ATLAS ENERGY LP - 04930A104
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 28 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 6,608,267 | 284,420 | 0.12% | 0.13% | 1 | +312,898 | 4.97% | Q1 2014 | May 13, 2014 |
| COOPERMAN LEON G | History | Added to | 3,855,740 | 165,951 | 2.2% | 2.24% | 2 | +483,793 | 14.35% | Q1 2014 | May 15, 2014 |
| ING GROEP NV | History | Added to | 2,254,681 | 97,109 | 0.51% | 0.15% | 3 | +1,630,073 | 260.98% | Q1 2014 | May 14, 2014 |
| CITIGROUP INC | History | Added to | 1,847,287 | 79,507 | 0.08% | 0.08% | 4 | +23,451 | 1.29% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Reduced | 1,651,207 | 71,067 | 0.05% | 0.06% | 5 | -27,482 | -1.64% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Reduced | 1,420,876 | 61,154 | 0.05% | 0.06% | 6 | -4,077 | -0.29% | Q1 2014 | May 16, 2014 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 1,398,157 | 60,176 | 0.02% | 0.03% | 7 | -681,493 | -32.77% | Q1 2014 | May 15, 2014 |
| WADDELL & REED FINANCIAL INC | History | Added to | 1,291,300 | 55,577 | 0.08% | 0.09% | 8 | +146,500 | 12.8% | Q1 2014 | May 15, 2014 |
| ATLANTIC INVESTMENT Co | History | Reduced | 1,250,353 | 53,815 | 52.32% | 59.78% | 9 | -198,293 | -13.69% | Q1 2014 | May 13, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 1,161,738 | 50,002 | 0.02% | 0.02% | 10 | +248,455 | 27.2% | Q1 2014 | May 14, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 1,077,389 | 46,370 | 0.02% | 885.22% | 11 | -175,529 | -14.01% | Q1 2014 | May 15, 2014 |
| GLG LLC | History | New | 971,832 | 41,827 | 1.4% | — | 12 | +971,832 | New | Q1 2014 | May 15, 2014 |
| Atlantic Trust Group, LLC | History | New | 956,570 | 41,802 | 0.36% | — | 13 | +956,570 | New | Q1 2014 | May 14, 2014 |
| MSDC Management, L.P. | History | Added to | 887,806 | 38,211 | 1.45% | 1.46% | 14 | +125,571 | 16.47% | Q1 2014 | May 15, 2014 |
| BAMCO INC /NY/ | History | Added to | 654,886 | 28,186 | 0.11% | 0.0% | 15 | +630,536 | 2589.47% | Q1 2014 | May 15, 2014 |
| CUSHING ASSET MANAGEMENT, LP | History | Added to | 616,991 | 26,555 | 0.77% | 0.86% | 16 | +62,083 | 11.19% | Q1 2014 | May 20, 2014 |
| TRAFELET BROKAW CAPITAL MANAGEMENT, L.P. | History | Reduced | 574,733 | 24,177 | 20.61% | 23.07% | 17 | -3,319 | -0.57% | Q1 2014 | May 15, 2014 |
| Tourbillon Capital Partners LP | History | Added to | 377,297 | 16,239 | 0.76% | 11.16% | 18 | +311,752 | 475.63% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Reduced | 361,904 | 15,576 | 0.0% | 0.01% | 19 | -391,303 | -51.95% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Added to | 347,794 | 14,969 | 0.08% | 0.05% | 20 | +160,680 | 85.87% | Q1 2014 | May 13, 2014 |
| WALNUT PRIVATE EQUITY PARTNERS, LLC | History | Added to | 337,500 | 14,526 | 9.36% | 9.72% | 21 | +37,500 | 12.5% | Q1 2014 | May 12, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 309,328 | 13,314 | 0.01% | 0.02% | 22 | -252,974 | -44.99% | Q1 2014 | May 15, 2014 |
| NATIXIS | History | No change | 300,000 | 12,912 | 0.17% | 0.12% | 23 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Salient Capital Advisors, LLC | History | Reduced | 275,855 | 11,873 | 0.33% | 0.64% | 24 | -159,089 | -36.58% | Q1 2014 | May 13, 2014 |
| Whetstone Capital Advisors, LLC | History | New | 244,697 | 10,532 | 7.88% | — | 25 | +244,697 | New | Q1 2014 | May 13, 2014 |
| TPH Asset Management, LLC | History | Reduced | 237,161 | 10,207 | 4.79% | 6.05% | 26 | -102,678 | -30.21% | Q1 2014 | May 15, 2014 |
| Jefferies Group LLC | History | Reduced | 230,205 | 9,908 | 0.1% | 0.13% | 27 | -195,057 | -45.87% | Q1 2014 | May 16, 2014 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Added to | 218,568 | 9,407 | 0.14% | 0.16% | 28 | +8,705 | 4.15% | Q1 2014 | May 08, 2014 |
| FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | History | Added to | 213,600 | 9,193 | 0.2% | 0.21% | 29 | +11,000 | 5.43% | Q1 2014 | May 13, 2014 |
| MASON STREET ADVISORS, LLC | History | Added to | 188,226 | 8,101 | 0.07% | 0.06% | 30 | +31,226 | 19.89% | Q1 2014 | May 15, 2014 |
| TAYLOR INVESTMENT COUNSELORS LLC | History | Reduced | 163,930 | 7,056 | 1.81% | 2.07% | 31 | -110,280 | -40.22% | Q1 2014 | May 14, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | Reduced | 154,600 | 6,654 | 0.13% | 0.17% | 32 | -18,400 | -10.64% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Added to | 148,155 | 6,376 | 0.0% | 0.0% | 33 | +62,383 | 72.73% | Q1 2014 | May 15, 2014 |
| BOSTON PROVIDENT, L.P. | History | Reduced | 147,927 | 6,367 | 2.28% | 3.73% | 34 | -23,496 | -13.71% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Reduced | 141,183 | 6,077 | 0.05% | 0.05% | 35 | -1,725 | -1.21% | Q1 2014 | May 19, 2014 |
| GROUP ONE TRADING, L.P. | History | Added to | 138,324 | 5,953 | 0.1% | 0.06% | 36 | +50,468 | 57.44% | Q1 2014 | May 07, 2014 |
| HARVARD MANAGEMENT CO INC | History | No change | 135,410 | 5,828 | 0.6% | 0.71% | 37 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| Legg Mason Investment Counsel, LLC | History | No change | 130,800 | 5,630 | 0.12% | 0.13% | 38 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| YORKVILLE CAPITAL MANAGEMENT, LLC | History | Reduced | 128,672 | 5,538 | 4.23% | 4.98% | 39 | -3,592 | -2.72% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Reduced | 126,400 | 5,406 | 0.01% | 0.01% | 40 | -26,400 | -17.28% | Q1 2014 | Apr 18, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | No change | 116,691 | 4,778 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 103,385 | 4,450 | 0.01% | 0.01% | 42 | -2,000 | -1.9% | Q1 2014 | May 09, 2014 |
| SAB CAPITAL MANAGEMENT LP | History | Reduced | 91,411 | 3,934 | 0.27% | 2.31% | 43 | -826,937 | -90.05% | Q1 2014 | May 15, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | New | 88,560 | 3,812 | 0.0% | — | 44 | +88,560 | New | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Added to | 88,136 | 3,791 | 0.0% | 0.0% | 45 | +9,659 | 12.31% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Added to | 83,290 | 3,585 | 0.0% | 0.0% | 46 | +66 | 0.08% | Q1 2014 | May 14, 2014 |
| EATON VANCE MANAGEMENT | History | Added to | 79,087 | 3,403 | 0.01% | 0.01% | 47 | +19,282 | 32.24% | Q1 2014 | May 05, 2014 |
| HALCYON OFFSHORE ASSET MANAGEMENT LLC | History | Added to | 75,000 | 3,228 | 0.32% | 0.29% | 48 | +25,000 | 50.0% | Q1 2014 | May 15, 2014 |
| SELZ CAPITAL LLC | History | Reduced | 71,045 | 3,058 | 0.77% | 1.72% | 49 | -75,000 | -51.35% | Q1 2014 | Apr 14, 2014 |
| RUSSELL FRANK CO/ | History | Added to | 72,576 | 2,977 | 0.01% | 0.01% | 50 | +200 | 0.28% | Q1 2014 | May 16, 2014 |
| NOMURA HOLDINGS INC | History | New | 62,300 | 2,681 | 0.0% | — | 51 | +62,300 | New | Q1 2014 | May 14, 2014 |
| HITE Hedge Asset Management LLC | History | Reduced | 61,139 | 2,631 | 0.83% | 1.94% | 52 | -54,534 | -47.14% | Q1 2014 | May 14, 2014 |
| BALYASNY ASSET MANAGEMENT LLC | History | Reduced | 58,300 | 2,509 | 0.03% | 1.0% | 53 | -1,578,576 | -96.44% | Q1 2014 | May 15, 2014 |
| HAP Trading, LLC | History | Added to | 165,400 | 2,267 | 0.1% | 0.0% | 54 | +73,100 | 79.2% | Q1 2014 | May 12, 2014 |
| IRIDIAN ASSET MANAGEMENT LLC/CT | History | No change | 46,259 | 1,991 | 0.02% | 0.03% | 55 | 0 | 0.0% | Q1 2014 | May 06, 2014 |
| ROYAL BANK OF CANADA | History | Added to | 45,250 | 1,947 | 0.0% | 0.0% | 56 | +16,350 | 56.57% | Q1 2014 | May 15, 2014 |
| Global Endowment Management, LP | History | Reduced | 41,700 | 1,795 | 0.28% | 0.47% | 57 | -8,230 | -16.48% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | New | 33,600 | 1,446 | 0.0% | — | 58 | +33,600 | New | Q1 2014 | May 15, 2014 |
| Index Management Solutions, LLC | History | Reduced | 33,258 | 1,431 | 0.23% | 3.25% | 59 | -242,629 | -87.95% | Q1 2014 | May 15, 2014 |
| Loudon Investment Management, LLC | History | No change | 33,138 | 1,426 | 1.03% | 1.14% | 60 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| STATE STREET CORP | History | Added to | 32,899 | 1,415 | 0.0% | 0.0% | 61 | +337 | 1.03% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 31,631 | 1,361 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| HighTower Advisors, LLC | History | Added to | 31,544 | 1,358 | 0.03% | 0.03% | 63 | +4,168 | 15.23% | Q1 2014 | May 15, 2014 |
| Savitr Capital, LLC | History | New | 28,000 | 1,205 | 2.32% | — | 64 | +28,000 | New | Q1 2014 | May 15, 2014 |
| Veritable, L.P. | History | No change | 25,443 | 1,095 | 0.02% | 0.03% | 65 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CREDIT AGRICOLE S A | History | New | 24,400 | 1,050 | 0.0% | — | 66 | +24,400 | New | Q1 2014 | May 12, 2014 |
| Texas Yale Capital Corp. | History | New | 24,215 | 1,042 | 0.14% | — | 67 | +24,215 | New | Q1 2014 | Aug 04, 2014 |
| GABELLI FUNDS LLC | History | No change | 24,000 | 1,033 | 0.01% | 0.01% | 68 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Penbrook Management LLC | History | No change | 21,300 | 998 | 0.94% | 0.97% | 69 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| BEACH INVESTMENT COUNSEL INC/PA | History | Added to | 19,414 | 836 | 0.08% | 0.08% | 70 | +1,665 | 9.38% | Q1 2014 | Apr 29, 2014 |
| Bluefin Trading, LLC | History | Reduced | 17,876 | 800 | 0.05% | 0.12% | 71 | -14,438 | -44.68% | Q1 2014 | May 15, 2014 |
| STEPHENS INC /AR/ | History | Reduced | 16,980 | 731 | 0.04% | 0.11% | 72 | -29,355 | -63.35% | Q1 2014 | May 13, 2014 |
| Nine Chapters Capital Management LLC | History | Reduced | 16,500 | 710 | 0.08% | 0.13% | 73 | -10,900 | -39.78% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 13,488 | 581 | 0.0% | 0.0% | 74 | +1,659 | 14.02% | Q1 2014 | May 16, 2014 |
| CITADEL ADVISORS LLC | History | Reduced | 10,875 | 468 | 0.67% | 1.61% | 75 | -8,931 | -45.09% | Q1 2014 | Aug 08, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | New | 10,012 | 431 | 0.0% | — | 76 | +10,012 | New | Q1 2014 | May 13, 2014 |
| KEELEY ASSET MANAGEMENT CORP | History | No change | 10,000 | 430 | 0.01% | 0.01% | 77 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| OPPENHEIMER & CO INC | History | Added to | 9,506 | 410 | 0.01% | 0.01% | 78 | +395 | 4.34% | Q1 2014 | May 09, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 8,750 | 359 | 0.01% | 0.01% | 79 | -3,310 | -27.45% | Q1 2014 | May 14, 2014 |
| GLENMEDE TRUST CO NA | History | No change | 7,720 | 331 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| SOLARIS ASSET MANAGEMENT LLC | History | Added to | 7,545 | 325 | 0.22% | 0.2% | 81 | +1,075 | 16.62% | Q1 2014 | Apr 30, 2014 |
| Linscomb & Williams, Inc. | History | New | 7,100 | 306 | 0.03% | — | 82 | +7,100 | New | Q1 2014 | May 09, 2014 |
| Mariner Wealth Advisors, LLC | History | New | 6,868 | 296 | 0.04% | — | 83 | +6,868 | New | Q1 2014 | May 08, 2014 |
| Airain ltd | History | New | 6,351 | 273 | 0.05% | — | 84 | +6,351 | New | Q1 2014 | May 13, 2014 |
| ADVISORY RESEARCH INC | History | New | 6,100 | 263 | 0.0% | — | 85 | +6,100 | New | Q1 2014 | May 15, 2014 |
| WHITTIER TRUST CO | History | No change | 6,121 | 263 | 0.01% | 0.01% | 86 | 0 | 0.0% | Q1 2014 | May 01, 2014 |
| Parallax Volatility Advisers, LLC | History | Added to | 5,900 | 255 | 0.0% | 0.0% | 87 | +5,800 | 5800.0% | Q1 2014 | May 15, 2014 |
| Trellus Management Company, LLC | History | No change | 5,813 | 250 | 0.22% | 0.33% | 88 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| LEVIN CAPITAL STRATEGIES, L.P. | History | New | 5,000 | 215 | 0.0% | — | 89 | +5,000 | New | Q1 2014 | May 14, 2014 |
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. | History | Added to | 4,726 | 203 | 0.0% | 0.0% | 90 | +174 | 3.82% | Q1 2014 | May 08, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | Added to | 4,200 | 181 | 0.05% | 0.03% | 91 | +1,650 | 64.71% | Q1 2014 | May 02, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 4,000 | 172 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Added to | 3,500 | 151 | 0.02% | 0.02% | 93 | +1,500 | 75.0% | Q1 2014 | May 15, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 2,150 | 92 | 0.0% | 0.0% | 94 | -3,300 | -60.55% | Q1 2014 | May 12, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 1,545 | 66 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 1,436 | 62 | 0.0% | 0.0% | 96 | -375 | -20.71% | Q1 2014 | May 14, 2014 |
| Creative Planning | History | No change | 1,157 | 50 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | No change | 835 | 36 | 0.02% | 0.02% | 98 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| US BANCORP \DE\ | History | Reduced | 655 | 28 | 0.0% | 0.0% | 99 | -263 | -28.65% | Q1 2014 | May 14, 2014 |
| COLONY GROUP LLC | History | New | 600 | 26 | 0.0% | — | 100 | +600 | New | Q1 2014 | May 16, 2014 |
| Barrett Asset Management, LLC | History | No change | 600 | 26 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| Edge Wealth Management LLC | History | No change | 600 | 26 | 0.01% | 0.01% | 102 | 0 | 0.0% | Q1 2014 | Apr 08, 2014 |
| Global X Management CO LLC | History | New | 528 | 23 | 0.0% | — | 103 | +528 | New | Q1 2014 | May 07, 2014 |
| Tower Research Capital LLC | History | Added to | 483 | 21 | 0.0% | 0.0% | 105 | +383 | 383.0% | Q1 2014 | May 02, 2014 |
| FIRST MANHATTAN CO | History | No change | 500 | 21 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Pinnacle Holdings, LLC | History | New | 365 | 15 | 0.0% | — | 106 | +365 | New | Q1 2014 | May 28, 2014 |
| Evercore Wealth Management, LLC | History | No change | 345 | 15 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 301 | 13 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| KANALY TRUST CO | History | No change | 250 | 11 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q1 2014 | May 01, 2014 |
| CENTRAL TRUST & INVESTMENT CO | History | New | 100 | 4 | 0.0% | — | 110 | +100 | New | Q1 2014 | May 07, 2014 |
| DAVIDSON D A & CO | History | No change | 24 | 1 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | Closed out | 0 | 0 | — | 0.5% | — | -2,167,000 | -100.0% | Q4 2013 | Feb 13, 2014 |
| GLG INC. | History | Closed out | 0 | 0 | — | 2.16% | — | -1,748,522 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -597,123 | -100.0% | Q4 2013 | Feb 13, 2014 |
| US GLOBAL INVESTORS FUNDS | History | Closed out | 0 | 0 | — | 1.18% | — | -140,000 | -100.0% | Q4 2013 | Feb 18, 2014 |
| U S GLOBAL INVESTORS INC | History | Closed out | 0 | 0 | — | 1.18% | — | -140,000 | -100.0% | Q4 2013 | Mar 05, 2014 |
| First Eagle Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -129,470 | -100.0% | Q4 2013 | Feb 14, 2014 |
| 40 North Management LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -41,160 | -100.0% | Q4 2013 | Feb 14, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,412 | -100.0% | Q4 2013 | Feb 14, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -25,000 | -100.0% | Q4 2013 | Feb 12, 2014 |
| CASTLEARK MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -24,750 | -100.0% | Q4 2013 | Feb 20, 2014 |
| Family Management Corp | History | Closed out | 0 | 0 | — | 0.58% | — | -21,625 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Somerset Group LLC | History | Closed out | 0 | 0 | — | 0.33% | — | -9,000 | -100.0% | Q4 2013 | Feb 12, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -7,607 | -100.0% | Q4 2013 | Feb 13, 2014 |
| WHITE BAY PT LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -5,564 | -100.0% | Q4 2013 | Feb 13, 2014 |
| FBR & Co. | History | Closed out | 0 | 0 | — | 0.41% | — | -5,100 | -100.0% | Q4 2013 | Feb 11, 2014 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.02% | — | -1,000 | -100.0% | Q4 2013 | Jan 31, 2014 |
| PRIVATE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.01% | — | -600 | -100.0% | Q4 2013 | Jan 08, 2014 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -408 | -100.0% | Q4 2013 | Feb 13, 2014 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -75 | -100.0% | Q4 2013 | Feb 11, 2014 |