APPLIED MICRO CIRCUITS CORP - 03822W406
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Reduced | 5,589,889 | 60,426 | 0.0% | 0.0% | 1 | -94,566 | -1.66% | Q2 2014 | Aug 11, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 2,126,338 | 22,986 | 0.0% | 0.0% | 2 | +26,302 | 1.25% | Q2 2014 | Aug 06, 2014 |
| BlackRock Fund Advisors | History | Reduced | 1,719,585 | 18,589 | 0.01% | 0.01% | 3 | -118,654 | -6.45% | Q2 2014 | Aug 06, 2014 |
| BROWN ADVISORY INC | History | Added to | 1,502,583 | 16,243 | 0.05% | 0.05% | 4 | +25,181 | 1.7% | Q2 2014 | Aug 08, 2014 |
| SG Capital Management LLC | History | Added to | 1,167,700 | 12,623 | 3.48% | 0.98% | 5 | +864,900 | 285.63% | Q2 2014 | Jul 23, 2014 |
| COLUMBUS CIRCLE INVESTORS | History | Reduced | 1,021,689 | 11,044 | 0.08% | 0.11% | 6 | -593,039 | -36.73% | Q2 2014 | Jul 31, 2014 |
| TURNER INVESTMENTS, L.P. | History | Reduced | 881,695 | 9,531 | 0.42% | 0.25% | 7 | -65,525 | -6.92% | Q2 2014 | Aug 11, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 445,995 | 4,821 | 0.01% | 0.0% | 8 | +33,665 | 8.16% | Q2 2014 | Aug 04, 2014 |
| DAVIDSON INVESTMENT ADVISORS | History | Added to | 393,538 | 4,252 | 0.62% | 0.58% | 9 | +7,333 | 1.9% | Q2 2014 | Jul 29, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 311,980 | 3,372 | 0.0% | 0.01% | 10 | -574,329 | -64.8% | Q2 2014 | Aug 08, 2014 |
| DAVIDSON D A & CO | History | Added to | 246,838 | 2,668 | 0.09% | 0.09% | 11 | +3,983 | 1.64% | Q2 2014 | Jul 29, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 240,180 | 2,597 | 0.0% | 0.0% | 12 | +105,076 | 77.77% | Q2 2014 | Aug 11, 2014 |
| DENVER INVESTMENT ADVISORS LLC | History | Added to | 238,591 | 2,579 | 0.08% | 0.06% | 13 | +27,334 | 12.94% | Q2 2014 | Aug 08, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 212,302 | 2,295 | 0.0% | 0.0% | 14 | +9,845 | 4.86% | Q2 2014 | Aug 06, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 208,193 | 2,251 | 0.0% | 0.0% | 15 | +9,250 | 4.65% | Q2 2014 | Jul 30, 2014 |
| State of New Jersey Common Pension Fund D | History | New | 200,000 | 2,162 | 0.01% | — | 16 | +200,000 | New | Q2 2014 | Aug 11, 2014 |
| Swiss National Bank | History | No change | 86,900 | 939 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | Added to | 78,322 | 847 | 0.01% | 0.0% | 18 | +68,222 | 675.47% | Q2 2014 | Aug 07, 2014 |
| ALPINE WOODS CAPITAL INVESTORS, LLC | History | Added to | 75,328 | 814 | 0.02% | 0.02% | 19 | +29,751 | 65.28% | Q2 2014 | Aug 08, 2014 |
| RHUMBLINE ADVISERS | History | Added to | 74,871 | 809 | 0.0% | 0.0% | 20 | +3,327 | 4.65% | Q2 2014 | Aug 06, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 70,173 | 759 | 0.0% | 0.0% | 21 | +160 | 0.23% | Q2 2014 | Aug 07, 2014 |
| Nationwide Fund Advisors | History | Added to | 59,646 | 645 | 0.0% | 0.0% | 22 | +2,111 | 3.67% | Q2 2014 | Aug 11, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 57,991 | 627 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 51,006 | 551 | 0.0% | 0.0% | 24 | +1,266 | 2.55% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 44,705 | 483 | 0.0% | 13.84% | 25 | -4,649 | -9.42% | Q2 2014 | Aug 06, 2014 |
| ProShare Advisors LLC | History | Reduced | 37,998 | 411 | 0.01% | 0.01% | 26 | -36,029 | -48.67% | Q2 2014 | Aug 08, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 33,384 | 361 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| FIRST MERCANTILE TRUST CO | History | Added to | 32,243 | 349 | 0.03% | 0.02% | 28 | +5,600 | 21.02% | Q2 2014 | Jul 22, 2014 |
| Eidelman Virant Capital | History | No change | 23,000 | 249 | 0.1% | 0.11% | 29 | 0 | 0.0% | Q2 2014 | Jul 09, 2014 |
| COMMONWEALTH BANK OF AUSTRALIA | History | Added to | 22,905 | 248 | 0.0% | 0.0% | 30 | +5,950 | 35.09% | Q2 2014 | Aug 11, 2014 |
| GSA CAPITAL PARTNERS LLP | History | New | 20,451 | 221 | 0.01% | — | 31 | +20,451 | New | Q2 2014 | Aug 08, 2014 |
| BlackRock Group LTD | History | Reduced | 14,697 | 160 | 0.0% | 0.0% | 32 | -8,923 | -37.78% | Q2 2014 | Aug 06, 2014 |
| Quantitative Investment Management, LLC | History | New | 13,500 | 145 | 0.03% | — | 33 | +13,500 | New | Q2 2014 | Aug 08, 2014 |
| Quantbot Technologies LP | History | New | 12,285 | 132 | 0.02% | — | 34 | +12,285 | New | Q2 2014 | Jul 08, 2014 |
| Neuberger Berman Group LLC | History | New | 11,530 | 125 | 0.0% | — | 35 | +11,530 | New | Q2 2014 | Aug 05, 2014 |
| RidgeWorth Capital Management LLC | History | New | 6,653 | 72 | 0.0% | — | 36 | +6,653 | New | Q2 2014 | Jul 31, 2014 |
| Wunderlich Securities, Inc. | History | No change | 4,000 | 43 | 0.03% | 0.03% | 37 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 3,801 | 41 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 2,689 | 29 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| BlackRock Inc. | History | No change | 2,233 | 24 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 250 | 3 | 0.0% | 0.0% | 41 | -2,400 | -90.57% | Q2 2014 | Aug 08, 2014 |
| SYNOVUS FINANCIAL CORP | History | New | 50 | 1 | 0.0% | — | 42 | +50 | New | Q2 2014 | Aug 01, 2014 |
| PRIVATE TRUST CO NA | History | No change | 73 | 1 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -11,118,127 | -100.0% | Q1 2014 | May 15, 2014 |
| Kingdom Ridge Capital, LLC | History | Closed out | 0 | 0 | — | 17.33% | — | -7,400,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.02% | — | -6,521,293 | -100.0% | Q1 2014 | May 14, 2014 |
| Ranger Investment Management, L.P. | History | Closed out | 0 | 0 | — | 1.3% | — | -2,753,120 | -100.0% | Q1 2014 | May 14, 2014 |
| DRIEHAUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.75% | — | -2,409,164 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -2,379,700 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,574,410 | -100.0% | Q1 2014 | May 15, 2014 |
| White Elm Capital, LLC | History | Closed out | 0 | 0 | — | 1.27% | — | -1,479,694 | -100.0% | Q1 2014 | May 15, 2014 |
| ANDOR CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.58% | — | -1,100,000 | -100.0% | Q1 2014 | May 09, 2014 |
| FRED ALGER MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.05% | — | -1,056,055 | -100.0% | Q1 2014 | May 15, 2014 |
| Shannon River Fund Management LLC | History | Closed out | 0 | 0 | — | 0.65% | — | -1,030,000 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -966,700 | -100.0% | Q1 2014 | May 14, 2014 |
| DISCOVERY CAPITAL MANAGEMENT, LLC / CT | History | Closed out | 0 | 0 | — | 0.07% | — | -955,300 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -684,052 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -627,814 | -100.0% | Q1 2014 | May 14, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -573,911 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.02% | — | -493,231 | -100.0% | Q1 2014 | May 14, 2014 |
| Calypso Capital Management, LP | History | Closed out | 0 | 0 | — | 1.94% | — | -483,832 | -100.0% | Q1 2014 | May 13, 2014 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Closed out | 0 | 0 | — | 0.07% | — | -444,684 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -444,535 | -100.0% | Q1 2014 | May 13, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -413,283 | -100.0% | Q1 2014 | May 14, 2014 |
| Marshall Wace LLP | History | Closed out | 0 | 0 | — | 0.07% | — | -404,279 | -100.0% | Q1 2014 | May 14, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -374,671 | -100.0% | Q1 2014 | May 15, 2014 |
| GLG Partners LP | History | Closed out | 0 | 0 | — | 0.07% | — | -336,744 | -100.0% | Q1 2014 | May 15, 2014 |
| RK Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.66% | — | -328,313 | -100.0% | Q1 2014 | May 12, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.01% | — | -315,375 | -100.0% | Q1 2014 | May 16, 2014 |
| Potomac Capital Management, Inc. | History | Closed out | 0 | 0 | — | 2.63% | — | -310,400 | -100.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -275,763 | -100.0% | Q1 2014 | May 13, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.02% | — | -273,182 | -100.0% | Q1 2014 | May 13, 2014 |
| BANK OF NOVA SCOTIA / | History | Closed out | 0 | 0 | — | 0.01% | — | -253,337 | -100.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -244,303 | -100.0% | Q1 2014 | May 16, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -213,857 | -100.0% | Q1 2014 | May 13, 2014 |
| State of New Jersey Common Pension Fund A | History | Closed out | 0 | 0 | — | 0.01% | — | -200,000 | -100.0% | Q1 2014 | May 05, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 2.65% | — | -186,050 | -100.0% | Q1 2014 | Aug 08, 2014 |
| Portolan Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.41% | — | -180,685 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -160,595 | -100.0% | Q1 2014 | May 13, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -147,669 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -143,000 | -100.0% | Q1 2014 | Apr 18, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -132,885 | -100.0% | Q1 2014 | May 08, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -119,519 | -100.0% | Q1 2014 | May 13, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -106,364 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -103,743 | -100.0% | Q1 2014 | May 13, 2014 |
| WASATCH ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -102,790 | -100.0% | Q1 2014 | May 13, 2014 |
| Harvest Capital Strategies LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -100,000 | -100.0% | Q1 2014 | May 13, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | Closed out | 0 | 0 | — | 0.01% | — | -98,711 | -100.0% | Q1 2014 | May 14, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -83,992 | -100.0% | Q1 2014 | May 19, 2014 |
| 40 North Management LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -77,639 | -100.0% | Q1 2014 | May 15, 2014 |
| Employees Retirement System of Texas | History | Closed out | 0 | 0 | — | 0.01% | — | -70,000 | -100.0% | Q1 2014 | May 14, 2014 |
| ELLINGTON MANAGEMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -68,800 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -66,936 | -100.0% | Q1 2014 | May 14, 2014 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 0.01% | — | -62,100 | -100.0% | Q1 2014 | May 15, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -59,236 | -100.0% | Q1 2014 | May 07, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -56,400 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -55,448 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -54,085 | -100.0% | Q1 2014 | May 15, 2014 |
| Coe Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -47,200 | -100.0% | Q1 2014 | May 14, 2014 |
| TIGER MANAGEMENT L.L.C. | History | Closed out | 0 | 0 | — | 0.15% | — | -45,100 | -100.0% | Q1 2014 | May 15, 2014 |
| PECONIC PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -45,000 | -100.0% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -44,155 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -40,129 | -100.0% | Q1 2014 | May 15, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -37,776 | -100.0% | Q1 2014 | May 14, 2014 |
| Baker Avenue Asset Management, LP | History | Closed out | 0 | 0 | — | 1.06% | — | -36,300 | -100.0% | Q1 2014 | Aug 06, 2014 |
| STRS OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -34,544 | -100.0% | Q1 2014 | Apr 28, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -33,600 | -100.0% | Q1 2014 | May 15, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -31,027 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,800 | -100.0% | Q1 2014 | May 23, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -28,700 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,878 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -25,481 | -100.0% | Q1 2014 | May 15, 2014 |
| AVIVA PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,782 | -100.0% | Q1 2014 | May 16, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -24,250 | -100.0% | Q1 2014 | May 15, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,071 | -100.0% | Q1 2014 | May 13, 2014 |
| Bluefin Trading, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -19,604 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -17,083 | -100.0% | Q1 2014 | May 15, 2014 |
| PRIVATE ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.03% | — | -16,285 | -100.0% | Q1 2014 | Apr 07, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,759 | -100.0% | Q1 2014 | May 15, 2014 |
| GLG LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,304 | -100.0% | Q1 2014 | May 15, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -12,000 | -100.0% | Q1 2014 | May 07, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.0% | — | -11,729 | -100.0% | Q1 2014 | May 13, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,197 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,655 | -100.0% | Q1 2014 | May 14, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,000 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -4,400 | -100.0% | Q1 2014 | May 16, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,842 | -100.0% | Q1 2014 | May 02, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,437 | -100.0% | Q1 2014 | May 15, 2014 |
| FNY Managed Accounts LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -1,500 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,363 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,246 | -100.0% | Q1 2014 | May 15, 2014 |
| THOMPSON DAVIS & CO., INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -750 | -100.0% | Q1 2014 | May 09, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -282 | -100.0% | Q1 2014 | May 12, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -150 | -100.0% | Q1 2014 | Apr 11, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | — | — | -25 | -100.0% | Q1 2014 | Apr 24, 2014 |
| WHITTIER TRUST CO | History | No change | 22 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |