ALPHA NATURAL RES - 02076X102
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STEELHEAD PARTNERS LLC | History | No change | 22,030,081 | 74,452 | 6.41% | 6.41% | 1 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 15,271,517 | 56,657 | 0.04% | 0.05% | 2 | -1,675,439 | -9.89% | Q2 2014 | Aug 08, 2014 |
| STATE STREET CORP | History | No change | 12,371,380 | 52,575 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Marketfield Asset Management LLC | History | No change | 12,306,975 | 52,305 | 0.44% | 0.44% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| VANGUARD GROUP INC | History | Added to | 12,916,780 | 47,922 | 0.0% | 0.0% | 5 | +83,265 | 0.65% | Q2 2014 | Aug 11, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 8,866,546 | 37,661 | 0.03% | 0.03% | 6 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | No change | 6,316,449 | 26,845 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 6,270,298 | 23,263 | 0.0% | 0.01% | 8 | -602,157 | -8.76% | Q2 2014 | Aug 06, 2014 |
| UBS AG | History | No change | 5,395,193 | 22,930 | 0.02% | 0.02% | 9 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 5,503,394 | 20,417 | 0.02% | 0.01% | 10 | +3,509,184 | 175.97% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Reduced | 5,294,022 | 19,641 | 0.01% | 0.01% | 11 | -4,949,646 | -48.32% | Q2 2014 | Aug 06, 2014 |
| STATE TREASURER STATE OF MICHIGAN | History | Added to | 4,440,150 | 16,473 | 0.12% | 0.09% | 12 | +1,690,700 | 61.49% | Q2 2014 | Aug 06, 2014 |
| Forty4 Asset Management LLC | History | No change | 6,873,722 | 15,474 | 12.38% | 12.38% | 13 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| NORTHERN TRUST CORP | History | No change | 3,626,506 | 15,412 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | No change | 3,425,320 | 14,557 | 0.01% | 0.01% | 15 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 3,042,299 | 12,930 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 2,544,044 | 10,812 | 0.03% | 0.03% | 17 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| HOURGLASS CAPITAL, LLC | History | No change | 2,440,028 | 10,370 | 1.73% | 1.73% | 18 | 0 | 0.0% | Q1 2014 | May 06, 2014 |
| Anchorage Capital Group, L.L.C. | History | No change | 2,400,000 | 10,200 | 0.38% | 0.38% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 2,311,618 | 9,824 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Neuberger Berman Group LLC | History | Added to | 2,306,570 | 8,557 | 0.01% | 0.01% | 21 | +125,148 | 5.74% | Q2 2014 | Aug 05, 2014 |
| VAN ECK ASSOCIATES CORP | History | No change | 1,928,015 | 8,194 | 0.04% | 0.04% | 22 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| JPMORGAN CHASE & CO | History | No change | 1,890,664 | 8,036 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GENERAL AMERICAN INVESTORS CO INC | History | No change | 2,133,269 | 7,914 | 0.64% | 0.76% | 24 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 1,837,054 | 7,807 | 0.05% | 0.05% | 25 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | No change | 1,684,026 | 7,156 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 1,385,115 | 5,881 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| LMR Partners LLP | History | New | 1,536,327 | 5,700 | 0.47% | — | 28 | +1,536,327 | New | Q2 2014 | Jul 10, 2014 |
| Spot Trading L.L.C | History | No change | 1,332,225 | 5,662 | 0.03% | 0.03% | 29 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| TEACHERS ADVISORS INC | History | No change | 1,298,394 | 5,518 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | No change | 1,136,576 | 4,830 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 1,115,688 | 4,741 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Adirondack Research & Management Inc. | History | Added to | 1,241,616 | 4,606 | 1.56% | 1.91% | 34 | +65,848 | 5.6% | Q2 2014 | Aug 08, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 943,965 | 4,606 | 0.01% | 0.01% | 33 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| CITIGROUP INC | History | No change | 1,064,383 | 4,524 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DLS Capital Management, LLC | History | No change | 1,060,710 | 4,508 | 6.73% | 6.73% | 36 | 0 | 0.0% | Q1 2014 | Apr 16, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 1,211,825 | 4,496 | 0.01% | 0.0% | 37 | +494,102 | 68.84% | Q2 2014 | Aug 04, 2014 |
| Regiment Capital Management LLC | History | No change | 1,200,000 | 4,452 | 1.01% | 1.1% | 38 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| ROYAL BANK OF CANADA | History | No change | 1,042,499 | 4,429 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 1,012,016 | 4,301 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ADAGE CAPITAL PARTNERS GP LLC | History | No change | 1,000,000 | 4,250 | 0.01% | 0.01% | 41 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| TBP Investments Management, LLC | History | No change | 884,416 | 3,759 | 3.2% | 3.2% | 42 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | No change | 879,766 | 3,739 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | No change | 820,019 | 3,281 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 713,408 | 3,033 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | No change | 93,310 | 2,997 | 0.06% | 0.06% | 46 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Pomelo Capital LLC | History | No change | 1,625,300 | 2,871 | 1.42% | 1.42% | 47 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| First Washington CORP | History | No change | 675,255 | 2,870 | 1.66% | 1.66% | 48 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 770,608 | 2,859 | 0.0% | 0.01% | 49 | +66,667 | 9.47% | Q2 2014 | Jul 30, 2014 |
| GRANAHAN INVESTMENT MANAGEMENT INC/MA | History | No change | 703,600 | 2,610 | 0.08% | 0.08% | 50 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 689,881 | 2,559 | 0.0% | 0.01% | 51 | -593,114 | -46.23% | Q2 2014 | Aug 06, 2014 |
| EAGLE BOSTON INVESTMENT MANAGEMENT INC | History | Reduced | 682,018 | 2,530 | 0.13% | 0.15% | 52 | -21,098 | -3.0% | Q2 2014 | Jul 10, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | No change | 576,624 | 2,450 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| GRT CAPITAL PARTNERS LLC | History | No change | 571,438 | 2,428 | 0.28% | 0.28% | 54 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| 3G Capital Partners LP | History | No change | 500,000 | 2,125 | 0.23% | 0.23% | 55 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | No change | 489,721 | 2,081 | 0.06% | 0.06% | 56 | 0 | 0.0% | Q1 2014 | May 06, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 483,080 | 2,053 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 454,076 | 1,929 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | No change | 450,730 | 1,915 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CARLSON CAPITAL L P | History | No change | 435,700 | 1,852 | 0.02% | 0.02% | 60 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AVIVA PLC | History | No change | 425,248 | 1,807 | 0.01% | 0.01% | 61 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 415,800 | 1,768 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 400,666 | 1,703 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 380,850 | 1,619 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| LEGAL & GENERAL GROUP PLC | History | No change | 318,437 | 1,353 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Global Endowment Management, LP | History | No change | 314,010 | 1,335 | 0.21% | 0.21% | 66 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | No change | 310,743 | 1,321 | 0.01% | 0.01% | 67 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ETRADE Capital Management LLC | History | No change | 300,478 | 1,277 | 0.09% | 0.09% | 68 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 300,879 | 1,116 | 0.0% | 0.01% | 69 | -161,596 | -34.94% | Q2 2014 | Aug 06, 2014 |
| SHAH CAPITAL MANAGEMENT | History | New | 296,700 | 1,100 | 0.82% | — | 70 | +296,700 | New | Q2 2014 | Jul 07, 2014 |
| NOMURA HOLDINGS INC | History | No change | 257,277 | 1,093 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| SUNTRUST BANKS INC | History | No change | 246,423 | 1,047 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Swiss National Bank | History | No change | 248,408 | 922 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Phoenix Investment Adviser LLC | History | New | 230,000 | 853 | 0.57% | — | 74 | +230,000 | New | Q2 2014 | Aug 06, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | No change | 200,592 | 852 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q1 2014 | May 23, 2014 |
| JANE STREET GROUP, LLC | History | No change | 193,542 | 823 | 0.01% | 0.01% | 76 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Nationwide Fund Advisors | History | Reduced | 218,292 | 810 | 0.0% | 0.01% | 77 | -368,321 | -62.79% | Q2 2014 | Aug 11, 2014 |
| COMERICA BANK | History | No change | 186,668 | 793 | 0.01% | 0.01% | 78 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 210,034 | 779 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| Pentwater Capital Management LP | History | No change | 180,000 | 765 | 0.02% | 0.02% | 80 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | Reduced | 203,454 | 755 | 0.01% | 0.02% | 81 | -10,600 | -4.95% | Q2 2014 | Aug 07, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 174,429 | 741 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | No change | 170,682 | 725 | 0.01% | 0.01% | 83 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| ProShare Advisors LLC | History | Reduced | 190,156 | 705 | 0.01% | 0.02% | 84 | -128,408 | -40.31% | Q2 2014 | Aug 08, 2014 |
| APG Asset Management N.V. | History | No change | 189,412 | 703 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| VTL Associates, LLC | History | No change | 164,179 | 698 | 0.05% | 0.05% | 86 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | No change | 163,035 | 693 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| PRUDENTIAL FINANCIAL INC | History | No change | 152,066 | 646 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BlackRock Group LTD | History | Reduced | 173,573 | 643 | 0.0% | 0.0% | 89 | -84,261 | -32.68% | Q2 2014 | Aug 06, 2014 |
| Man Investments Ltd | History | No change | 150,511 | 640 | 0.06% | 0.06% | 90 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | No change | 147,009 | 625 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Reduced | 162,280 | 602 | 0.0% | 0.01% | 92 | -190,211 | -53.96% | Q2 2014 | Jul 31, 2014 |
| Lloyds Banking Group plc | History | No change | 141,838 | 602 | 0.01% | 0.01% | 93 | 0 | 0.0% | Q1 2014 | Apr 30, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 151,774 | 563 | 0.0% | 0.01% | 94 | -492,857 | -76.46% | Q2 2014 | Aug 08, 2014 |
| PEAK6 Investments, L.P. | History | No change | 129,200 | 549 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q1 2014 | May 19, 2014 |
| ABERDEEN ASSET MANAGEMENT PLC/UK | History | New | 141,838 | 526 | 0.0% | — | 96 | +141,838 | New | Q2 2014 | Jul 24, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | No change | 114,000 | 485 | 0.01% | 0.01% | 97 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| HM PAYSON & CO | History | No change | 112,185 | 477 | 0.03% | 0.03% | 98 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 127,691 | 474 | 0.0% | 0.0% | 99 | -20,024 | -13.56% | Q2 2014 | Aug 06, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | No change | 109,400 | 465 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| CSS LLC/IL | History | No change | 108,500 | 461 | 0.02% | 0.02% | 101 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| VSR Financial Services, Inc. | History | Added to | 121,700 | 452 | 0.06% | 0.06% | 102 | +26,100 | 27.3% | Q2 2014 | Aug 05, 2014 |
| Matarin Capital Management, LLC | History | No change | 105,662 | 449 | 0.27% | 0.27% | 103 | 0 | 0.0% | Q1 2014 | May 06, 2014 |
| Nuveen Asset Management, LLC | History | No change | 104,296 | 443 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| OREGON PUBLIC EMPLOYEES RETIREMENT FUND | History | No change | 101,614 | 432 | 0.01% | 0.01% | 105 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| KCG Holdings, Inc. | History | No change | 100,876 | 429 | 0.01% | 0.01% | 106 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| HSBC HOLDINGS PLC | History | No change | 96,405 | 410 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | History | No change | 91,900 | 391 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| A.R.T. Advisors, LLC | History | No change | 89,062 | 378 | 0.02% | 0.02% | 109 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SG Americas Securities, LLC | History | No change | 85,238 | 362 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Absolute Return Capital, LLC | History | No change | 77,462 | 329 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | No change | 69,833 | 297 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Liberty Mutual Group Asset Management Inc. | History | No change | 69,411 | 295 | 0.01% | 0.01% | 113 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Walleye Trading LLC | History | No change | 64,915 | 275 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Concept Capital Markets, LLC | History | Added to | 70,001 | 260 | 0.1% | — | 115 | +70,000 | 7000000.0% | Q2 2014 | Aug 08, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Added to | 68,532 | 253 | 0.0% | 0.0% | 116 | +25,695 | 59.98% | Q2 2014 | Aug 06, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 67,798 | 252 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Aperio Group, LLC | History | Added to | 67,067 | 249 | 0.0% | 0.0% | 118 | +44,713 | 200.02% | Q2 2014 | Jul 23, 2014 |
| Electron Capital Partners, LLC | History | Reduced | 66,710 | 247 | 0.1% | 0.19% | 119 | -7,290 | -9.85% | Q2 2014 | Jul 11, 2014 |
| NORDEA INVESTMENT MANAGEMENT AB | History | Added to | 64,620 | 240 | 0.0% | 0.0% | 120 | +3,415 | 5.58% | Q2 2014 | Jul 22, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | No change | 56,120 | 239 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Saba Capital Management, L.P. | History | No change | 55,263 | 235 | 0.01% | 0.01% | 122 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Summit Investment Advisors, Inc. | History | No change | 54,147 | 230 | 0.02% | 0.02% | 123 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Municipal Employees' Retirement System of Michigan | History | No change | 61,100 | 227 | 0.02% | 0.02% | 124 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | No change | 60,247 | 224 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| Allianz Asset Management AG | History | No change | 52,486 | 223 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q1 2014 | May 28, 2014 |
| COMMUNITY TRUST & INVESTMENT CO | History | Reduced | 57,900 | 215 | 0.03% | 0.04% | 127 | -1,775 | -2.97% | Q2 2014 | Jul 14, 2014 |
| UNITED SERVICES AUTOMOBILE ASSOCIATION | History | No change | 49,501 | 210 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q1 2014 | May 22, 2014 |
| WFG Advisors, LP | History | No change | 47,408 | 201 | 0.04% | 0.04% | 129 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| ONTARIO TEACHERS PENSION PLAN BOARD | History | No change | 46,302 | 197 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Old Mutual Global Index Trackers (Proprietary) LTD | History | Added to | 52,200 | 194 | 0.05% | 0.01% | 131 | +40,500 | 346.15% | Q2 2014 | Aug 04, 2014 |
| Trellus Management Company, LLC | History | No change | 45,000 | 191 | 0.17% | 0.17% | 132 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| SAC Capital Advisors LP | History | No change | 44,377 | 189 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Inc. | History | Added to | 50,690 | 188 | 0.0% | 0.0% | 135 | +211 | 0.42% | Q2 2014 | Aug 06, 2014 |
| FIL Ltd | History | No change | 44,200 | 188 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | No change | 43,130 | 183 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Visium Asset Management, LP | History | No change | 35,183 | 150 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF SCOTLAND GROUP PLC | History | No change | 34,110 | 145 | 0.01% | 0.01% | 138 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | No change | 33,372 | 143 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 37,686 | 140 | 0.01% | 0.01% | 140 | -29,554 | -43.95% | Q2 2014 | Aug 08, 2014 |
| WEDGE CAPITAL MANAGEMENT L L P/NC | History | Added to | 35,475 | 132 | 0.0% | 0.0% | 142 | +17,200 | 94.12% | Q2 2014 | Aug 11, 2014 |
| I.G. INVESTMENT MANAGEMENT, LTD. | History | No change | 31,045 | 132 | 0.0% | 0.0% | 141 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | No change | 30,867 | 131 | 0.0% | 0.0% | 143 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| Jefferies Group LLC | History | No change | 28,687 | 122 | 0.0% | 0.0% | 144 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| 10-15 ASSOCIATES, INC. | History | No change | 28,850 | 122 | 0.04% | 0.04% | 145 | 0 | 0.0% | Q1 2014 | May 06, 2014 |
| First Allied Advisory Services, Inc. | History | No change | 28,382 | 119 | 0.01% | 0.01% | 146 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LPL Financial LLC | History | Reduced | 29,218 | 108 | 0.0% | 0.0% | 147 | -9,652 | -24.83% | Q2 2014 | Aug 05, 2014 |
| NuWave Investment Management, LLC | History | Added to | 29,051 | 108 | 0.28% | 0.25% | 148 | +8,829 | 43.66% | Q2 2014 | Jul 14, 2014 |
| Jump Trading, LLC | History | No change | 24,627 | 105 | 0.0% | 0.0% | 149 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Cetera Advisors LLC | History | No change | 23,312 | 101 | 0.02% | 0.02% | 150 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF NOVA SCOTIA / | History | No change | 23,279 | 99 | 0.0% | 0.0% | 151 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| INTRUST BANK NA | History | No change | 22,655 | 96 | 0.04% | 0.04% | 152 | 0 | 0.0% | Q1 2014 | Apr 28, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | New | 25,000 | 93 | 0.01% | — | 154 | +25,000 | New | Q2 2014 | Aug 04, 2014 |
| Geduld E E | History | No change | 25,000 | 93 | 0.06% | 0.06% | 153 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| SHELTON CAPITAL MANAGEMENT | History | No change | 24,779 | 92 | 0.01% | 0.02% | 155 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| Quantitative Systematic Strategies LLC | History | Reduced | 22,868 | 85 | 0.06% | 0.45% | 157 | -105,344 | -82.16% | Q2 2014 | Jul 14, 2014 |
| WATER ISLAND CAPITAL LLC | History | No change | 20,142 | 85 | 0.0% | 0.0% | 156 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| KMS FINANCIAL SERVICES, INC | History | No change | 18,333 | 78 | 0.01% | 0.01% | 158 | 0 | 0.0% | Q1 2014 | Aug 08, 2014 |
| Global X Management CO LLC | History | No change | 19,625 | 73 | 0.0% | 0.01% | 159 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| RidgeWorth Capital Management LLC | History | New | 18,889 | 70 | 0.0% | — | 160 | +18,889 | New | Q2 2014 | Jul 31, 2014 |
| World Asset Management Inc | History | Reduced | 18,223 | 68 | 0.0% | 0.0% | 161 | -9,648 | -34.62% | Q2 2014 | Jul 28, 2014 |
| HighTower Advisors, LLC | History | No change | 15,545 | 66 | 0.0% | 0.0% | 162 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MetLife Securities, Inc | History | Reduced | 16,883 | 63 | 0.01% | 0.01% | 164 | -3,527 | -17.28% | Q2 2014 | Aug 04, 2014 |
| NATIXIS | History | No change | 14,874 | 63 | 0.0% | 0.0% | 163 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BRAVE ASSET MANAGEMENT INC | History | Added to | 15,800 | 59 | 0.04% | 0.05% | 166 | +1,800 | 12.86% | Q2 2014 | Aug 11, 2014 |
| PINNACLE ASSOCIATES LTD | History | No change | 13,770 | 59 | 0.0% | 0.0% | 165 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| OPPENHEIMER & CO INC | History | No change | 13,518 | 58 | 0.0% | 0.0% | 167 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 15,382 | 57 | 0.0% | 0.0% | 168 | +250 | 1.65% | Q2 2014 | Jul 25, 2014 |
| Index Management Solutions, LLC | History | No change | 13,365 | 57 | 0.01% | 0.01% | 169 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| KORNITZER CAPITAL MANAGEMENT INC /KS | History | Added to | 15,000 | 56 | 0.0% | 0.0% | 170 | +4,000 | 36.36% | Q2 2014 | Jul 30, 2014 |
| NOMURA ASSET MANAGEMENT CO LTD | History | No change | 13,100 | 56 | 0.0% | 0.0% | 171 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| FDx Advisors, Inc. | History | No change | 13,060 | 56 | 0.0% | 0.0% | 172 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BNP Paribas Investment Partners S.A. | History | No change | 12,993 | 55 | 0.0% | 0.0% | 173 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| NGAM ADVISORS, L.P. | History | No change | 12,658 | 54 | 0.0% | 0.0% | 174 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| TRUSTMARK NATIONAL BANK TRUST DEPARTMENT | History | No change | 12,001 | 51 | 0.01% | 0.01% | 175 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Wilmington Funds Management Corp | History | No change | 12,030 | 51 | 0.01% | 0.01% | 176 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| RUSSELL FRANK CO/ | History | No change | 11,700 | 50 | 0.0% | 0.0% | 177 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Rodgers Brothers Inc. | History | No change | 11,600 | 49 | 0.02% | 0.02% | 178 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FIRST TRUST ADVISORS LP | History | Reduced | 11,257 | 42 | 0.0% | 0.0% | 179 | -5,225 | -31.7% | Q2 2014 | Aug 11, 2014 |
| SEI TRUST CO | History | Added to | 10,300 | 38 | 0.0% | 0.0% | 181 | +4,400 | 74.58% | Q2 2014 | Jul 22, 2014 |
| FIFTH THIRD BANCORP | History | No change | 9,000 | 38 | 0.0% | 0.0% | 180 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LONDON CO OF VIRGINIA | History | No change | 10,000 | 37 | 0.0% | 0.0% | 182 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | History | Added to | 9,450 | 35 | 0.02% | 0.01% | 183 | +1,550 | 19.62% | Q2 2014 | Jul 18, 2014 |
| Hoxton Financial, Inc. | History | No change | 8,398 | 31 | 0.01% | 0.02% | 184 | 0 | 0.0% | Q2 2014 | Jul 10, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 8,117 | 30 | 0.0% | 0.0% | 186 | -240 | -2.87% | Q2 2014 | Aug 05, 2014 |
| GLENMEDE TRUST CO NA | History | No change | 7,112 | 30 | 0.0% | 0.0% | 185 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| Advisors Asset Management, Inc. | History | No change | 7,000 | 30 | 0.0% | 0.0% | 187 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | No change | 6,640 | 28 | 0.0% | 0.0% | 188 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 7,004 | 26 | 0.0% | 0.0% | 189 | -3,922 | -35.9% | Q2 2014 | Aug 08, 2014 |
| Fore Research & Management, LP | History | No change | 6,300 | 26 | 0.0% | 0.0% | 190 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | No change | 5,011 | 21 | 0.0% | 0.0% | 191 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 4,444 | 19 | 0.0% | 0.0% | 192 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GROUP ONE TRADING, L.P. | History | No change | 3,380 | 14 | 0.0% | 0.0% | 193 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | No change | 2,464 | 11 | 0.0% | 0.0% | 194 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| OPTIMUM INVESTMENT ADVISORS | History | No change | 2,400 | 10 | 0.0% | 0.0% | 195 | 0 | 0.0% | Q1 2014 | May 01, 2014 |
| Focused Wealth Management, Inc | History | No change | 2,610 | 10 | 0.01% | 0.01% | 196 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| Financial Architects, Inc | History | New | 2,500 | 9 | 0.0% | — | 197 | +2,500 | New | Q2 2014 | Aug 06, 2014 |
| Tower Research Capital LLC | History | No change | 1,586 | 7 | 0.0% | 0.0% | 198 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| Hudock Moyer Wealth Resources, LLC | History | No change | 1,300 | 6 | 0.0% | 0.0% | 199 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | New | 1,232 | 5 | 0.0% | — | 202 | +1,232 | New | Q2 2014 | Jul 24, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | No change | 1,230 | 5 | 0.0% | 0.0% | 200 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 1,124 | 5 | 0.0% | 0.0% | 201 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| FTB Advisors, Inc. | History | Reduced | 500 | 2 | 0.0% | 0.0% | 205 | -2,760 | -84.66% | Q2 2014 | Aug 07, 2014 |
| CENTRAL TRUST & INVESTMENT CO | History | No change | 512 | 2 | 0.0% | 0.0% | 203 | 0 | 0.0% | Q2 2014 | Jul 09, 2014 |
| Plante Moran Financial Advisors, LLC | History | No change | 450 | 2 | 0.0% | 0.0% | 204 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| DAVIDSON D A & CO | History | No change | 500 | 1 | 0.0% | 0.0% | 206 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| MASSMUTUAL TRUST CO FSB/ADV | History | No change | 500 | 1 | 0.0% | 0.0% | 207 | 0 | 0.0% | Q2 2014 | Jul 09, 2014 |
| WHITTIER TRUST CO | History | No change | 380 | 1 | 0.0% | 0.0% | 208 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| INVESTMENT MANAGEMENT OF VIRGINIA LLC | History | Closed out | 0 | 0 | — | 0.88% | — | -1,261,084 | -100.0% | Q2 2014 | Aug 08, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.0% | — | -637,975 | -100.0% | Q2 2014 | Aug 05, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -445,475 | -100.0% | Q2 2014 | Aug 04, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.01% | — | -429,963 | -100.0% | Q2 2014 | Aug 11, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | Closed out | 0 | 0 | — | 0.01% | — | -223,145 | -100.0% | Q2 2014 | Jul 21, 2014 |
| Arizona State Retirement System | History | Closed out | 0 | 0 | — | 0.01% | — | -146,200 | -100.0% | Q2 2014 | Aug 07, 2014 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -138,379 | -100.0% | Q2 2014 | Aug 07, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Closed out | 0 | 0 | — | 0.0% | — | -116,819 | -100.0% | Q2 2014 | Aug 07, 2014 |
| 1st Global Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.07% | — | -91,095 | -100.0% | Q2 2014 | Jul 10, 2014 |
| PITCAIRN CO | History | Closed out | 0 | 0 | — | 0.04% | — | -90,678 | -100.0% | Q2 2014 | Jul 29, 2014 |
| MASON STREET ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -88,018 | -100.0% | Q2 2014 | Aug 05, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.03% | — | -78,871 | -100.0% | Q2 2014 | Aug 08, 2014 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.08% | — | -75,319 | -100.0% | Q2 2014 | Jul 08, 2014 |
| Louisiana State Employees Retirement System | History | Closed out | 0 | 0 | — | 0.01% | — | -59,400 | -100.0% | Q2 2014 | Jul 30, 2014 |
| Princeton Alpha Management LP | History | Closed out | 0 | 0 | — | 0.07% | — | -49,489 | -100.0% | Q2 2014 | Jul 17, 2014 |
| BANQUE PICTET & CIE SA | History | Closed out | 0 | 0 | — | 0.0% | — | -40,500 | -100.0% | Q2 2014 | Aug 06, 2014 |
| TURNER INVESTMENTS, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -35,566 | -100.0% | Q2 2014 | Aug 11, 2014 |
| ADVANTUS CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -31,829 | -100.0% | Q2 2014 | Aug 01, 2014 |
| ALTA CAPITAL MANAGEMENT LLC/ | History | Closed out | 0 | 0 | — | 0.01% | — | -30,540 | -100.0% | Q2 2014 | Jul 08, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -28,910 | -100.0% | Q2 2014 | Jul 11, 2014 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -24,700 | -100.0% | Q2 2014 | Jul 10, 2014 |
| KBC Group NV | History | Closed out | 0 | 0 | — | 0.0% | — | -23,597 | -100.0% | Q2 2014 | Aug 01, 2014 |
| OAKBROOK INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,400 | -100.0% | Q2 2014 | Jul 17, 2014 |
| BB&T SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,702 | -100.0% | Q2 2014 | Jul 11, 2014 |
| Moors & Cabot, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -16,592 | -100.0% | Q2 2014 | Aug 11, 2014 |
| IndexIQ Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,458 | -100.0% | Q2 2014 | Aug 04, 2014 |
| HOWE & RUSLING INC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,315 | -100.0% | Q2 2014 | Jul 31, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -11,700 | -100.0% | Q2 2014 | Aug 01, 2014 |
| Weaver C. Barksdale & Associates, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -4,739 | -100.0% | Q2 2014 | Jul 11, 2014 |
| PALLADIUM PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,000 | -100.0% | Q2 2014 | Aug 01, 2014 |
| Edge Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,000 | -100.0% | Q2 2014 | Jul 25, 2014 |
| Carroll Financial Associates, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q2 2014 | Aug 08, 2014 |
| SYNOVUS FINANCIAL CORP | History | New | 1 | 0 | — | — | — | +1 | New | Q2 2014 | Aug 01, 2014 |
| North Star Investment Management Corp. | History | No change | 102 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | Apr 29, 2014 |
| CLS Investments, LLC | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| First City Capital Management, Inc. | History | No change | 128 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 19, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | No change | 17 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| Kistler-Tiffany Companies, LLC | History | No change | 102 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Antonetti Capital Management LLC | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Winslow, Evans & Crocker, Inc. | History | No change | 250 | 0 | — | 0.0% | — | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Gemmer Asset Management LLC | History | No change | 130 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 23, 2014 |