ALLIANZGI GLOBAL EQUITY & CO - 01882W100
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. | History | New | 1,468,575 | 22,528 | 0.36% | — | 1 | +1,468,575 | New | Q4 2013 | Feb 03, 2014 |
| ROBINSON CAPITAL MANAGEMENT, LLC | History | New | 164,043 | 2,402 | 2.12% | — | 2 | +164,043 | New | Q4 2013 | Feb 14, 2014 |
| MORGAN STANLEY | History | New | 109,088 | 1,669 | 0.0% | — | 3 | +109,088 | New | Q4 2013 | Feb 13, 2014 |
| Shaker Financial Services, LLC | History | New | 83,743 | 1,281 | 0.89% | — | 4 | +83,743 | New | Q4 2013 | Feb 06, 2014 |
| GUGGENHEIM CAPITAL LLC | History | New | 38,160 | 585 | 0.0% | — | 5 | +38,160 | New | Q4 2013 | Feb 14, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | New | 38,115 | 583 | 0.01% | — | 6 | +38,115 | New | Q4 2013 | Feb 12, 2014 |
| WELLS FARGO & COMPANY/MN | History | New | 28,158 | 431 | 0.0% | — | 7 | +28,158 | New | Q4 2013 | Feb 06, 2014 |
| TFS CAPITAL LLC | History | New | 22,859 | 350 | 0.02% | — | 8 | +22,859 | New | Q4 2013 | Feb 07, 2014 |
| HOLLENCREST SECURITIES LLC | History | New | 19,272 | 295 | 0.05% | — | 9 | +19,272 | New | Q4 2013 | Jan 28, 2014 |
| SG Americas Securities, LLC | History | New | 15,423 | 237 | 0.0% | — | 10 | +15,423 | New | Q4 2013 | Feb 12, 2014 |
| CITIGROUP INC | History | New | 13,697 | 210 | 0.0% | — | 11 | +13,697 | New | Q4 2013 | Feb 14, 2014 |
| BANK OF AMERICA CORP /DE/ | History | New | 7,828 | 120 | 1.81% | — | 12 | +7,828 | New | Q4 2013 | Feb 27, 2014 |
| ROYAL BANK OF CANADA | History | New | 6,500 | 99 | 0.0% | — | 13 | +6,500 | New | Q4 2013 | Feb 14, 2014 |
| MetLife Securities, Inc | History | New | 5,475 | 84 | 0.01% | — | 14 | +5,475 | New | Q4 2013 | Jan 31, 2014 |
| UBS AG | History | New | 3,775 | 58 | 0.0% | — | 15 | +3,775 | New | Q4 2013 | May 21, 2014 |
| Hoxton Financial, Inc. | History | New | 1,200 | 18 | 0.01% | — | 16 | +1,200 | New | Q4 2013 | Jan 16, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | New | 950 | 15 | 0.0% | — | 18 | +950 | New | Q4 2013 | Feb 14, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 1,000 | 15 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q4 2013 | Jan 08, 2014 |
| WEALTHCARE CAPITAL MANAGEMENT LLC | History | New | 150 | 2 | 0.0% | — | 19 | +150 | New | Q4 2013 | Feb 12, 2014 |