AMERN STRATEGIC INCOME PTFL - 030099105
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ICON ADVISERS INC/CO | History | Reduced | 772,951 | 6,787 | 0.43% | 0.47% | 1 | -13,887 | -1.76% | Q2 2014 | Aug 06, 2014 |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | History | Reduced | 110,243 | 968 | 0.28% | 0.28% | 2 | -5,610 | -4.84% | Q2 2014 | Jul 10, 2014 |
| Windsor Capital Management, LLC | History | Reduced | 26,099 | 229 | 0.13% | 0.14% | 3 | -2,646 | -9.21% | Q2 2014 | Jul 08, 2014 |
| UNITED FIRE GROUP INC | History | No change | 25,420 | 223 | 0.1% | 0.09% | 4 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| LPL Financial LLC | History | Reduced | 21,279 | 187 | 0.0% | 0.0% | 5 | -3,144 | -12.87% | Q2 2014 | Aug 05, 2014 |
| Capital Investment Advisors, LLC | History | Reduced | 19,844 | 145 | 0.02% | 0.03% | 6 | -10,086 | -33.7% | Q2 2014 | Jul 30, 2014 |
| Independence Trust CO | History | New | 15,905 | 140 | 0.09% | — | 7 | +15,905 | New | Q2 2014 | Jul 15, 2014 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 15,398 | 135 | 0.08% | 0.09% | 8 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 7,114 | 62 | 0.0% | 0.0% | 9 | +34 | 0.48% | Q2 2014 | Aug 08, 2014 |
| MetLife Securities, Inc | History | Reduced | 4,236 | 37 | 0.0% | 0.01% | 10 | -500 | -10.56% | Q2 2014 | Aug 04, 2014 |
| Warren Averett Asset Management, LLC | History | No change | 1,097 | 10 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| DAVIDSON D A & CO | History | Reduced | 1,000 | 8 | 0.0% | 0.0% | 12 | -1,000 | -50.0% | Q2 2014 | Jul 29, 2014 |
| Plante Moran Financial Advisors, LLC | History | New | 607 | 5 | 0.0% | — | 13 | +607 | New | Q2 2014 | Jul 28, 2014 |
| SIT INVESTMENT ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.39% | — | -2,695,501 | -100.0% | Q1 2014 | Apr 24, 2014 |
| Bulldog Investors, LLC | History | Closed out | 0 | 0 | — | 2.61% | — | -736,620 | -100.0% | Q1 2014 | May 14, 2014 |
| Grantham, Mayo, Van Otterloo & Co. LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -479,500 | -100.0% | Q1 2014 | May 14, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.27% | — | -405,383 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -372,506 | -100.0% | Q1 2014 | May 15, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -310,855 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -192,078 | -100.0% | Q1 2014 | May 13, 2014 |
| Diversified Investment Strategies, LLC | History | Closed out | 0 | 0 | — | 1.0% | — | -148,225 | -100.0% | Q1 2014 | May 08, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.34% | — | -61,613 | -100.0% | Q1 2014 | May 16, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.25% | — | -50,420 | -100.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -27,317 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -19,723 | -100.0% | Q1 2014 | May 13, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -18,144 | -100.0% | Q1 2014 | May 15, 2014 |
| GRT CAPITAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -14,610 | -100.0% | Q1 2014 | May 15, 2014 |
| National Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -11,589 | -100.0% | Q1 2014 | May 02, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -9,939 | -100.0% | Q1 2014 | May 16, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,394 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,686 | -100.0% | Q1 2014 | May 02, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -1,669 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -977 | -100.0% | Q1 2014 | Apr 11, 2014 |