ALPINE GLOBAL DYNAMIC DIVD F - 02082E205
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 4 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | New | 1,149,707 | 11,508 | 0.0% | — | 1 | +1,149,707 | New | Q1 2014 | May 13, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | Reduced | 273,515 | 2,738 | 1.61% | 2.93% | 2 | -229,751 | -45.65% | Q1 2014 | May 14, 2014 |
| CORNERSTONE ADVISORS INC | History | Reduced | 258,600 | 2,589 | 0.61% | 0.65% | 3 | -263,602 | -50.48% | Q1 2014 | May 07, 2014 |
| SG Americas Securities, LLC | History | New | 183,282 | 1,835 | 0.01% | — | 4 | +183,282 | New | Q1 2014 | May 14, 2014 |
| ROBINSON CAPITAL MANAGEMENT, LLC | History | New | 52,896 | 529 | 0.79% | — | 5 | +52,896 | New | Q1 2014 | May 15, 2014 |
| 1607 Capital Partners, LLC | History | New | 39,946 | 400 | 0.03% | — | 6 | +39,946 | New | Q1 2014 | May 12, 2014 |
| LPL Financial LLC | History | New | 37,377 | 374 | 0.0% | — | 7 | +37,377 | New | Q1 2014 | May 12, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | New | 29,959 | 300 | 0.0% | — | 8 | +29,959 | New | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | New | 12,162 | 122 | 0.0% | — | 9 | +12,162 | New | Q1 2014 | May 15, 2014 |
| First Allied Advisory Services, Inc. | History | New | 10,878 | 108 | 0.01% | — | 10 | +10,878 | New | Q1 2014 | May 15, 2014 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Reduced | 10,599 | 106 | 0.07% | 0.06% | 11 | -4,650 | -30.49% | Q1 2014 | Apr 29, 2014 |
| WELLS FARGO & COMPANY/MN | History | New | 8,827 | 88 | 0.0% | — | 12 | +8,827 | New | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | New | 7,095 | 71 | 0.0% | — | 13 | +7,095 | New | Q1 2014 | May 15, 2014 |
| SIGNATUREFD, LLC | History | New | 6,000 | 60 | 0.02% | — | 14 | +6,000 | New | Q1 2014 | May 16, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 5,000 | 50 | 0.0% | — | 15 | +5,000 | New | Q1 2014 | May 09, 2014 |
| BANK OF AMERICA CORP /DE/ | History | New | 4,271 | 43 | 0.0% | — | 16 | +4,271 | New | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | New | 3,337 | 33 | 0.0% | — | 17 | +3,337 | New | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | New | 2,250 | 23 | 0.0% | — | 18 | +2,250 | New | Q1 2014 | May 15, 2014 |
| UBS AG | History | New | 1,557 | 16 | 0.0% | — | 19 | +1,557 | New | Q1 2014 | May 16, 2014 |
| Forward Management, LLC | History | New | 225 | 2 | 0.0% | — | 20 | +225 | New | Q1 2014 | May 08, 2014 |