ALPINE TOTAL DYN FD NEW - 021060207

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q1 2018 · Compare: Q2 2014
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
Hilton Capital Management, LLC History No change 1,468,515 13,099 4.27% 4.27% 1 0 0.0% Q2 2014 Jul 15, 2014
Advisors Asset Management, Inc. History New 1,265,277 11,748 0.2% — 2 +1,265,277 New Q1 2018 Aug 13, 2026
ALPINE WOODS CAPITAL INVESTORS, LLC History No change 445,319 3,972 0.1% 0.1% 3 0 0.0% Q2 2014 Aug 08, 2014
LPL Financial LLC History No change 160,984 1,436 0.01% 0.01% 4 0 0.0% Q2 2014 Aug 05, 2014
MetLife Securities, Inc History No change 133,593 1,192 0.16% 0.16% 5 0 0.0% Q2 2014 Aug 04, 2014
PNC FINANCIAL SERVICES GROUP, INC. History No change 70,000 624 0.0% 0.0% 6 0 0.0% Q2 2014 Aug 08, 2014
VSR Financial Services, Inc. History No change 48,120 429 0.05% 0.05% 7 0 0.0% Q2 2014 Aug 05, 2014
Private Advisor Group, LLC History No change 47,362 422 0.04% 0.04% 8 0 0.0% Q2 2014 Aug 08, 2014
AMERICAN INTERNATIONAL GROUP INC History No change 40,130 357 0.0% 0.0% 9 0 0.0% Q2 2014 Aug 08, 2014
HOLLENCREST SECURITIES LLC History No change 35,390 316 0.04% 0.04% 10 0 0.0% Q2 2014 Jul 30, 2014
TFS CAPITAL LLC History No change 31,635 282 0.02% 0.02% 11 0 0.0% Q2 2014 Jul 21, 2014
Meristem, LLP History No change 30,000 268 0.11% 0.11% 12 0 0.0% Q2 2014 Aug 08, 2014
SENTINEL TRUST CO LBA History No change 28,355 253 0.07% 0.07% 13 0 0.0% Q2 2014 Jul 28, 2014
IFC Holdings Incorporated/FL History No change 18,617 165 0.03% 0.03% 14 0 0.0% Q2 2014 Jul 22, 2014
DELTA ASSET MANAGEMENT LLC/TN History No change 7,000 62 0.01% 0.01% 15 0 0.0% Q2 2014 Jul 22, 2014
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO History No change 5,797 52 0.0% 0.0% 16 0 0.0% Q2 2014 Aug 05, 2014
Wunderlich Securities, Inc. History No change 4,180 37 0.02% 0.02% 17 0 0.0% Q2 2014 Jul 17, 2014
PRIVATE TRUST CO NA History No change 2,250 20 0.01% 0.01% 18 0 0.0% Q2 2014 Jul 22, 2014
BENJAMIN F. EDWARDS & COMPANY, INC. History No change 1,500 13 0.0% 0.0% 19 0 0.0% Q2 2014 Jul 21, 2014
Ohio Valley Financial Group History No change 1,000 9 0.01% 0.01% 20 0 0.0% Q2 2014 Aug 11, 2014
TOMPKINS FINANCIAL CORP History No change 900 8 0.0% 0.0% 21 0 0.0% Q2 2014 Jul 11, 2014
MUFG Americas Holdings Corp History No change 871 8 0.0% 0.0% 22 0 0.0% Q2 2014 Aug 05, 2014
NEW ENGLAND SECURITIES CORP /MA/ History No change 825 7 0.0% 0.0% 23 0 0.0% Q2 2014 Aug 04, 2014
EDELMAN FINANCIAL GROUP INC. History No change 635 6 0.0% 0.0% 24 0 0.0% Q2 2014 Aug 08, 2014
Financial Management Professionals, Inc. History No change 750 6 0.0% 0.0% 25 0 0.0% Q2 2014 Aug 01, 2014
Transamerica Financial Advisors, Inc. History No change 453 5 0.0% 0.0% 26 0 0.0% Q2 2014 Jul 14, 2014
Carroll Financial Associates, Inc. History No change 250 2 0.0% 0.0% 27 0 0.0% Q2 2014 Aug 08, 2014
MASSMUTUAL TRUST CO FSB/ADV History No change 28 0 — — — 0 0.0% Q2 2014 Jul 09, 2014