ALLIANCE NEW YORK MUN INC - 018714105
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC | History | No change | 166,189 | 2,078 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Karpus Management, Inc. | History | No change | 150,770 | 1,885 | 0.1% | 0.1% | 2 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | No change | 88,058 | 1,101 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | No change | 45,953 | 574 | 0.38% | 0.38% | 4 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | No change | 45,600 | 570 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| 683 Capital Management, LLC | History | No change | 41,261 | 516 | 0.2% | 0.2% | 6 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | No change | 33,921 | 396 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Horizon Kinetics LLC | History | No change | 23,676 | 296 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | No change | 22,838 | 286 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| TFS CAPITAL LLC | History | New | 15,429 | 197 | 0.02% | — | 10 | +15,429 | New | Q2 2014 | Jul 21, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 15,288 | 195 | 0.0% | 0.0% | 11 | +6 | 0.04% | Q2 2014 | Jul 23, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 13,822 | 173 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | No change | 12,368 | 155 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Bridgewater Advisors Inc. | History | No change | 11,646 | 146 | 0.15% | 0.15% | 14 | 0 | 0.0% | Q1 2014 | May 01, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 10,464 | 134 | 0.0% | 0.0% | 15 | +127 | 1.23% | Q2 2014 | Jul 25, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 10,593 | 132 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 9,836 | 123 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 2,700 | 34 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | No change | 2,200 | 28 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 2,027 | 25 | 0.0% | 0.0% | 20 | -2,873 | -58.63% | Q2 2014 | Aug 08, 2014 |
| CITIGROUP INC | History | No change | 200 | 3 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | No change | 150 | 2 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2014 | May 14, 2014 |