May 14, 2014 |
| PointState Capital LP | History | Closed out | 0 | 0 | — | 0.68% | — | -925,000 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -912,178 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.04% | — | -843,607 | -100.0% | Q1 2014 | May 15, 2014 |
| Consonance Capital Management LP | History | Closed out | 0 | 0 | — | 5.21% | — | -758,970 | -100.0% | Q1 2014 | May 15, 2014 |
| BAKER BROS. ADVISORS LP | History | Closed out | 0 | 0 | — | 0.3% | — | -513,922 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.02% | — | -496,190 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.01% | — | -484,977 | -100.0% | Q1 2014 | May 15, 2014 |
| JANUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -449,128 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -400,989 | -100.0% | Q1 2014 | May 14, 2014 |
| ORBIMED ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -400,000 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.02% | — | -377,577 | -100.0% | Q1 2014 | May 23, 2014 |
| Broadfin Capital, LLC | History | Closed out | 0 | 0 | — | 1.57% | — | -350,000 | -100.0% | Q1 2014 | May 15, 2014 |
| HealthCor Management, L.P. | History | Closed out | 0 | 0 | — | 0.9% | — | -324,800 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -276,888 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.02% | — | -259,710 | -100.0% | Q1 2014 | May 15, 2014 |
| KINGDON CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.57% | — | -240,000 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -211,597 | -100.0% | Q1 2014 | May 15, 2014 |
| CHARTWELL INVESTMENT PARTNERS/PA | History | Closed out | 0 | 0 | — | 0.2% | — | -207,870 | -100.0% | Q1 2014 | May 20, 2014 |
| PRICE MICHAEL F | History | Closed out | 0 | 0 | — | 1.12% | — | -200,000 | -100.0% | Q1 2014 | May 13, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -159,092 | -100.0% | Q1 2014 | May 14, 2014 |
| FRED ALGER MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.04% | — | -154,579 | -100.0% | Q1 2014 | May 15, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | Closed out | 0 | 0 | — | 0.09% | — | -151,925 | -100.0% | Q1 2014 | May 14, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.03% | — | -151,156 | -100.0% | Q1 2014 | May 13, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -140,240 | -100.0% | Q1 2014 | May 14, 2014 |
| WADDELL & REED FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -130,320 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -119,061 | -100.0% | Q1 2014 | May 13, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Closed out | 0 | 0 | — | 0.02% | — | -108,000 | -100.0% | Q1 2014 | May 06, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -96,554 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -92,913 | -100.0% | Q1 2014 | May 16, 2014 |
| TD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -78,800 | -100.0% | Q1 2014 | May 09, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -75,600 | -100.0% | Q1 2014 | May 14, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 4.27% | — | -64,319 | -100.0% | Q1 2014 | Aug 08, 2014 |
| Forward Management, LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -62,014 | -100.0% | Q1 2014 | May 08, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -59,789 | -100.0% | Q1 2014 | May 13, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -59,300 | -100.0% | Q1 2014 | May 13, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -56,986 | -100.0% | Q1 2014 | May 15, 2014 |
| PICTET ASSET MANAGEMENT LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -54,700 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -52,375 | -100.0% | Q1 2014 | May 08, 2014 |
| CABOT MONEY MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.63% | — | -51,959 | -100.0% | Q1 2014 | Apr 14, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -51,101 | -100.0% | Q1 2014 | May 15, 2014 |
| Zweig-DiMenna Associates LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -47,771 | -100.0% | Q1 2014 | May 08, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -41,549 | -100.0% | Q1 2014 | May 13, 2014 |
| OXFORD ASSET MANAGEMENT | History | Closed out | 0 | 0 | — | 0.05% | — | -34,946 | -100.0% | Q1 2014 | May 05, 2014 |
| SABBY MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -34,420 | -100.0% | Q1 2014 | May 14, 2014 |
| DSM CAPITAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -32,130 | -100.0% | Q1 2014 | May 13, 2014 |
| EMERALD ADVISERS INC/PA | History | Closed out | 0 | 0 | — | 0.08% | — | -30,389 | -100.0% | Q1 2014 | Apr 30, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -30,158 | -100.0% | Q1 2014 | Apr 18, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -29,720 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -25,207 | -100.0% | Q1 2014 | May 15, 2014 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 0.02% | — | -23,904 | -100.0% | Q1 2014 | May 15, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -22,400 | -100.0% | Q1 2014 | May 02, 2014 |
| AlphaOne Investment Services, LLC | History | Closed out | 0 | 0 | — | 0.24% | — | -22,400 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -21,774 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,253 | -100.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.0% | — | -15,643 | -100.0% | Q1 2014 | May 13, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,613 | -100.0% | Q1 2014 | May 15, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,854 | -100.0% | Q1 2014 | May 14, 2014 |
| Absolute Return Capital, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,830 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,848 | -100.0% | Q1 2014 | May 14, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,540 | -100.0% | Q1 2014 | May 14, 2014 |
| FORTALEZA ASSET MANAGEMENT INC/ | History | Closed out | 0 | 0 | — | 0.22% | — | -9,290 | -100.0% | Q1 2014 | Apr 17, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,982 | -100.0% | Q1 2014 | May 13, 2014 |
| PARADIGM ASSET MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -6,500 | -100.0% | Q1 2014 | May 14, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -6,500 | -100.0% | Q1 2014 | May 19, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.01% | — | -6,389 | -100.0% | Q1 2014 | May 06, 2014 |
| VIRGINIA RETIREMENT SYSTEMS ET AL | History | Closed out | 0 | 0 | — | 0.01% | — | -6,100 | -100.0% | Q1 2014 | May 14, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -5,812 | -100.0% | Q1 2014 | May 14, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,348 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -4,976 | -100.0% | Q1 2014 | May 16, 2014 |
| FAIRFIELD RESEARCH CORP | History | Closed out | 0 | 0 | — | 0.11% | — | -4,885 | -100.0% | Q1 2014 | May 05, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -4,436 | -100.0% | Q1 2014 | May 14, 2014 |
| Manchester Capital Management LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,785 | -100.0% | Q1 2014 | May 02, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,018 | -100.0% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,600 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,050 | -100.0% | Q1 2014 | May 15, 2014 |
| SEI TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -949 | -100.0% | Q1 2014 | Apr 28, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Closed out | 0 | 0 | — | 0.0% | — | -930 | -100.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q1 2014 | May 15, 2014 |
| Global X Management CO LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -399 | -100.0% | Q1 2014 | May 07, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -86 | -100.0% | Q1 2014 | May 14, 2014 |
| FineMark National Bank & Trust | History | Closed out | 0 | 0 | — | 0.0% | — | -17 | -100.0% | Q1 2014 | May 13, 2014 |