EA Series Trust - 02752P100
Detailed investor-level table based on 13F positions.
Early Q3 2018 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Neuberger Berman Group LLC | History | Added to | 1,632,062 | 47,069 | 0.05% | 0.04% | 1 | +271,242 | 19.93% | Q2 2014 | Aug 05, 2014 |
| OPPENHEIMER FUNDS INC | History | Reduced | 1,077,864 | 31,086 | 0.03% | 0.03% | 2 | -1,590 | -0.15% | Q2 2014 | Aug 08, 2014 |
| Hilton Capital Management, LLC | History | Added to | 308,267 | 8,890 | 2.9% | 2.72% | 3 | +34,437 | 12.58% | Q2 2014 | Jul 15, 2014 |
| MASON STREET ADVISORS, LLC | History | No change | 290,090 | 8,366 | 0.06% | 0.06% | 4 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| STARR INTERNATIONAL CO INC | History | No change | 100,000 | 2,884 | 0.26% | 0.25% | 5 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | New | 36,372 | 1,049 | 0.01% | — | 6 | +36,372 | New | Q2 2014 | Jul 31, 2014 |
| CATAWBA CAPITAL MANAGEMENT /VA | History | Added to | 13,390 | 386 | 0.09% | 0.08% | 7 | +590 | 4.61% | Q2 2014 | Jul 15, 2014 |
| TFS CAPITAL LLC | History | New | 10,963 | 316 | 0.02% | — | 8 | +10,963 | New | Q2 2014 | Jul 21, 2014 |
| SECURITY NATIONAL TRUST CO | History | No change | 4,500 | 130 | 0.05% | 0.05% | 9 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| TRUST DEPARTMENT MB FINANCIAL BANK N A | History | New | 475 | 14 | 0.0% | — | 10 | +475 | New | Q2 2014 | Aug 01, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,028,360 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -329,358 | -100.0% | Q1 2014 | May 15, 2014 |
| Talara Capital Management, LLC | History | Closed out | 0 | 0 | — | 5.56% | — | -202,418 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -181,296 | -100.0% | Q1 2014 | May 15, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.07% | — | -178,756 | -100.0% | Q1 2014 | May 15, 2014 |
| Alyeska Investment Group, L.P. | History | Closed out | 0 | 0 | — | 0.13% | — | -175,000 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -145,991 | -100.0% | Q1 2014 | May 13, 2014 |
| CUSHING ASSET MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.09% | — | -117,825 | -100.0% | Q1 2014 | May 20, 2014 |
| HITE Hedge Asset Management LLC | History | Closed out | 0 | 0 | — | 0.86% | — | -105,895 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -29,289 | -100.0% | Q1 2014 | May 16, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -28,984 | -100.0% | Q1 2014 | May 12, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -18,792 | -100.0% | Q1 2014 | May 15, 2014 |
| USCA RIA LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -14,470 | -100.0% | Q1 2014 | May 12, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -8,614 | -100.0% | Q1 2014 | May 15, 2014 |
| Texas Yale Capital Corp. | History | Closed out | 0 | 0 | — | 0.03% | — | -8,600 | -100.0% | Q1 2014 | Aug 04, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -3,700 | -100.0% | Q1 2014 | May 07, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,171 | -100.0% | Q1 2014 | May 02, 2014 |
| ADVISORY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,400 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,250 | -100.0% | Q1 2014 | May 14, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -653 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q1 2014 | May 15, 2014 |