ALPINE GLOBAL DYNAMIC DIVD F - 02082E205
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 1,149,707 | 11,508 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | No change | 273,515 | 2,738 | 1.61% | 1.61% | 2 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CORNERSTONE ADVISORS INC | History | No change | 258,600 | 2,589 | 0.61% | 0.61% | 3 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| SG Americas Securities, LLC | History | No change | 183,282 | 1,835 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ROBINSON CAPITAL MANAGEMENT, LLC | History | No change | 52,896 | 529 | 0.79% | 0.79% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| 1607 Capital Partners, LLC | History | No change | 39,946 | 400 | 0.03% | 0.03% | 6 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| LPL Financial LLC | History | Reduced | 31,551 | 332 | 0.0% | 0.0% | 7 | -5,826 | -15.59% | Q2 2014 | Aug 05, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 29,959 | 300 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 15,833 | 166 | 0.1% | 0.07% | 9 | +5,234 | 49.38% | Q2 2014 | Jul 29, 2014 |
| ROYAL BANK OF CANADA | History | No change | 12,162 | 122 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| First Allied Advisory Services, Inc. | History | No change | 10,878 | 108 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 8,827 | 88 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | No change | 7,095 | 71 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SIGNATUREFD, LLC | History | No change | 6,000 | 60 | 0.02% | 0.02% | 14 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 4,271 | 43 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 3,337 | 33 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 2,250 | 23 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | No change | 1,557 | 16 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Carroll Financial Associates, Inc. | History | New | 1,000 | 11 | 0.0% | — | 19 | +1,000 | New | Q2 2014 | Aug 08, 2014 |
| JFS WEALTH ADVISORS, LLC | History | New | 296 | 3 | 0.0% | — | 20 | +296 | New | Q2 2014 | Jul 29, 2014 |
| Forward Management, LLC | History | No change | 225 | 2 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,000 | -100.0% | Q2 2014 | Aug 08, 2014 |