ALLIANCE NEW YORK MUN INC - 018714105
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 4 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC | History | Reduced | 166,189 | 2,078 | 0.01% | 0.01% | 1 | -1,329 | -0.79% | Q1 2014 | May 16, 2014 |
| Karpus Management, Inc. | History | Added to | 150,770 | 1,885 | 0.1% | 0.09% | 2 | +19,837 | 15.15% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Added to | 88,058 | 1,101 | 0.0% | 0.0% | 3 | +13,787 | 18.56% | Q1 2014 | May 15, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | Reduced | 45,953 | 574 | 0.38% | 0.38% | 4 | -4,461 | -8.85% | Q1 2014 | May 16, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | New | 45,600 | 570 | 0.0% | — | 5 | +45,600 | New | Q1 2014 | May 12, 2014 |
| 683 Capital Management, LLC | History | No change | 41,261 | 516 | 0.2% | 0.14% | 6 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Reduced | 33,921 | 396 | 0.0% | 0.0% | 7 | -18,433 | -35.21% | Q1 2014 | May 13, 2014 |
| Horizon Kinetics LLC | History | No change | 23,676 | 296 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Reduced | 22,838 | 286 | 0.0% | 0.0% | 9 | -2,115 | -8.48% | Q1 2014 | May 16, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 15,282 | 191 | 0.0% | 0.0% | 10 | +6 | 0.04% | Q1 2014 | May 07, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 13,822 | 173 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Reduced | 12,368 | 155 | 0.0% | 0.0% | 12 | -10,361 | -45.58% | Q1 2014 | May 13, 2014 |
| Bridgewater Advisors Inc. | History | Reduced | 11,646 | 146 | 0.15% | 0.36% | 13 | -17,640 | -60.23% | Q1 2014 | May 01, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | New | 10,593 | 132 | 0.0% | — | 14 | +10,593 | New | Q1 2014 | May 13, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 10,337 | 129 | 0.0% | 0.0% | 15 | +94 | 0.92% | Q1 2014 | Apr 29, 2014 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 9,836 | 123 | 0.0% | 0.0% | 16 | -2,059 | -17.31% | Q1 2014 | May 15, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 4,900 | 61 | 0.0% | 0.0% | 17 | +300 | 6.52% | Q1 2014 | May 12, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 2,700 | 34 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | No change | 2,200 | 28 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Reduced | 200 | 3 | 0.0% | 0.0% | 20 | -616 | -75.49% | Q1 2014 | May 15, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | New | 150 | 2 | 0.0% | — | 21 | +150 | New | Q1 2014 | May 14, 2014 |
| TFS CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -20,851 | -100.0% | Q4 2013 | Feb 07, 2014 |
| Pine River Capital Management L.P. | History | Closed out | 0 | 0 | — | 1.46% | — | -17,379 | -100.0% | Q4 2013 | May 14, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -14,870 | -100.0% | Q4 2013 | Feb 13, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,748 | -100.0% | Q4 2013 | Feb 14, 2014 |