ALTISOURCE RESIDENTIAL CORP - 02153W100
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 3,476,039 | 90,481 | 0.01% | 0.01% | 1 | +812,460 | 30.5% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Reduced | 2,355,831 | 61,322 | 0.02% | 0.02% | 2 | -292,318 | -11.04% | Q2 2014 | Aug 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 1,560,487 | 40,619 | 0.01% | 0.01% | 3 | +15,840 | 1.03% | Q2 2014 | Aug 06, 2014 |
| Neuberger Berman Group LLC | History | Reduced | 1,085,217 | 28,248 | 0.03% | 0.04% | 4 | -56,991 | -4.99% | Q2 2014 | Aug 05, 2014 |
| CANNELL PETER B & CO INC | History | Reduced | 495,590 | 12,900 | 0.4% | 0.51% | 5 | -2,060 | -0.41% | Q2 2014 | Aug 08, 2014 |
| ALPINE WOODS CAPITAL INVESTORS, LLC | History | Added to | 287,022 | 7,471 | 0.19% | 0.49% | 6 | +4,973 | 1.76% | Q2 2014 | Aug 08, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 179,354 | 4,669 | 0.01% | 0.01% | 7 | -13,658 | -7.08% | Q2 2014 | Aug 06, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 148,652 | 3,870 | 0.01% | 0.01% | 8 | +5,297 | 3.7% | Q2 2014 | Jul 30, 2014 |
| Altus Capital Inc. | History | Added to | 147,420 | 3,837 | 5.9% | 5.4% | 9 | +13,805 | 10.33% | Q2 2014 | Jul 29, 2014 |
| Yorktown Management & Research Co Inc | History | Added to | 140,000 | 3,644 | 0.68% | 0.04% | 10 | +133,000 | 1900.0% | Q2 2014 | Jul 23, 2014 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | History | Added to | 131,622 | 3,426 | 0.46% | 0.56% | 11 | +1,015 | 0.78% | Q2 2014 | Jul 10, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 129,194 | 3,364 | 0.0% | 0.0% | 12 | +91,979 | 247.16% | Q2 2014 | Aug 11, 2014 |
| OXFORD ASSET MANAGEMENT | History | Reduced | 115,229 | 2,999 | 0.12% | 0.27% | 13 | -149,680 | -56.5% | Q2 2014 | Jul 16, 2014 |
| Boston Partners | History | No change | 89,196 | 2,322 | 0.0% | 0.01% | 14 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| RHUMBLINE ADVISERS | History | Added to | 72,884 | 1,897 | 0.01% | 0.01% | 15 | +4,422 | 6.46% | Q2 2014 | Aug 06, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 69,605 | 1,811 | 0.01% | 0.01% | 16 | +30,909 | 79.88% | Q2 2014 | Aug 08, 2014 |
| MASON STREET ADVISORS, LLC | History | No change | 66,460 | 1,730 | 0.01% | 0.02% | 17 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Tygh Capital Management, Inc. | History | Reduced | 64,321 | 1,674 | 0.36% | 0.44% | 18 | -4,056 | -5.93% | Q2 2014 | Aug 06, 2014 |
| Swiss National Bank | History | No change | 63,800 | 1,661 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Nationwide Fund Advisors | History | Added to | 58,575 | 1,525 | 0.01% | 0.01% | 20 | +399 | 0.69% | Q2 2014 | Aug 11, 2014 |
| BTG Pactual Global Asset Management Ltd | History | Reduced | 50,000 | 1,302 | 0.18% | 0.7% | 21 | -50,000 | -50.0% | Q2 2014 | Aug 11, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 45,707 | 1,190 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| STRS OHIO | History | Added to | 42,500 | 1,106 | 0.0% | 0.01% | 23 | +2,600 | 6.52% | Q2 2014 | Jul 24, 2014 |
| Numeric Investors LLC | History | Reduced | 41,400 | 1,078 | 0.02% | 0.14% | 24 | -225,600 | -84.49% | Q2 2014 | Aug 11, 2014 |
| CHATHAM CAPITAL GROUP, INC. | History | No change | 38,706 | 1,008 | 0.39% | 0.51% | 25 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 33,360 | 868 | 0.0% | 34.28% | 26 | -4,997 | -13.03% | Q2 2014 | Aug 06, 2014 |
| ClariVest Asset Management LLC | History | Added to | 29,203 | 760 | 0.03% | 0.04% | 27 | +34 | 0.12% | Q2 2014 | Aug 11, 2014 |
| GSA CAPITAL PARTNERS LLP | History | New | 28,403 | 739 | 0.03% | — | 28 | +28,403 | New | Q2 2014 | Aug 08, 2014 |
| ProShare Advisors LLC | History | Reduced | 27,496 | 716 | 0.01% | 0.02% | 29 | -29,670 | -51.9% | Q2 2014 | Aug 08, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 24,913 | 648 | 0.0% | 0.0% | 30 | +9,321 | 59.78% | Q2 2014 | Aug 07, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | No change | 23,910 | 622 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | New | 23,400 | 609 | 0.01% | — | 32 | +23,400 | New | Q2 2014 | Aug 01, 2014 |
| MENTA CAPITAL LLC | History | New | 18,700 | 487 | 0.09% | — | 33 | +18,700 | New | Q2 2014 | Aug 05, 2014 |
| Concert Wealth Management Inc. | History | No change | 17,513 | 433 | 0.05% | 0.07% | 34 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | Added to | 14,175 | 369 | 0.03% | 0.04% | 35 | +421 | 3.06% | Q2 2014 | Aug 08, 2014 |
| THOMPSON SIEGEL & WALMSLEY LLC | History | Added to | 12,894 | 336 | 0.01% | 0.0% | 36 | +6,250 | 94.07% | Q2 2014 | Aug 12, 2014 |
| CHICAGO EQUITY PARTNERS LLC | History | Added to | 10,320 | 268 | 0.01% | 0.01% | 37 | +995 | 10.67% | Q2 2014 | Aug 01, 2014 |
| INVESTMENT MANAGEMENT OF VIRGINIA LLC | History | Reduced | 10,002 | 260 | 0.04% | 0.05% | 38 | -308 | -2.99% | Q2 2014 | Aug 08, 2014 |
| Grey Owl Capital Management, LLC | History | New | 9,000 | 234 | 0.26% | — | 39 | +9,000 | New | Q2 2014 | Aug 08, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 8,436 | 220 | 0.0% | 0.0% | 40 | -21,321 | -71.65% | Q2 2014 | Aug 08, 2014 |
| Cipher Capital LP | History | New | 8,083 | 210 | 0.07% | — | 41 | +8,083 | New | Q2 2014 | Aug 11, 2014 |
| NISA INVESTMENT ADVISORS L L C | History | No change | 8,000 | 208 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| BlackRock Group LTD | History | Reduced | 6,518 | 170 | 0.0% | 0.0% | 43 | -2,441 | -27.25% | Q2 2014 | Aug 06, 2014 |
| RidgeWorth Capital Management LLC | History | New | 4,873 | 127 | 0.0% | — | 44 | +4,873 | New | Q2 2014 | Jul 31, 2014 |
| BOSTON PRIVATE BANK & TRUST CO | History | Added to | 4,065 | 106 | 0.01% | 0.0% | 45 | +1,418 | 53.57% | Q2 2014 | Jul 15, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Reduced | 4,038 | 105 | 0.0% | 0.0% | 46 | -2,871 | -41.55% | Q2 2014 | Aug 06, 2014 |
| Quantbot Technologies LP | History | New | 3,190 | 83 | 0.01% | — | 47 | +3,190 | New | Q2 2014 | Jul 08, 2014 |
| MAGEE THOMSON INVESTMENT PARTNERS LLC | History | No change | 2,570 | 66 | 0.02% | 0.02% | 48 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 2,058 | 54 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| BlackRock Inc. | History | Added to | 1,813 | 48 | 0.0% | 0.0% | 50 | +60 | 3.42% | Q2 2014 | Aug 06, 2014 |
| DAVIDSON D A & CO | History | Added to | 1,170 | 29 | 0.0% | 0.0% | 51 | +56 | 5.03% | Q2 2014 | Jul 29, 2014 |
| Winslow, Evans & Crocker, Inc. | History | Added to | 1,000 | 26 | 0.01% | 0.01% | 52 | +500 | 100.0% | Q2 2014 | Jul 16, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 185 | 5 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -8,520,773 | -100.0% | Q1 2014 | May 15, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.61% | — | -8,513,867 | -100.0% | Q1 2014 | May 15, 2014 |
| Capital Research Global Investors | History | Closed out | 0 | 0 | — | 0.07% | — | -6,577,928 | -100.0% | Q1 2014 | May 15, 2014 |
| SAB CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 10.98% | — | -4,990,427 | -100.0% | Q1 2014 | May 15, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.12% | — | -3,219,270 | -100.0% | Q1 2014 | May 28, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,570,094 | -100.0% | Q1 2014 | May 14, 2014 |
| MOORE CAPITAL MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.74% | — | -1,150,000 | -100.0% | Q1 2014 | May 15, 2014 |
| York Capital Management Global Advisors, LLC | History | Closed out | 0 | 0 | — | 0.39% | — | -1,060,100 | -100.0% | Q1 2014 | May 16, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,004,469 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -718,718 | -100.0% | Q1 2014 | May 16, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.12% | — | -707,553 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -699,454 | -100.0% | Q1 2014 | May 14, 2014 |
| CLOUGH CAPITAL PARTNERS L P | History | Closed out | 0 | 0 | — | 0.66% | — | -673,000 | -100.0% | Q1 2014 | May 15, 2014 |
| ALYDAR PARTNERS LLC | History | Closed out | 0 | 0 | — | 1.42% | — | -450,000 | -100.0% | Q1 2014 | May 15, 2014 |
| SAMLYN CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.32% | — | -437,000 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -427,372 | -100.0% | Q1 2014 | May 14, 2014 |
| BOSTON PROVIDENT, L.P. | History | Closed out | 0 | 0 | — | 4.38% | — | -388,780 | -100.0% | Q1 2014 | May 15, 2014 |
| Independence Capital Asset Partners, LLC | History | Closed out | 0 | 0 | — | 1.79% | — | -342,380 | -100.0% | Q1 2014 | May 15, 2014 |
| Tiger Eye Capital LLC | History | Closed out | 0 | 0 | — | 1.47% | — | -313,139 | -100.0% | Q1 2014 | May 14, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -311,598 | -100.0% | Q1 2014 | May 13, 2014 |
| BlueMar Capital Management, LLC | History | Closed out | 0 | 0 | — | 5.57% | — | -274,900 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -263,146 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -259,702 | -100.0% | Q1 2014 | May 15, 2014 |
| Portolan Capital Management, LLC | History | Closed out | 0 | 0 | — | 1.88% | — | -258,588 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -252,054 | -100.0% | Q1 2014 | May 13, 2014 |
| Marshall Wace LLP | History | Closed out | 0 | 0 | — | 0.14% | — | -245,926 | -100.0% | Q1 2014 | May 14, 2014 |
| LG Capital Management, LP | History | Closed out | 0 | 0 | — | 2.28% | — | -227,400 | -100.0% | Q1 2014 | May 15, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.06% | — | -207,630 | -100.0% | Q1 2014 | May 15, 2014 |
| SECOND CURVE CAPITAL LLC | History | Closed out | 0 | 0 | — | 1.51% | — | -206,000 | -100.0% | Q1 2014 | May 13, 2014 |
| Harvest Capital Strategies LLC | History | Closed out | 0 | 0 | — | 0.41% | — | -175,000 | -100.0% | Q1 2014 | May 13, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.01% | — | -168,419 | -100.0% | Q1 2014 | May 16, 2014 |
| CR Intrinsic Investors, LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -165,000 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -155,004 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -152,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Consector Capital, LP | History | Closed out | 0 | 0 | — | 1.64% | — | -146,200 | -100.0% | Q1 2014 | May 14, 2014 |
| Grandeur Peak Global Advisors, LLC | History | Closed out | 0 | 0 | — | 0.98% | — | -132,000 | -100.0% | Q1 2014 | May 15, 2014 |
| DUPONT CAPITAL MANAGEMENT Corp | History | Closed out | 0 | 0 | — | 0.07% | — | -129,400 | -100.0% | Q1 2014 | Apr 24, 2014 |
| Espalier Global Management LLC | History | Closed out | 0 | 0 | — | 0.22% | — | -125,000 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -119,300 | -100.0% | Q1 2014 | Apr 18, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -109,058 | -100.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -102,671 | -100.0% | Q1 2014 | May 08, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -101,814 | -100.0% | Q1 2014 | May 15, 2014 |
| DRIEHAUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -91,472 | -100.0% | Q1 2014 | May 15, 2014 |
| ANALYTIC INVESTORS, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -88,018 | -100.0% | Q1 2014 | May 12, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -85,005 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -82,479 | -100.0% | Q1 2014 | May 13, 2014 |
| Hilton Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.96% | — | -78,045 | -100.0% | Q1 2014 | May 12, 2014 |
| DRW Securities, LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -60,063 | -100.0% | Q1 2014 | May 16, 2014 |
| CORSAIR CAPITAL MANAGEMENT, L.P. | History | Closed out | 0 | 0 | — | 14.17% | — | -60,000 | -100.0% | Q1 2014 | May 16, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -56,661 | -100.0% | Q1 2014 | May 14, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.01% | — | -56,200 | -100.0% | Q1 2014 | May 14, 2014 |
| MARTINGALE ASSET MANAGEMENT L P | History | Closed out | 0 | 0 | — | 0.06% | — | -52,222 | -100.0% | Q1 2014 | May 14, 2014 |
| Covey Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.99% | — | -49,529 | -100.0% | Q1 2014 | May 13, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -46,826 | -100.0% | Q1 2014 | May 15, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.06% | — | -44,700 | -100.0% | Q1 2014 | May 15, 2014 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 0.03% | — | -44,288 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -40,932 | -100.0% | Q1 2014 | May 15, 2014 |
| Cortina Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -33,542 | -100.0% | Q1 2014 | May 13, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -32,200 | -100.0% | Q1 2014 | May 14, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 1.43% | — | -31,542 | -100.0% | Q1 2014 | Aug 08, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -30,762 | -100.0% | Q1 2014 | May 15, 2014 |
| WESLEY CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 1.19% | — | -30,000 | -100.0% | Q1 2014 | May 09, 2014 |
| Absolute Return Capital, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -29,146 | -100.0% | Q1 2014 | May 15, 2014 |
| WHITE PINE CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.34% | — | -28,235 | -100.0% | Q1 2014 | May 14, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.0% | — | -28,100 | -100.0% | Q1 2014 | May 12, 2014 |
| AXIOM INTERNATIONAL INVESTORS LLC /DE | History | Closed out | 0 | 0 | — | 0.02% | — | -26,900 | -100.0% | Q1 2014 | May 09, 2014 |
| GLG LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -25,000 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,336 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,300 | -100.0% | Q1 2014 | May 23, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.01% | — | -22,073 | -100.0% | Q1 2014 | May 12, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -20,700 | -100.0% | Q1 2014 | May 15, 2014 |
| I.G. INVESTMENT MANAGEMENT, LTD. | History | Closed out | 0 | 0 | — | 0.0% | — | -19,500 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -19,066 | -100.0% | Q1 2014 | May 15, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,948 | -100.0% | Q1 2014 | May 14, 2014 |
| QS Investors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -18,382 | -100.0% | Q1 2014 | Apr 30, 2014 |
| C M BIDWELL & ASSOCIATES LTD | History | Closed out | 0 | 0 | — | 0.14% | — | -18,210 | -100.0% | Q1 2014 | May 12, 2014 |
| Catalyst Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -17,900 | -100.0% | Q1 2014 | May 12, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,771 | -100.0% | Q1 2014 | May 13, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -16,571 | -100.0% | Q1 2014 | May 15, 2014 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | Closed out | 0 | 0 | — | 0.0% | — | -15,920 | -100.0% | Q1 2014 | May 13, 2014 |
| SCOGGIN LLC | History | Closed out | 0 | 0 | — | 1.21% | — | -15,000 | -100.0% | Q1 2014 | May 19, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -15,000 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -14,846 | -100.0% | Q1 2014 | May 15, 2014 |
| ELLINGTON MANAGEMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -13,700 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,932 | -100.0% | Q1 2014 | May 15, 2014 |
| OMERS ADMINISTRATION Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -11,900 | -100.0% | Q1 2014 | May 08, 2014 |
| MARATHON ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.03% | — | -11,556 | -100.0% | Q1 2014 | May 15, 2014 |
| STEPHENS INC /AR/ | History | Closed out | 0 | 0 | — | 0.02% | — | -9,516 | -100.0% | Q1 2014 | May 13, 2014 |
| Trellus Management Company, LLC | History | Closed out | 0 | 0 | — | 0.24% | — | -8,569 | -100.0% | Q1 2014 | May 14, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,447 | -100.0% | Q1 2014 | May 16, 2014 |
| Schonfeld Group Holdings LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -7,461 | -100.0% | Q1 2014 | May 15, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,303 | -100.0% | Q1 2014 | May 15, 2014 |
| Allen Investment Management LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -7,190 | -100.0% | Q1 2014 | May 15, 2014 |
| BROWN BROTHERS HARRIMAN & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -6,147 | -100.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,017 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -3,779 | -100.0% | Q1 2014 | May 16, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,384 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,952 | -100.0% | Q1 2014 | May 15, 2014 |
| TURNER INVESTMENTS, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,500 | -100.0% | Q1 2014 | May 12, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,158 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,155 | -100.0% | Q1 2014 | May 15, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,120 | -100.0% | Q1 2014 | May 07, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,747 | -100.0% | Q1 2014 | May 02, 2014 |
| BlackRock Japan Co. Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -401 | -100.0% | Q1 2014 | May 02, 2014 |
| Sanctuary Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -375 | -100.0% | Q1 2014 | Apr 23, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -82 | -100.0% | Q1 2014 | May 12, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | — | — | -22 | -100.0% | Q1 2014 | May 13, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | — | — | -11 | -100.0% | Q1 2014 | Apr 11, 2014 |
| MetLife Securities, Inc | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |