ASIA PAC FD INC - 044901106
Detailed investor-level table based on 13F positions.
Early Q3 2018 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | New | 3,693,527 | 38,320 | 3.27% | — | 1 | +3,693,527 | New | Q1 2014 | May 14, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | Reduced | 1,017,066 | 10,475 | 0.02% | 0.03% | 2 | -73,100 | -6.71% | Q1 2014 | May 12, 2014 |
| Karpus Management, Inc. | History | Added to | 641,919 | 6,631 | 0.34% | 0.27% | 3 | +171,873 | 36.57% | Q1 2014 | May 15, 2014 |
| 1607 Capital Partners, LLC | History | Added to | 240,026 | 2,479 | 0.19% | 0.19% | 4 | +19,791 | 8.99% | Q1 2014 | May 12, 2014 |
| STRS OHIO | History | No change | 96,000 | 989 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2014 | Apr 28, 2014 |
| TWIN FOCUS CAPITAL PARTNERS, LLC | History | No change | 76,133 | 786 | 0.93% | 0.79% | 6 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Reduced | 67,170 | 694 | 0.0% | 0.0% | 7 | -45,569 | -40.42% | Q1 2014 | May 13, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | New | 38,473 | 397 | 0.26% | — | 8 | +38,473 | New | Q1 2014 | May 16, 2014 |
| Gramercy Funds Management LLC | History | Reduced | 37,900 | 392 | 0.14% | 0.19% | 9 | -18,615 | -32.94% | Q1 2014 | May 08, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 27,208 | 281 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 22,098 | 229 | 0.0% | 0.0% | 11 | -64,247 | -74.41% | Q1 2014 | May 15, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 19,076 | 196 | 0.0% | 0.0% | 12 | +5,258 | 38.05% | Q1 2014 | May 09, 2014 |
| Ancora Advisors, LLC | History | No change | 17,613 | 182 | 0.03% | 0.03% | 13 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Shaker Financial Services, LLC | History | No change | 17,501 | 181 | 0.12% | 0.13% | 14 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| HighTower Advisors, LLC | History | Reduced | 17,288 | 179 | 0.0% | 0.0% | 15 | -2,556 | -12.88% | Q1 2014 | May 15, 2014 |
| Cetera Advisor Networks LLC | History | Reduced | 17,270 | 175 | 0.01% | 0.01% | 16 | -1,250 | -6.75% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 15,000 | 154 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SEAWARD MANAGEMENT LIMITED PARTNERSHIP | History | Reduced | 13,830 | 142 | 0.01% | 0.04% | 18 | -63,500 | -82.12% | Q1 2014 | May 01, 2014 |
| UBS AG | History | Reduced | 11,533 | 119 | 0.0% | 0.0% | 19 | -1,428 | -11.02% | Q1 2014 | May 16, 2014 |
| CSS LLC/IL | History | New | 10,132 | 105 | 0.01% | — | 20 | +10,132 | New | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 6,201 | 64 | 0.0% | 0.98% | 21 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | Reduced | 5,500 | 57 | 0.03% | 0.04% | 22 | -500 | -8.33% | Q1 2014 | May 14, 2014 |
| Legg Mason Investment Counsel, LLC | History | No change | 2,930 | 31 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Added to | 2,013 | 21 | 0.0% | 0.0% | 24 | +621 | 44.61% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | No change | 1,043 | 11 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Creative Planning | History | Reduced | 1,000 | 10 | 0.0% | 0.0% | 26 | -491 | -32.93% | Q1 2014 | Apr 11, 2014 |
| ROYAL BANK OF CANADA | History | Reduced | 300 | 3 | 0.0% | 0.0% | 27 | -9,538 | -96.95% | Q1 2014 | May 15, 2014 |
| WealthTrust Fairport, LLC | History | No change | 250 | 3 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Reduced | 200 | 2 | 0.0% | 0.0% | 29 | -100 | -33.33% | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | No change | 229 | 2 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| Diversified Trust Co | History | Closed out | 0 | 0 | — | 0.35% | — | -326,930 | -100.0% | Q4 2013 | Feb 10, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.01% | — | -28,250 | -100.0% | Q4 2013 | Feb 12, 2014 |
| TFS CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,253 | -100.0% | Q4 2013 | Feb 07, 2014 |
| Winslow, Evans & Crocker, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -864 | -100.0% | Q4 2013 | Jan 21, 2014 |
| JNBA Financial Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q4 2013 | Jan 21, 2014 |