AppHarvest, Inc. - 03783T103
Detailed investor-level table based on 13F positions.
Early Q4 2023 data: only 3 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Alyeska Investment Group, L.P. | History | Added to | 9,177,778 | 3,395 | 0.03% | 0.05% | 1 | +7,063 | 0.08% | Q2 2023 | Aug 14, 2023 |
| VANGUARD GROUP INC | History | Reduced | 5,013,418 | 1,854 | 0.0% | 0.0% | 2 | -431,644 | -7.93% | Q2 2023 | Aug 14, 2023 |
| Walleye Capital LLC | History | No change | 3,360,530 | 1,243 | 0.0% | 0.03% | 3 | 0 | 0.0% | Q2 2023 | Aug 14, 2023 |
| CITADEL ADVISORS LLC | History | Reduced | 1,659,495 | 614 | 0.0% | 0.0% | 4 | -2,005,775 | -54.72% | Q2 2023 | Aug 14, 2023 |
| MILLENNIUM MANAGEMENT LLC | History | New | 1,178,192 | 435 | 0.0% | — | 5 | +1,178,192 | New | Q2 2023 | Aug 14, 2023 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Reduced | 1,057,473 | 391 | 0.0% | 0.0% | 6 | -669,460 | -38.77% | Q2 2023 | Aug 11, 2023 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 659,197 | 243 | 0.0% | 0.0% | 7 | +365,456 | 124.41% | Q2 2023 | Aug 11, 2023 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Reduced | 572,042 | 211 | 0.56% | 0.9% | 8 | -48,592 | -7.83% | Q2 2023 | Jan 04, 2024 |
| Mirae Asset Global Investments Co., Ltd. | History | Added to | 550,877 | 203 | 0.0% | 0.0% | 9 | +251,345 | 83.91% | Q2 2023 | Aug 10, 2023 |
| STATE STREET CORP | History | Reduced | 345,220 | 127 | 0.0% | 0.0% | 10 | -2,311,862 | -87.01% | Q2 2023 | Aug 14, 2023 |
| Y-Intercept (Hong Kong) Ltd | History | New | 324,798 | 120 | 0.01% | — | 11 | +324,798 | New | Q2 2023 | Aug 14, 2023 |
| GOLDMAN SACHS GROUP INC | History | Added to | 276,352 | 102 | 0.0% | 0.0% | 12 | +198,766 | 256.19% | Q2 2023 | May 14, 2024 |
| GROUP ONE TRADING, L.P. | History | Added to | 271,045 | 100 | 0.0% | 0.0% | 13 | +63,032 | 30.3% | Q2 2023 | Aug 09, 2023 |
| JANE STREET GROUP, LLC | History | Added to | 222,255 | 82 | 0.0% | 0.0% | 14 | +203,721 | 1099.17% | Q2 2023 | Aug 14, 2023 |
| IFP Advisors, Inc | History | Reduced | 1,781 | 63 | 0.0% | 0.01% | 15 | -1,500 | -45.72% | Q2 2023 | Aug 14, 2023 |
| NORTHERN TRUST CORP | History | Reduced | 166,407 | 61 | 0.0% | 0.0% | 16 | -622,037 | -78.89% | Q2 2023 | Aug 11, 2023 |
| Qube Research & Technologies Ltd | History | New | 154,191 | 57 | 0.0% | — | 18 | +154,191 | New | Q2 2023 | Aug 14, 2023 |
| MORGAN STANLEY | History | Reduced | 156,508 | 57 | 0.0% | 0.0% | 17 | -63,807 | -28.96% | Q2 2023 | Aug 14, 2023 |
| SIMPLEX TRADING, LLC | History | Added to | 124,181 | 45 | 0.0% | 0.0% | 19 | +74,414 | 149.52% | Q2 2023 | Aug 04, 2023 |
| BANK OF MONTREAL /CAN/ | History | Reduced | 73,000 | 32 | 0.0% | 0.0% | 20 | -4,072 | -5.28% | Q2 2023 | Aug 02, 2023 |
| ROYAL BANK OF CANADA | History | Added to | 83,950 | 31 | 0.0% | 0.0% | 21 | +37,814 | 81.96% | Q2 2023 | Aug 14, 2023 |
| XTX Topco Ltd | History | New | 78,112 | 28 | 0.01% | — | 23 | +78,112 | New | Q2 2023 | Aug 14, 2023 |
| HSBC HOLDINGS PLC | History | Added to | 77,423 | 28 | 0.0% | 0.0% | 22 | +14 | 0.02% | Q2 2023 | Aug 11, 2023 |
| Lido Advisors, LLC | History | Reduced | 73,044 | 27 | 0.0% | 0.0% | 24 | -1 | -0.0% | Q2 2023 | Aug 09, 2023 |
| LPL Financial LLC | History | Reduced | 54,628 | 20 | 0.0% | 0.0% | 25 | -890 | -1.6% | Q2 2023 | Jul 31, 2023 |
| Tower Research Capital LLC (TRC) | History | Added to | 37,658 | 13 | 0.0% | 0.0% | 26 | +18,341 | 94.95% | Q2 2023 | Aug 14, 2023 |
| OSAIC HOLDINGS, INC. | History | Added to | 36,071 | 13 | 0.0% | 0.0% | 27 | +2,798 | 8.41% | Q2 2023 | Aug 21, 2023 |
| JPMORGAN CHASE & CO | History | Reduced | 32,304 | 11 | 0.0% | 0.0% | 28 | -82,927 | -71.97% | Q2 2023 | Aug 11, 2023 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 31,657 | 11 | 0.0% | 0.0% | 29 | -3,124 | -8.98% | Q2 2023 | Aug 09, 2023 |
| Bank of New York Mellon Corp | History | Reduced | 28,484 | 10 | 0.0% | 0.0% | 30 | -263,439 | -90.24% | Q2 2023 | Aug 03, 2023 |
| IHT Wealth Management, LLC | History | Reduced | 28,538 | 10 | 0.0% | 0.0% | 31 | -2,955 | -9.38% | Q2 2023 | Aug 15, 2023 |
| BALYASNY ASSET MANAGEMENT L.P. | History | New | 24,729 | 9 | 0.0% | — | 32 | +24,729 | New | Q2 2023 | Aug 14, 2023 |
| NATIXIS | History | No change | 24,752 | 9 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2023 | Aug 11, 2023 |
| LINCOLN NATIONAL CORP | History | Added to | 22,988 | 8 | 0.0% | 0.0% | 34 | +25 | 0.11% | Q2 2023 | Aug 07, 2023 |
| HB Wealth Management, LLC | History | New | 20,000 | 7 | 0.0% | — | 38 | +20,000 | New | Q2 2023 | Jul 13, 2023 |
| Man Group plc | History | New | 19,444 | 7 | 0.0% | — | 36 | +19,444 | New | Q2 2023 | Aug 14, 2023 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 19,535 | 7 | 0.0% | 0.0% | 35 | -1,000 | -4.87% | Q2 2023 | Aug 10, 2023 |
| Snowden Capital Advisors LLC | History | No change | 20,000 | 7 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2023 | Aug 14, 2023 |
| Cerity Partners LLC | History | New | 17,778 | 6 | 0.0% | — | 39 | +17,778 | New | Q2 2023 | Aug 14, 2023 |
| Kestra Advisory Services, LLC | History | Reduced | 17,476 | 6 | 0.0% | 0.0% | 40 | -4,536 | -20.61% | Q2 2023 | Aug 11, 2023 |
| Walleye Trading LLC | History | New | 13,637 | 5 | 0.0% | — | 41 | +13,637 | New | Q2 2023 | Aug 14, 2023 |
| Creative Planning | History | Added to | 15,458 | 5 | 0.0% | 0.0% | 43 | +2,300 | 17.48% | Q2 2023 | Jul 21, 2023 |
| Sigma Planning Corp | History | No change | 13,537 | 5 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2023 | Aug 02, 2023 |
| VICTORY CAPITAL MANAGEMENT INC | History | Reduced | 13,118 | 4 | 0.0% | 0.0% | 45 | -303 | -2.26% | Q2 2023 | Jul 27, 2023 |
| AE Wealth Management LLC | History | Added to | 13,131 | 4 | 0.0% | 0.0% | 47 | +200 | 1.55% | Q2 2023 | Jul 10, 2023 |
| HUNTINGTON NATIONAL BANK | History | No change | 12,400 | 4 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2023 | Aug 11, 2023 |
| Parallax Volatility Advisers, L.P. | History | No change | 12,300 | 4 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2023 | Aug 14, 2023 |
| Glenview Trust Co | History | New | 10,665 | 3 | 0.0% | — | 50 | +10,665 | New | Q2 2023 | Aug 14, 2023 |
| Leonteq Securities AG | History | Added to | 10,403 | 3 | 0.0% | 0.0% | 48 | +8,572 | 468.16% | Q2 2023 | Mar 11, 2026 |
| Advisory Services Network, LLC | History | Reduced | 10,511 | 3 | 0.0% | 0.0% | 49 | -5,903 | -35.96% | Q2 2023 | Aug 09, 2023 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 7,911 | 2 | 0.0% | 0.0% | 51 | -154,444 | -95.13% | Q2 2023 | Aug 14, 2023 |
| UBS Group AG | History | Reduced | 6,389 | 2 | 0.0% | 0.0% | 53 | -34,710 | -84.45% | Q2 2023 | Aug 11, 2023 |
| CITIGROUP INC | History | Added to | 6,044 | 2 | 0.0% | 0.0% | 52 | +1,572 | 35.15% | Q2 2023 | Aug 10, 2023 |
| Geneos Wealth Management Inc. | History | Reduced | 6,508 | 2 | 0.0% | 0.0% | 54 | -1,009 | -13.42% | Q2 2023 | Aug 08, 2023 |
| Federation des caisses Desjardins du Quebec | History | No change | 6,565 | 2 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2023 | Aug 15, 2024 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 3,495 | 1 | 0.0% | 0.0% | 56 | -17,309 | -83.2% | Q2 2023 | Aug 15, 2023 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 4,600 | 1 | 0.0% | 0.0% | 59 | -1,000 | -17.86% | Q2 2023 | Aug 14, 2023 |
| Clearstead Advisors, LLC | History | No change | 3,264 | 1 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2023 | Aug 07, 2023 |
| Marathon Trading Investment Management LLC | History | No change | 3,821 | 1 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2023 | Aug 14, 2023 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,178,282 | -100.0% | Q1 2023 | May 12, 2023 |
| RHUMBLINE ADVISERS | History | Closed out | 0 | 0 | — | 0.0% | — | -142,090 | -100.0% | Q1 2023 | May 11, 2023 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -105,700 | -100.0% | Q1 2023 | May 15, 2023 |
| Orion Porfolio Solutions, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -85,093 | -100.0% | Q1 2023 | Jul 31, 2025 |
| DEUTSCHE BANK AG\ | History | Reduced | 1,676 | 0 | — | 0.0% | — | -63,322 | -97.42% | Q2 2023 | Aug 14, 2023 |
| NATIONAL BANK OF CANADA /FI/ | History | Reduced | 1,300 | 0 | — | 0.0% | — | -62,800 | -97.97% | Q2 2023 | Jul 26, 2023 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -52,767 | -100.0% | Q1 2023 | Mar 30, 2026 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -44,790 | -100.0% | Q1 2023 | Feb 07, 2025 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -38,432 | -100.0% | Q1 2023 | May 09, 2023 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 634 | 0 | — | 0.0% | — | -38,200 | -98.37% | Q2 2023 | Oct 08, 2025 |
| FMR LLC | History | Reduced | 736 | 0 | — | 0.0% | — | -37,853 | -98.09% | Q2 2023 | Aug 11, 2023 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -21,400 | -100.0% | Q1 2023 | May 12, 2023 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -20,000 | -100.0% | Q1 2023 | May 16, 2023 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,512 | -100.0% | Q1 2023 | May 15, 2023 |
| ZACKS INVESTMENT MANAGEMENT | History | Closed out | 0 | 0 | — | 0.0% | — | -13,493 | -100.0% | Q1 2023 | May 15, 2023 |
| ProShare Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,165 | -100.0% | Q1 2023 | May 26, 2023 |
| Legal & General Group Plc | History | Closed out | 0 | 0 | — | 0.0% | — | -11,551 | -100.0% | Q1 2023 | May 15, 2023 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,017 | -100.0% | Q1 2023 | May 09, 2023 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 2,119 | 0 | — | 0.0% | — | -1,700 | -44.51% | Q2 2023 | Aug 07, 2023 |
| US BANCORP \DE\ | History | Reduced | 499 | 0 | — | — | — | -1,000 | -66.71% | Q2 2023 | Aug 10, 2023 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 1,000 | 0 | — | — | — | +1,000 | New | Q2 2023 | Aug 14, 2023 |
| TD Waterhouse Canada Inc. | History | Added to | 1,500 | 0 | — | — | — | +1,000 | 200.0% | Q2 2023 | Nov 13, 2023 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 55 | 0 | — | — | — | -126 | -69.61% | Q2 2023 | Aug 15, 2023 |
| NISA INVESTMENT ADVISORS, LLC | History | New | 50 | 0 | — | — | — | +50 | New | Q2 2023 | Aug 11, 2023 |
| FIFTH THIRD BANCORP | History | No change | 705 | 0 | — | — | — | 0 | 0.0% | Q2 2023 | Jul 26, 2023 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 2,000 | 0 | — | 0.0% | — | 0 | 0.0% | Q2 2023 | Aug 11, 2023 |
| Gradient Investments LLC | History | No change | 50 | 0 | — | — | — | 0 | 0.0% | Q2 2023 | Jul 11, 2023 |
| NewEdge Advisors, LLC | History | No change | 321 | 0 | — | — | — | 0 | 0.0% | Q2 2023 | Aug 14, 2023 |
| Parallel Advisors, LLC | History | No change | 193 | 0 | — | — | — | 0 | 0.0% | Q2 2023 | May 20, 2024 |