AMERICAN CAP LTD COM - 02503Y103
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BLACKROCK ADVISORS LLC | History | No change | 11,211,628 | 171,426 | 0.16% | 5012.4% | 1 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| BlackRock Group LTD | History | Added to | 8,206,333 | 125,474 | 0.07% | 0.08% | 2 | +163,571 | 2.03% | Q2 2014 | Aug 06, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 6,431,301 | 98,335 | 0.07% | 0.08% | 3 | -326,429 | -4.83% | Q2 2014 | Aug 08, 2014 |
| MUNDER CAPITAL MANAGEMENT | History | Reduced | 6,309,020 | 96,465 | 0.69% | 0.73% | 4 | -122,370 | -1.9% | Q2 2014 | Aug 06, 2014 |
| BlackRock Inc. | History | Added to | 3,815,202 | 58,335 | 0.09% | 0.06% | 5 | +1,431,038 | 60.02% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 3,189,138 | 48,762 | 0.04% | 0.04% | 6 | +645,534 | 25.38% | Q2 2014 | Aug 11, 2014 |
| Numeric Investors LLC | History | Reduced | 1,805,800 | 27,611 | 0.41% | 0.65% | 7 | -606,200 | -25.13% | Q2 2014 | Aug 11, 2014 |
| BROWN ADVISORY INC | History | Added to | 1,540,689 | 23,557 | 0.07% | 0.06% | 8 | +275,533 | 21.78% | Q2 2014 | Aug 08, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Added to | 707,018 | 10,810 | 0.02% | 0.02% | 9 | +12,418 | 1.79% | Q2 2014 | Aug 05, 2014 |
| BBT Capital Management, LLC | History | New | 674,537 | 10,314 | 0.64% | — | 10 | +674,537 | New | Q2 2014 | Aug 08, 2014 |
| BTG Pactual Global Asset Management Ltd | History | Added to | 592,480 | 9,059 | 1.27% | 0.88% | 11 | +340,800 | 135.41% | Q2 2014 | Aug 11, 2014 |
| Trust Asset Management LLC | History | Added to | 587,959 | 8,990 | 6.2% | 3.15% | 12 | +309,100 | 110.84% | Q2 2014 | Aug 05, 2014 |
| HAP Trading, LLC | History | Added to | 1,558,810 | 7,249 | 0.27% | 0.16% | 13 | +1,300,901 | 504.4% | Q2 2014 | Aug 11, 2014 |
| LMR Partners LLP | History | New | 465,199 | 7,113 | 0.59% | — | 14 | +465,199 | New | Q2 2014 | Jul 10, 2014 |
| BB&T SECURITIES, LLC | History | Reduced | 46,156 | 7,057 | 0.02% | 0.02% | 15 | -1,407 | -2.96% | Q2 2014 | Jul 11, 2014 |
| DENALI ADVISORS LLC | History | No change | 352,500 | 5,390 | 1.48% | 1.61% | 16 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| FSI GROUP, LLC | History | Added to | 341,050 | 5,215 | 1.68% | 1.31% | 17 | +97,944 | 40.29% | Q2 2014 | Aug 08, 2014 |
| GRATIA CAPITAL, LLC | History | Added to | 319,878 | 4,891 | 2.5% | 1.25% | 18 | +142,234 | 80.07% | Q2 2014 | Aug 07, 2014 |
| Monarch Partners Asset Management LLC | History | Added to | 295,996 | 4,526 | 1.19% | 0.36% | 19 | +233,647 | 374.74% | Q2 2014 | Aug 06, 2014 |
| DAVIDSON & GARRARD INC | History | Reduced | 285,457 | 4,365 | 1.05% | 1.2% | 20 | -18,870 | -6.2% | Q2 2014 | Aug 07, 2014 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | History | Added to | 254,756 | 3,895 | 0.18% | 0.1% | 21 | +126,850 | 99.17% | Q2 2014 | Jul 21, 2014 |
| Camelot Portfolios, LLC | History | Added to | 226,606 | 3,465 | 2.23% | 2.26% | 22 | +14,884 | 7.03% | Q2 2014 | Aug 07, 2014 |
| Sumitomo Mitsui Asset Management Company, LTD | History | Added to | 208,490 | 3,187 | 0.09% | 0.09% | 23 | +20,490 | 10.9% | Q2 2014 | Jul 14, 2014 |
| FIRST TRUST ADVISORS LP | History | Reduced | 205,270 | 3,139 | 0.01% | 0.04% | 24 | -377,187 | -64.76% | Q2 2014 | Aug 11, 2014 |
| Nationwide Fund Advisors | History | Reduced | 172,970 | 2,645 | 0.01% | 0.02% | 25 | -53,100 | -23.49% | Q2 2014 | Aug 11, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Reduced | 163,279 | 2,497 | 0.01% | 0.02% | 26 | -256,970 | -61.15% | Q2 2014 | Aug 07, 2014 |
| Clear Harbor Asset Management, LLC | History | New | 141,580 | 2,165 | 0.46% | — | 27 | +141,580 | New | Q2 2014 | Jul 23, 2014 |
| BRUNI J V & CO /CO | History | Added to | 129,805 | 1,985 | 0.37% | 0.38% | 28 | +1,153 | 0.9% | Q2 2014 | Aug 06, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | Added to | 128,485 | 1,965 | 0.23% | 0.25% | 29 | +1,204 | 0.95% | Q2 2014 | Aug 08, 2014 |
| WESTPAC BANKING CORP | History | Reduced | 126,700 | 1,937 | 0.02% | 0.03% | 30 | -29,200 | -18.73% | Q2 2014 | Aug 11, 2014 |
| DnB Asset Management AS | History | New | 121,816 | 1,862 | 0.04% | — | 31 | +121,816 | New | Q2 2014 | Jul 07, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | Added to | 115,767 | 1,770 | 0.02% | 0.0% | 32 | +102,599 | 779.15% | Q2 2014 | Aug 01, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | No change | 113,400 | 1,733 | 0.03% | 0.04% | 33 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| Phoenix Investment Adviser LLC | History | Added to | 110,000 | 1,682 | 1.13% | 1.17% | 34 | +22,500 | 25.71% | Q2 2014 | Aug 06, 2014 |
| Aviance Capital Partners, LLC | History | Added to | 101,861 | 1,557 | 0.61% | 0.61% | 35 | +9,971 | 10.85% | Q2 2014 | Aug 01, 2014 |
| HUDSON CANYON INVESTMENT COUNSELORS LLC | History | Reduced | 101,725 | 1,555 | 1.31% | 1.42% | 36 | -5,000 | -4.68% | Q2 2014 | Aug 04, 2014 |
| KBC Group NV | History | Added to | 78,870 | 1,206 | 0.01% | 0.0% | 37 | +63,060 | 398.86% | Q2 2014 | Aug 01, 2014 |
| JOHN G ULLMAN & ASSOCIATES INC | History | Reduced | 78,158 | 1,195 | 0.22% | 0.23% | 38 | -2,000 | -2.5% | Q2 2014 | Jul 18, 2014 |
| HARDESTY CAPITAL MANAGEMENT CORP | History | Reduced | 67,978 | 1,039 | 0.21% | 0.23% | 39 | -329 | -0.48% | Q2 2014 | Jul 16, 2014 |
| HUNTINGTON NATIONAL BANK | History | Reduced | 67,799 | 1,037 | 0.02% | 0.02% | 40 | -1,250 | -1.81% | Q2 2014 | Jul 25, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 67,731 | 1,036 | 0.0% | 0.0% | 41 | +3,710 | 5.79% | Q2 2014 | Aug 08, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 58,180 | 890 | 0.0% | 0.01% | 42 | -2,883,118 | -98.02% | Q2 2014 | Aug 06, 2014 |
| MANNING & NAPIER ADVISORS LLC | History | Added to | 57,500 | 878 | 0.24% | 0.0% | 43 | +26,180 | 83.59% | Q2 2014 | Jul 28, 2014 |
| Neuberger Berman Group LLC | History | Reduced | 40,475 | 619 | 0.0% | 0.0% | 44 | -8,704 | -17.7% | Q2 2014 | Aug 05, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 29,700 | 454 | 0.0% | 0.01% | 45 | -175,597 | -85.53% | Q2 2014 | Aug 06, 2014 |
| Capital Investment Advisors, LLC | History | Reduced | 26,627 | 407 | 0.05% | 0.05% | 46 | -541 | -1.99% | Q2 2014 | Jul 30, 2014 |
| LPL Financial LLC | History | Reduced | 24,753 | 378 | 0.0% | 0.0% | 47 | -227 | -0.91% | Q2 2014 | Aug 05, 2014 |
| Quantitative Investment Management, LLC | History | New | 23,700 | 362 | 0.06% | — | 48 | +23,700 | New | Q2 2014 | Aug 08, 2014 |
| LEAVELL INVESTMENT MANAGEMENT, INC. | History | No change | 21,912 | 335 | 0.05% | 0.06% | 49 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 21,132 | 323 | 0.01% | 0.01% | 50 | -892 | -4.05% | Q2 2014 | Jul 25, 2014 |
| DUNCKER STREETT & CO INC | History | Reduced | 19,983 | 306 | 0.1% | 0.14% | 51 | -4,529 | -18.48% | Q2 2014 | Jul 23, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 18,862 | 288 | 0.0% | 0.0% | 52 | -2,509 | -11.74% | Q2 2014 | Jul 23, 2014 |
| BB&T CORP | History | Reduced | 18,420 | 282 | 0.01% | 0.01% | 53 | -70 | -0.38% | Q2 2014 | Jul 21, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | Reduced | 17,920 | 274 | 0.07% | 0.13% | 54 | -12,430 | -40.96% | Q2 2014 | Jul 31, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Added to | 16,877 | 258 | 0.09% | 0.03% | 55 | +12,000 | 246.05% | Q2 2014 | Aug 04, 2014 |
| Ifrah Financial Services, Inc. | History | Reduced | 16,619 | 254 | 0.1% | 0.1% | 56 | -309 | -1.83% | Q2 2014 | Aug 06, 2014 |
| DIXON HUBARD FEINOUR & BROWN INC/VA | History | No change | 15,684 | 240 | 0.08% | 0.09% | 57 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| Essex Financial Services, Inc. | History | New | 15,000 | 229 | 0.07% | — | 59 | +15,000 | New | Q2 2014 | Jul 29, 2014 |
| BOSTON PRIVATE BANK & TRUST CO | History | No change | 14,984 | 229 | 0.01% | 0.01% | 58 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| Segment Wealth Management, LLC | History | Reduced | 14,918 | 228 | 0.09% | 0.15% | 60 | -5,254 | -26.05% | Q2 2014 | Jul 28, 2014 |
| Stratos Wealth Partners, LTD. | History | New | 14,150 | 217 | 0.07% | — | 61 | +14,150 | New | Q2 2014 | Jul 17, 2014 |
| Aperio Group, LLC | History | New | 13,834 | 212 | 0.0% | — | 62 | +13,834 | New | Q2 2014 | Jul 23, 2014 |
| BLAIR WILLIAM & CO/IL | History | Added to | 12,453 | 190 | 0.0% | 0.0% | 63 | +59 | 0.48% | Q2 2014 | Aug 01, 2014 |
| Yorktown Management & Research Co Inc | History | No change | 11,000 | 168 | 0.03% | 0.03% | 64 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| CONNABLE OFFICE INC | History | Reduced | 10,170 | 155 | 0.04% | 0.06% | 65 | -2,740 | -21.22% | Q2 2014 | Jul 22, 2014 |
| Bartlett & Co. LLC | History | No change | 3,377 | 52 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 3,082 | 47 | 0.0% | 0.0% | 67 | -10,930 | -78.0% | Q2 2014 | Aug 08, 2014 |
| THOMPSON SIEGEL & WALMSLEY LLC | History | New | 3,000 | 46 | 0.0% | — | 68 | +3,000 | New | Q2 2014 | Aug 12, 2014 |
| MetLife Securities, Inc | History | Reduced | 2,202 | 34 | 0.0% | 0.01% | 69 | -1,546 | -41.25% | Q2 2014 | Aug 04, 2014 |
| ATWOOD & PALMER INC | History | New | 1,332 | 20 | 0.01% | — | 70 | +1,332 | New | Q2 2014 | Aug 11, 2014 |
| Hoxton Financial, Inc. | History | No change | 1,274 | 19 | 0.01% | 0.01% | 71 | 0 | 0.0% | Q2 2014 | Jul 10, 2014 |
| DAVIDSON D A & CO | History | Added to | 1,214 | 18 | 0.0% | 0.0% | 72 | +332 | 37.64% | Q2 2014 | Jul 29, 2014 |
| Edge Wealth Management LLC | History | No change | 962 | 15 | 0.01% | 0.01% | 73 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| Alexandria Capital, LLC | History | No change | 898 | 14 | 0.01% | 0.01% | 74 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| Winslow, Evans & Crocker, Inc. | History | No change | 886 | 13 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| MUFG Americas Holdings Corp | History | New | 754 | 12 | 0.0% | — | 76 | +754 | New | Q2 2014 | Aug 05, 2014 |
| Highlander Capital Management, LLC | History | No change | 798 | 12 | 0.01% | 0.01% | 77 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| PRIVATE TRUST CO NA | History | No change | 557 | 9 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| Warren Averett Asset Management, LLC | History | No change | 542 | 8 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Focused Wealth Management, Inc | History | No change | 362 | 6 | 0.0% | 0.01% | 80 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| FIRST QUADRANT L P/CA | History | Reduced | 300 | 5 | 0.0% | 0.0% | 81 | -400 | -57.14% | Q2 2014 | Jul 31, 2014 |
| Carroll Financial Associates, Inc. | History | No change | 333 | 5 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| JNBA Financial Advisors | History | No change | 355 | 5 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| Gradient Investments LLC | History | No change | 288 | 4 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| Weaver C. Barksdale & Associates, Inc. | History | Reduced | 219 | 3 | 0.0% | 0.01% | 86 | -198 | -47.48% | Q2 2014 | Jul 11, 2014 |
| TRUST DEPARTMENT MB FINANCIAL BANK N A | History | No change | 191 | 3 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| Horrell Capital Management, Inc. | History | New | 109 | 2 | 0.0% | — | 87 | +109 | New | Q2 2014 | Jul 29, 2014 |
| TCI Wealth Advisors, Inc. | History | No change | 52 | 1 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.07% | — | -14,909,204 | -100.0% | Q1 2014 | May 15, 2014 |
| Pine River Capital Management L.P. | History | Closed out | 0 | 0 | — | 2.46% | — | -10,038,569 | -100.0% | Q1 2014 | May 15, 2014 |
| FIR TREE INC. | History | Closed out | 0 | 0 | — | 1.64% | — | -9,254,414 | -100.0% | Q1 2014 | May 15, 2014 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 2.18% | — | -6,800,560 | -100.0% | Q1 2014 | May 15, 2014 |
| SAMLYN CAPITAL, LLC | History | Closed out | 0 | 0 | — | 2.11% | — | -5,755,042 | -100.0% | Q1 2014 | May 15, 2014 |
| ADVISORY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.91% | — | -5,603,232 | -100.0% | Q1 2014 | May 15, 2014 |
| Knighthead Capital Management, LLC | History | Closed out | 0 | 0 | — | 7.97% | — | -4,765,010 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.02% | — | -4,555,200 | -100.0% | Q1 2014 | May 15, 2014 |
| EJF Capital LLC | History | Closed out | 0 | 0 | — | 3.37% | — | -3,568,103 | -100.0% | Q1 2014 | May 12, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.05% | — | -3,303,305 | -100.0% | Q1 2014 | May 16, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -3,288,363 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -3,017,225 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.05% | — | -2,984,104 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.02% | — | -2,558,418 | -100.0% | Q1 2014 | May 15, 2014 |
| WHITEBOX ADVISORS LLC | History | Closed out | 0 | 0 | — | 1.63% | — | -2,416,920 | -100.0% | Q1 2014 | May 14, 2014 |
| Tourbillon Capital Partners LP | History | Closed out | 0 | 0 | — | 1.7% | — | -2,300,000 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.02% | — | -2,211,989 | -100.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -2,038,798 | -100.0% | Q1 2014 | May 13, 2014 |
| BlackRock Fund Advisors | History | Closed out | 0 | 0 | — | 0.01% | — | -1,918,565 | -100.0% | Q1 2014 | May 02, 2014 |
| Gruss Capital Management LP | History | Closed out | 0 | 0 | — | 1.79% | — | -1,855,000 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,812,900 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.04% | — | -1,763,446 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,674,401 | -100.0% | Q1 2014 | May 15, 2014 |
| Partners Group Holding AG | History | Closed out | 0 | 0 | — | 6.15% | — | -1,577,246 | -100.0% | Q1 2014 | May 13, 2014 |
| Zuckerman Investment Group, LLC | History | Closed out | 0 | 0 | — | 5.46% | — | -1,457,151 | -100.0% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,432,017 | -100.0% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.04% | — | -1,416,550 | -100.0% | Q1 2014 | May 16, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.02% | — | -1,364,679 | -100.0% | Q1 2014 | May 15, 2014 |
| CARDINAL CAPITAL MANAGEMENT LLC /CT | History | Closed out | 0 | 0 | — | 1.09% | — | -1,319,897 | -100.0% | Q1 2014 | May 15, 2014 |
| MOORE CAPITAL MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.4% | — | -1,250,000 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDENTREE ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 5.93% | — | -1,199,070 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.01% | — | -1,047,855 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,021,548 | -100.0% | Q1 2014 | May 13, 2014 |
| REDWOOD CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 1.8% | — | -1,002,700 | -100.0% | Q1 2014 | May 15, 2014 |
| Lombard Odier Asset Management (USA) Corp | History | Closed out | 0 | 0 | — | 0.61% | — | -998,800 | -100.0% | Q1 2014 | May 15, 2014 |
| Raging Capital Management, LLC | History | Closed out | 0 | 0 | — | 2.7% | — | -969,000 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 21.24% | — | -934,061 | -100.0% | Q1 2014 | Aug 08, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.21% | — | -894,877 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -820,908 | -100.0% | Q1 2014 | May 14, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -781,404 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -712,175 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -708,616 | -100.0% | Q1 2014 | May 14, 2014 |
| BALYASNY ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -674,616 | -100.0% | Q1 2014 | May 15, 2014 |
| VANGUARD GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -656,565 | -100.0% | Q1 2014 | May 13, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -636,068 | -100.0% | Q1 2014 | May 15, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | Closed out | 0 | 0 | — | 0.04% | — | -588,705 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.02% | — | -513,880 | -100.0% | Q1 2014 | May 08, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.04% | — | -497,771 | -100.0% | Q1 2014 | May 13, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -494,700 | -100.0% | Q1 2014 | May 15, 2014 |
| BlackRock Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -459,069 | -100.0% | Q1 2014 | May 02, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -448,403 | -100.0% | Q1 2014 | May 14, 2014 |
| CEDAR HILL ASSOCIATES, LLC | History | Closed out | 0 | 0 | — | 1.18% | — | -447,225 | -100.0% | Q1 2014 | May 13, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -433,801 | -100.0% | Q1 2014 | May 13, 2014 |
| WCM INVESTMENT MANAGEMENT/CA | History | Closed out | 0 | 0 | — | 0.23% | — | -407,811 | -100.0% | Q1 2014 | May 08, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -396,394 | -100.0% | Q1 2014 | May 15, 2014 |
| BBK Capital Partners, LLC | History | Closed out | 0 | 0 | — | 3.34% | — | -328,132 | -100.0% | Q1 2014 | May 15, 2014 |
| Swiss National Bank | History | Closed out | 0 | 0 | — | 0.02% | — | -322,500 | -100.0% | Q1 2014 | May 06, 2014 |
| BOKF, NA | History | Closed out | 0 | 0 | — | 0.16% | — | -312,001 | -100.0% | Q1 2014 | May 14, 2014 |
| Emrys Partners, L.P. | History | Closed out | 0 | 0 | — | 4.05% | — | -310,275 | -100.0% | Q1 2014 | May 15, 2014 |
| CLOVIS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 1.6% | — | -285,000 | -100.0% | Q1 2014 | May 12, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -271,083 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -265,919 | -100.0% | Q1 2014 | May 13, 2014 |
| PDT Partners, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -264,775 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -259,873 | -100.0% | Q1 2014 | May 13, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.02% | — | -251,179 | -100.0% | Q1 2014 | May 12, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -250,318 | -100.0% | Q1 2014 | May 16, 2014 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -234,015 | -100.0% | Q1 2014 | May 08, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -220,930 | -100.0% | Q1 2014 | May 14, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -220,562 | -100.0% | Q1 2014 | May 14, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.02% | — | -215,723 | -100.0% | Q1 2014 | May 13, 2014 |
| Scepter Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.71% | — | -209,385 | -100.0% | Q1 2014 | May 14, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.06% | — | -208,072 | -100.0% | Q1 2014 | May 07, 2014 |
| WILMINGTON TRUST CO | History | Closed out | 0 | 0 | — | 0.06% | — | -203,380 | -100.0% | Q1 2014 | May 14, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.01% | — | -201,910 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF NOVA SCOTIA / | History | Closed out | 0 | 0 | — | 0.01% | — | -180,500 | -100.0% | Q1 2014 | May 14, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -175,242 | -100.0% | Q1 2014 | May 19, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -172,010 | -100.0% | Q1 2014 | May 23, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -167,665 | -100.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -152,855 | -100.0% | Q1 2014 | May 16, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.01% | — | -145,913 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -139,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Absolute Return Capital, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -132,430 | -100.0% | Q1 2014 | May 15, 2014 |
| DIALECTIC CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.68% | — | -130,000 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -115,965 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -102,951 | -100.0% | Q1 2014 | May 15, 2014 |
| Alyeska Investment Group, L.P. | History | Closed out | 0 | 0 | — | 0.04% | — | -100,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Sterling Capital Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -98,808 | -100.0% | Q1 2014 | May 16, 2014 |
| Marshall Wace LLP | History | Closed out | 0 | 0 | — | 0.03% | — | -96,991 | -100.0% | Q1 2014 | May 14, 2014 |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | History | Closed out | 0 | 0 | — | 0.02% | — | -95,341 | -100.0% | Q1 2014 | May 15, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.01% | — | -93,511 | -100.0% | Q1 2014 | May 15, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -89,748 | -100.0% | Q1 2014 | May 14, 2014 |
| Robeco Institutional Asset Management B.V. | History | Closed out | 0 | 0 | — | 0.01% | — | -85,370 | -100.0% | Q1 2014 | May 07, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | Closed out | 0 | 0 | — | 0.01% | — | -80,722 | -100.0% | Q1 2014 | May 02, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -71,816 | -100.0% | Q1 2014 | May 15, 2014 |
| IBM Retirement Fund | History | Closed out | 0 | 0 | — | 0.02% | — | -69,627 | -100.0% | Q1 2014 | May 19, 2014 |
| JANA PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -67,098 | -100.0% | Q1 2014 | May 14, 2014 |
| DekaBank Deutsche Girozentrale | History | Closed out | 0 | 0 | — | 0.02% | — | -65,500 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -64,252 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.01% | — | -61,093 | -100.0% | Q1 2014 | May 15, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.0% | — | -52,697 | -100.0% | Q1 2014 | May 28, 2014 |
| Utah Retirement Systems | History | Closed out | 0 | 0 | — | 0.02% | — | -50,591 | -100.0% | Q1 2014 | May 08, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.06% | — | -50,573 | -100.0% | Q1 2014 | May 14, 2014 |
| NOMURA ASSET MANAGEMENT CO LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -50,000 | -100.0% | Q1 2014 | May 14, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -47,510 | -100.0% | Q1 2014 | Apr 29, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -46,690 | -100.0% | Q1 2014 | May 15, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -46,334 | -100.0% | Q1 2014 | May 14, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -39,648 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.02% | — | -39,291 | -100.0% | Q1 2014 | May 15, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -32,854 | -100.0% | Q1 2014 | May 13, 2014 |
| FIRST WILSHIRE SECURITIES MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.07% | — | -26,650 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -26,626 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -25,767 | -100.0% | Q1 2014 | May 13, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,424 | -100.0% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -25,250 | -100.0% | Q1 2014 | May 15, 2014 |
| MENDON CAPITAL ADVISORS CORP | History | Closed out | 0 | 0 | — | 0.13% | — | -25,000 | -100.0% | Q1 2014 | May 20, 2014 |
| Geduld E E | History | Closed out | 0 | 0 | — | 0.21% | — | -25,000 | -100.0% | Q1 2014 | May 07, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.02% | — | -24,218 | -100.0% | Q1 2014 | May 15, 2014 |
| STEPHENS INC /AR/ | History | Closed out | 0 | 0 | — | 0.02% | — | -23,800 | -100.0% | Q1 2014 | May 13, 2014 |
| SYMPHONY ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -23,547 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -22,222 | -100.0% | Q1 2014 | May 15, 2014 |
| Global Endowment Management, LP | History | Closed out | 0 | 0 | — | 0.05% | — | -20,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Redmond Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -19,900 | -100.0% | Q1 2014 | May 14, 2014 |
| MUHLENKAMP & CO INC | History | Closed out | 0 | 0 | — | 0.05% | — | -19,300 | -100.0% | Q1 2014 | May 14, 2014 |
| SEVEN EIGHT CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.24% | — | -17,910 | -100.0% | Q1 2014 | May 15, 2014 |
| NGAM ADVISORS, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -17,816 | -100.0% | Q1 2014 | May 13, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -17,701 | -100.0% | Q1 2014 | May 01, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,670 | -100.0% | Q1 2014 | May 15, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -16,612 | -100.0% | Q1 2014 | May 15, 2014 |
| Horizon Kinetics LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,195 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -16,175 | -100.0% | Q1 2014 | May 15, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -16,128 | -100.0% | Q1 2014 | May 14, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -15,976 | -100.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF SCOTLAND GROUP PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,558 | -100.0% | Q1 2014 | May 15, 2014 |
| Algebris Investments (UK) LLP | History | Closed out | 0 | 0 | — | 0.12% | — | -15,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,305 | -100.0% | Q1 2014 | May 14, 2014 |
| Hodges Capital Management Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -15,000 | -100.0% | Q1 2014 | May 07, 2014 |
| PRIVATE BANK & TRUST CO | History | Closed out | 0 | 0 | — | 0.05% | — | -14,281 | -100.0% | Q1 2014 | May 08, 2014 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.05% | — | -13,441 | -100.0% | Q1 2014 | May 21, 2014 |
| Bridgewater Associates, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -13,404 | -100.0% | Q1 2014 | May 14, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.01% | — | -12,400 | -100.0% | Q1 2014 | Apr 22, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -12,300 | -100.0% | Q1 2014 | Apr 18, 2014 |
| Stux Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -12,300 | -100.0% | Q1 2014 | May 13, 2014 |
| BURNEY CO/ | History | Closed out | 0 | 0 | — | 0.02% | — | -11,926 | -100.0% | Q1 2014 | May 07, 2014 |
| INVESTMENT CENTERS OF AMERICA INC | History | Closed out | 0 | 0 | — | 0.03% | — | -10,894 | -100.0% | Q1 2014 | May 09, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -10,420 | -100.0% | Q1 2014 | Apr 11, 2014 |
| OAKBROOK INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,358 | -100.0% | Q1 2014 | Apr 17, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Closed out | 0 | 0 | — | 0.0% | — | -10,348 | -100.0% | Q1 2014 | May 01, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Closed out | 0 | 0 | — | 0.0% | — | -8,153 | -100.0% | Q1 2014 | May 05, 2014 |
| FNY Managed Accounts LLC | History | Closed out | 0 | 0 | — | 0.33% | — | -8,000 | -100.0% | Q1 2014 | May 15, 2014 |
| First Eagle Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,249 | -100.0% | Q1 2014 | May 13, 2014 |
| Zions Trust, National Association | History | Closed out | 0 | 0 | — | 0.16% | — | -7,067 | -100.0% | Q1 2014 | Apr 28, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,192 | -100.0% | Q1 2014 | May 02, 2014 |
| PineBridge Investments Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -6,000 | -100.0% | Q1 2014 | May 14, 2014 |
| FIRST NEW YORK SECURITIES LLC /NY | History | Closed out | 0 | 0 | — | 0.04% | — | -5,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Evercore Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,587 | -100.0% | Q1 2014 | May 15, 2014 |
| TRUST & FIDUCIARY MANAGEMENT SERVICES INC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,376 | -100.0% | Q1 2014 | May 15, 2014 |
| Index Management Solutions, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,164 | -100.0% | Q1 2014 | May 15, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2014 | May 14, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.0% | — | -682 | -100.0% | Q1 2014 | May 16, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -522 | -100.0% | Q1 2014 | May 12, 2014 |
| FineMark National Bank & Trust | History | Closed out | 0 | 0 | — | 0.0% | — | -299 | -100.0% | Q1 2014 | May 13, 2014 |
| Johnson Financial Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -193 | -100.0% | Q1 2014 | May 14, 2014 |
| Visionary Asset Management, Inc. | History | New | 2 | 0 | — | — | — | +2 | New | Q2 2014 | Aug 07, 2014 |