ALERE INC - 01449J105
Detailed investor-level table based on 13F positions.
Early Q3 2017 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MANNING & NAPIER ADVISORS LLC | History | Reduced | 4,431,073 | 165,809 | 45.62% | 0.68% | 1 | -378,754 | -7.87% | Q2 2014 | Jul 28, 2014 |
| VANGUARD GROUP INC | History | Added to | 4,421,211 | 165,442 | 0.01% | 0.01% | 2 | +87,183 | 2.01% | Q2 2014 | Aug 11, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 3,076,105 | 115,107 | 0.08% | 0.08% | 3 | +55,492 | 1.84% | Q2 2014 | Aug 08, 2014 |
| VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. | History | Added to | 2,427,425 | 90,835 | 1.29% | 0.96% | 4 | +570,975 | 30.76% | Q2 2014 | Aug 05, 2014 |
| IRIDIAN ASSET MANAGEMENT LLC/CT | History | Added to | 2,370,286 | 88,696 | 0.91% | 0.46% | 5 | +1,210,510 | 104.37% | Q2 2014 | Aug 11, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 2,005,810 | 75,057 | 0.01% | 0.01% | 6 | -37,027 | -1.81% | Q2 2014 | Aug 06, 2014 |
| DIAMOND HILL CAPITAL MANAGEMENT INC | History | Added to | 1,066,212 | 39,898 | 0.31% | 0.29% | 7 | +79,392 | 8.05% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Added to | 724,243 | 27,101 | 0.01% | 0.01% | 8 | +18,735 | 2.66% | Q2 2014 | Aug 06, 2014 |
| ROYCE & ASSOCIATES LLC | History | Added to | 686,700 | 25,696 | 0.08% | 0.06% | 9 | +71,000 | 11.53% | Q2 2014 | Aug 11, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 617,416 | 23,104 | 0.02% | 601.25% | 10 | -1,000 | -0.16% | Q2 2014 | Aug 06, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 525,892 | 19,679 | 0.08% | 0.08% | 11 | +28,290 | 5.69% | Q2 2014 | Aug 11, 2014 |
| BABSON CAPITAL MANAGEMENT LLC | History | Added to | 433,935 | 16,238 | 0.49% | 0.35% | 12 | +106,978 | 32.72% | Q2 2014 | Aug 08, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Added to | 412,770 | 15,446 | 0.02% | 0.02% | 13 | +41,425 | 11.16% | Q2 2014 | Aug 05, 2014 |
| KIRR MARBACH & CO LLC /IN/ | History | Added to | 395,670 | 14,806 | 2.65% | 2.34% | 14 | +9,480 | 2.45% | Q2 2014 | Jul 24, 2014 |
| GABELLI FUNDS LLC | History | Added to | 386,000 | 14,444 | 0.07% | 0.06% | 15 | +40,000 | 11.56% | Q2 2014 | Aug 06, 2014 |
| CHILTON CAPITAL MANAGEMENT LLC | History | Added to | 294,811 | 11,032 | 1.08% | 1.06% | 16 | +50 | 0.02% | Q2 2014 | Jul 31, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 288,847 | 10,808 | 0.01% | 0.01% | 17 | +17,429 | 6.42% | Q2 2014 | Aug 11, 2014 |
| Tekla Capital Management LLC | History | No change | 286,540 | 10,722 | 0.98% | 0.98% | 18 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 284,172 | 10,634 | 0.02% | 0.03% | 19 | -183,811 | -39.28% | Q2 2014 | Jul 30, 2014 |
| GAMCO INVESTORS, INC. ET AL | History | Added to | 242,845 | 9,087 | 0.05% | 0.01% | 20 | +163,700 | 206.84% | Q2 2014 | Aug 06, 2014 |
| Boston Partners | History | Reduced | 229,465 | 8,586 | 0.01% | 0.02% | 21 | -33,830 | -12.85% | Q2 2014 | Aug 08, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Reduced | 221,172 | 8,276 | 0.03% | 0.03% | 22 | -6,279 | -2.76% | Q2 2014 | Aug 07, 2014 |
| BlackRock Group LTD | History | Reduced | 194,182 | 7,266 | 0.0% | 0.0% | 23 | -17,992 | -8.48% | Q2 2014 | Aug 06, 2014 |
| JUPITER ASSET MANAGEMENT LTD | History | New | 186,935 | 6,995 | 0.22% | — | 24 | +186,935 | New | Q2 2014 | Aug 11, 2014 |
| SCHAFER CULLEN CAPITAL MANAGEMENT INC | History | Reduced | 184,268 | 6,895 | 0.06% | 0.06% | 25 | -7,062 | -3.69% | Q2 2014 | Aug 11, 2014 |
| OXFORD ASSET MANAGEMENT | History | Reduced | 145,547 | 5,445 | 0.21% | 0.25% | 26 | -82,852 | -36.28% | Q2 2014 | Jul 16, 2014 |
| HENNESSY ADVISORS INC | History | Reduced | 130,700 | 4,891 | 0.15% | 0.17% | 27 | -500 | -0.38% | Q2 2014 | Jul 15, 2014 |
| Constellation Wealth Advisors, LLC | History | Reduced | 128,995 | 4,827 | 0.54% | 0.44% | 28 | -3,340 | -2.52% | Q2 2014 | Jul 09, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Reduced | 128,334 | 4,802 | 0.02% | 0.01% | 29 | -3,436 | -2.61% | Q2 2014 | Aug 07, 2014 |
| TFS CAPITAL LLC | History | Added to | 117,012 | 4,379 | 0.34% | 0.26% | 30 | +591 | 0.51% | Q2 2014 | Jul 21, 2014 |
| GLOBEFLEX CAPITAL L P | History | Reduced | 112,545 | 4,211 | 0.46% | 0.45% | 31 | -1,786 | -1.56% | Q2 2014 | Jul 18, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 107,894 | 4,037 | 0.01% | 0.0% | 32 | -2,420 | -2.19% | Q2 2014 | Aug 08, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | Added to | 107,075 | 4,007 | 0.04% | 0.02% | 33 | +70,035 | 189.08% | Q2 2014 | Aug 01, 2014 |
| Counsel Portfolio Services Inc. | History | No change | 97,733 | 3,657 | 0.34% | 0.34% | 34 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Swiss National Bank | History | No change | 87,000 | 3,256 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| BlackRock Inc. | History | Added to | 78,602 | 2,941 | 0.0% | 0.0% | 36 | +398 | 0.51% | Q2 2014 | Aug 06, 2014 |
| GAM Holding AG | History | Added to | 75,000 | 2,807 | 0.04% | 0.03% | 37 | +25,000 | 50.0% | Q2 2014 | Aug 11, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 73,349 | 2,745 | 0.0% | 0.0% | 38 | +34,822 | 90.38% | Q2 2014 | Aug 06, 2014 |
| Addison Capital Co | History | Added to | 66,438 | 2,486 | 2.15% | 1.77% | 39 | +5,975 | 9.88% | Q2 2014 | Aug 07, 2014 |
| PITCAIRN CO | History | Reduced | 61,661 | 2,307 | 0.26% | 0.24% | 40 | -1,362 | -2.16% | Q2 2014 | Jul 29, 2014 |
| Quotient Investors, LLC | History | New | 59,100 | 2,212 | 0.48% | — | 41 | +59,100 | New | Q2 2014 | Jul 18, 2014 |
| RHUMBLINE ADVISERS | History | Added to | 56,863 | 2,128 | 0.01% | 0.01% | 42 | +1,228 | 2.21% | Q2 2014 | Aug 06, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Added to | 52,830 | 1,976 | 0.01% | 0.01% | 43 | +1,955 | 3.84% | Q2 2014 | Aug 11, 2014 |
| SEI TRUST CO | History | Reduced | 49,323 | 1,846 | 0.02% | 0.02% | 44 | -6,795 | -12.11% | Q2 2014 | Jul 22, 2014 |
| REGIONS FINANCIAL CORP | History | Added to | 48,526 | 1,816 | 0.02% | 0.02% | 45 | +1,559 | 3.32% | Q2 2014 | Jul 23, 2014 |
| OMERS ADMINISTRATION Corp | History | New | 34,900 | 1,306 | 0.04% | — | 46 | +34,900 | New | Q2 2014 | Aug 11, 2014 |
| MARCO INVESTMENT MANAGEMENT LLC | History | Reduced | 30,950 | 1,158 | 0.22% | 0.28% | 47 | -8,000 | -20.54% | Q2 2014 | Jul 29, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | Reduced | 25,345 | 948 | 0.01% | 0.01% | 48 | -2,123 | -7.73% | Q2 2014 | Jul 16, 2014 |
| Gargoyle Investment Advisor L.L.C. | History | Reduced | 16,776 | 628 | 0.24% | 0.49% | 49 | -15,033 | -47.26% | Q2 2014 | Aug 11, 2014 |
| Old West Investment Management, LLC | History | Reduced | 16,730 | 626 | 0.37% | 0.36% | 50 | -197 | -1.16% | Q2 2014 | Aug 11, 2014 |
| Nationwide Fund Advisors | History | Reduced | 15,935 | 596 | 0.0% | 0.01% | 51 | -33,405 | -67.7% | Q2 2014 | Aug 11, 2014 |
| Neuberger Berman Group LLC | History | New | 15,194 | 569 | 0.0% | — | 52 | +15,194 | New | Q2 2014 | Aug 05, 2014 |
| Utah Retirement Systems | History | Reduced | 14,211 | 532 | 0.02% | 0.01% | 53 | -300 | -2.07% | Q2 2014 | Aug 08, 2014 |
| Teton Advisors, Inc. | History | No change | 13,000 | 486 | 0.03% | 0.03% | 54 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Cullen Capital Management, LLC | History | No change | 10,470 | 392 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Aperio Group, LLC | History | Added to | 8,249 | 309 | 0.0% | 0.0% | 56 | +1,637 | 24.76% | Q2 2014 | Jul 23, 2014 |
| Quantitative Investment Management, LLC | History | New | 7,800 | 291 | 0.05% | — | 57 | +7,800 | New | Q2 2014 | Aug 08, 2014 |
| COURIER CAPITAL CORP | History | No change | 7,490 | 280 | 0.06% | 0.05% | 58 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TradeLink Global Equity LLC | History | No change | 6,897 | 258 | 0.24% | 0.34% | 59 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Reduced | 6,040 | 226 | 0.01% | 0.05% | 60 | -16,447 | -73.14% | Q2 2014 | Aug 08, 2014 |
| Quantbot Technologies LP | History | New | 5,910 | 221 | 0.03% | — | 61 | +5,910 | New | Q2 2014 | Jul 08, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Reduced | 4,350 | 162 | 0.0% | 0.03% | 62 | -236,299 | -98.19% | Q2 2014 | Aug 06, 2014 |
| VALLEY NATIONAL BANCORP | History | Added to | 4,050 | 152 | 0.18% | 0.09% | 63 | +1,950 | 92.86% | Q2 2014 | Jul 31, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 3,009 | 112 | 0.0% | 0.0% | 64 | -144 | -4.57% | Q2 2014 | Aug 08, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 2,867 | 107 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Added to | 2,439 | 91 | 0.0% | 0.0% | 66 | +93 | 3.96% | Q2 2014 | Jul 31, 2014 |
| Strategic Capital Group LLC | History | Reduced | 1,028 | 38 | 0.01% | 0.05% | 67 | -3,768 | -78.57% | Q2 2014 | Jul 14, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | New | 680 | 27 | 0.0% | — | 68 | +680 | New | Q2 2014 | Aug 08, 2014 |
| Global X Management CO LLC | History | Reduced | 597 | 22 | 0.0% | 0.65% | 69 | -279,306 | -99.79% | Q2 2014 | Jul 31, 2014 |
| WealthTrust-Arizona, LLC | History | Added to | 435 | 16 | 0.02% | 0.01% | 70 | +233 | 115.35% | Q2 2014 | Jul 22, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | No change | 167 | 6 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 100 | 4 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Beacon Capital Management, Inc. | History | No change | 100 | 4 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| PRIVATE TRUST CO NA | History | No change | 81 | 3 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| Winslow, Evans & Crocker, Inc. | History | No change | 100 | 3 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| JNBA Financial Advisors | History | No change | 25 | 1 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| EdgePoint Investment Group Inc. | History | Closed out | 0 | 0 | — | 6.3% | — | -7,865,111 | -100.0% | Q1 2014 | May 13, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.08% | — | -5,416,597 | -100.0% | Q1 2014 | May 15, 2014 |
| SCOPIA CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 4.05% | — | -3,720,893 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -3,436,180 | -100.0% | Q1 2014 | May 15, 2014 |
| ORBIS HOLDINGS LTD | History | Closed out | 0 | 0 | — | 0.75% | — | -2,741,374 | -100.0% | Q1 2014 | May 15, 2014 |
| STEINBERG ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 5.47% | — | -2,699,246 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,149,835 | -100.0% | Q1 2014 | May 15, 2014 |
| Private Capital Management, LLC | History | Closed out | 0 | 0 | — | 4.06% | — | -935,449 | -100.0% | Q1 2014 | May 15, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.58% | — | -899,262 | -100.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -822,964 | -100.0% | Q1 2014 | May 16, 2014 |
| McClain Value Management LLC | History | Closed out | 0 | 0 | — | 5.33% | — | -819,845 | -100.0% | Q1 2014 | May 12, 2014 |
| Ancient Art, L.P. | History | Closed out | 0 | 0 | — | 7.18% | — | -807,106 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -805,454 | -100.0% | Q1 2014 | May 15, 2014 |
| FIL Ltd | History | Closed out | 0 | 0 | — | 0.09% | — | -700,262 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -633,649 | -100.0% | Q1 2014 | May 14, 2014 |
| SEGALL BRYANT & HAMILL | History | Closed out | 0 | 0 | — | 0.52% | — | -628,450 | -100.0% | Q1 2014 | May 15, 2014 |
| VICTORY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.14% | — | -580,827 | -100.0% | Q1 2014 | May 06, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -491,116 | -100.0% | Q1 2014 | May 15, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.07% | — | -482,960 | -100.0% | Q1 2014 | May 13, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -460,602 | -100.0% | Q1 2014 | May 14, 2014 |
| Proxima Capital Management, LLC | History | Closed out | 0 | 0 | — | 2.82% | — | -435,434 | -100.0% | Q1 2014 | May 15, 2014 |
| F&C Asset Management plc | History | Closed out | 0 | 0 | — | 0.18% | — | -426,210 | -100.0% | Q1 2014 | May 14, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -405,726 | -100.0% | Q1 2014 | May 14, 2014 |
| Epoch Investment Partners, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -389,739 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -386,493 | -100.0% | Q1 2014 | May 15, 2014 |
| NGAM ADVISORS, L.P. | History | Closed out | 0 | 0 | — | 0.2% | — | -378,808 | -100.0% | Q1 2014 | May 13, 2014 |
| ROTHSCHILD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.26% | — | -338,794 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -329,551 | -100.0% | Q1 2014 | May 15, 2014 |
| ZWJ INVESTMENT COUNSEL INC | History | Closed out | 0 | 0 | — | 1.3% | — | -326,885 | -100.0% | Q1 2014 | May 13, 2014 |
| SLS MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 6.41% | — | -295,780 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -294,324 | -100.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -275,351 | -100.0% | Q1 2014 | May 13, 2014 |
| PIONEER INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.04% | — | -272,081 | -100.0% | Q1 2014 | May 12, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -253,170 | -100.0% | Q1 2014 | May 13, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -247,315 | -100.0% | Q1 2014 | May 15, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.04% | — | -242,783 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -237,320 | -100.0% | Q1 2014 | May 15, 2014 |
| RAPTOR CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 3.63% | — | -198,100 | -100.0% | Q1 2014 | May 15, 2014 |
| Altalis Capital Management LLC | History | Closed out | 0 | 0 | — | 5.48% | — | -192,488 | -100.0% | Q1 2014 | May 15, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.03% | — | -183,331 | -100.0% | Q1 2014 | May 15, 2014 |
| SCOGGIN LLC | History | Closed out | 0 | 0 | — | 15.43% | — | -176,000 | -100.0% | Q1 2014 | May 19, 2014 |
| JANUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -174,000 | -100.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -172,922 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -170,788 | -100.0% | Q1 2014 | May 13, 2014 |
| BANK OF NOVA SCOTIA / | History | Closed out | 0 | 0 | — | 0.02% | — | -154,721 | -100.0% | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -154,361 | -100.0% | Q1 2014 | May 15, 2014 |
| CORSAIR CAPITAL MANAGEMENT, L.P. | History | Closed out | 0 | 0 | — | 38.15% | — | -148,480 | -100.0% | Q1 2014 | May 16, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -147,902 | -100.0% | Q1 2014 | May 08, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -141,430 | -100.0% | Q1 2014 | May 14, 2014 |
| TCW GROUP INC | History | Closed out | 0 | 0 | — | 0.02% | — | -122,888 | -100.0% | Q1 2014 | May 13, 2014 |
| Pine River Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.06% | — | -120,688 | -100.0% | Q1 2014 | May 15, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.06% | — | -103,286 | -100.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.02% | — | -101,922 | -100.0% | Q1 2014 | May 13, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.04% | — | -100,211 | -100.0% | Q1 2014 | May 07, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -89,600 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -87,500 | -100.0% | Q1 2014 | May 15, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.03% | — | -73,125 | -100.0% | Q1 2014 | May 12, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -72,968 | -100.0% | Q1 2014 | May 13, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -71,993 | -100.0% | Q1 2014 | May 15, 2014 |
| CADENCE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -71,870 | -100.0% | Q1 2014 | Apr 28, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -68,147 | -100.0% | Q1 2014 | May 13, 2014 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | Closed out | 0 | 0 | — | 0.02% | — | -63,319 | -100.0% | Q1 2014 | May 14, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -61,512 | -100.0% | Q1 2014 | May 14, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.02% | — | -60,057 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.01% | — | -58,096 | -100.0% | Q1 2014 | May 14, 2014 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.02% | — | -56,355 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -54,452 | -100.0% | Q1 2014 | May 23, 2014 |
| EATON VANCE MANAGEMENT | History | Closed out | 0 | 0 | — | 0.01% | — | -51,000 | -100.0% | Q1 2014 | May 05, 2014 |
| PLATINUM INVESTMENT MANAGEMENT LTD | History | Closed out | 0 | 0 | — | 0.03% | — | -50,970 | -100.0% | Q1 2014 | May 16, 2014 |
| DEERE & CO | History | Closed out | 0 | 0 | — | 0.1% | — | -48,975 | -100.0% | Q1 2014 | May 08, 2014 |
| SYMPHONY ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -46,588 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -44,644 | -100.0% | Q1 2014 | Apr 18, 2014 |
| Choate Investment Advisors | History | Closed out | 0 | 0 | — | 0.09% | — | -44,512 | -100.0% | Q1 2014 | May 15, 2014 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | Closed out | 0 | 0 | — | 0.0% | — | -41,180 | -100.0% | Q1 2014 | May 13, 2014 |
| BRANT POINT INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -39,300 | -100.0% | Q1 2014 | May 14, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -37,340 | -100.0% | Q1 2014 | May 15, 2014 |
| PDT Partners, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -36,991 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -36,538 | -100.0% | Q1 2014 | May 13, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -33,356 | -100.0% | Q1 2014 | May 15, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.01% | — | -31,672 | -100.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.01% | — | -29,600 | -100.0% | Q1 2014 | May 13, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -28,257 | -100.0% | Q1 2014 | May 14, 2014 |
| Absolute Return Capital, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -26,054 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -23,678 | -100.0% | Q1 2014 | May 15, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.03% | — | -23,410 | -100.0% | Q1 2014 | May 14, 2014 |
| DIAM Co., Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -22,668 | -100.0% | Q1 2014 | May 05, 2014 |
| Spark Investment Management LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -20,200 | -100.0% | Q1 2014 | May 13, 2014 |
| IBM Retirement Fund | History | Closed out | 0 | 0 | — | 0.01% | — | -20,161 | -100.0% | Q1 2014 | May 19, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.02% | — | -18,931 | -100.0% | Q1 2014 | May 06, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -18,706 | -100.0% | Q1 2014 | May 16, 2014 |
| Hutchin Hill Capital, LP | History | Closed out | 0 | 0 | — | 0.03% | — | -17,800 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -17,748 | -100.0% | Q1 2014 | May 14, 2014 |
| Mariner Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -16,500 | -100.0% | Q1 2014 | May 08, 2014 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 0.01% | — | -16,200 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,730 | -100.0% | Q1 2014 | May 15, 2014 |
| BOKF, NA | History | Closed out | 0 | 0 | — | 0.02% | — | -14,273 | -100.0% | Q1 2014 | May 14, 2014 |
| ARGENTIERE CAPITAL | History | Closed out | 0 | 0 | — | 0.37% | — | -11,664 | -100.0% | Q1 2014 | Apr 28, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -10,834 | -100.0% | Q1 2014 | May 09, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -10,675 | -100.0% | Q1 2014 | May 15, 2014 |
| BRYN MAWR CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.03% | — | -10,529 | -100.0% | Q1 2014 | May 15, 2014 |
| STRATEGIC INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -10,519 | -100.0% | Q1 2014 | May 14, 2014 |
| FIRST NEW YORK SECURITIES LLC /NY | History | Closed out | 0 | 0 | — | 0.17% | — | -10,000 | -100.0% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -9,344 | -100.0% | Q1 2014 | May 15, 2014 |
| AMP Capital Investors Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -8,513 | -100.0% | Q1 2014 | May 14, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.0% | — | -7,314 | -100.0% | Q1 2014 | May 16, 2014 |
| ONTARIO TEACHERS PENSION PLAN BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -7,133 | -100.0% | Q1 2014 | May 13, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -7,079 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,775 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -6,477 | -100.0% | Q1 2014 | May 16, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,360 | -100.0% | Q1 2014 | May 09, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,408 | -100.0% | Q1 2014 | May 14, 2014 |
| Saturna Capital CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -3,766 | -100.0% | Q1 2014 | May 14, 2014 |
| PERCEPTIVE ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,700 | -100.0% | Q1 2014 | May 15, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,752 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -2,479 | -100.0% | Q1 2014 | May 15, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,700 | -100.0% | Q1 2014 | May 15, 2014 |
| Bellevue Financial, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -792 | -100.0% | Q1 2014 | May 05, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -771 | -100.0% | Q1 2014 | Aug 08, 2014 |
| BOSTON PRIVATE BANK & TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -700 | -100.0% | Q1 2014 | Apr 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -693 | -100.0% | Q1 2014 | Apr 11, 2014 |
| Partnervest Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -600 | -100.0% | Q1 2014 | May 12, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -464 | -100.0% | Q1 2014 | May 02, 2014 |
| FineMark National Bank & Trust | History | Closed out | 0 | 0 | — | 0.0% | — | -447 | -100.0% | Q1 2014 | May 13, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -130 | -100.0% | Q1 2014 | May 15, 2014 |
| Cupps Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -95 | -100.0% | Q1 2014 | May 12, 2014 |
| Archford Capital Strategies, LLC | History | Closed out | 0 | 0 | — | — | — | -17 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | — | — | -9 | -100.0% | Q1 2014 | May 15, 2014 |