ATLAS PIPELINE PARTNERS LP - 049392103
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CREDIT SUISSE AG/ | History | Added to | 968,767 | 33,326 | 0.03% | 0.02% | 1 | +419,299 | 76.31% | Q2 2014 | Aug 11, 2014 |
| DUFF & PHELPS INVESTMENT MANAGEMENT CO | History | No change | 453,000 | 15,583 | 0.24% | 0.24% | 2 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| Fidelity National Financial, Inc. | History | No change | 187,500 | 6,450 | 4.47% | 4.48% | 3 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 186,622 | 6,420 | 0.03% | 0.02% | 4 | +35,507 | 23.5% | Q2 2014 | Aug 11, 2014 |
| MASON STREET ADVISORS, LLC | History | Added to | 184,300 | 6,340 | 0.05% | 0.04% | 5 | +24,300 | 15.19% | Q2 2014 | Aug 05, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 176,590 | 6,075 | 0.04% | 0.04% | 6 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| UNIVERSITY OF TEXAS INVESTMENT MANAGMENT CO | History | Added to | 123,380 | 4,244 | 0.78% | 0.83% | 7 | +61,690 | 100.0% | Q2 2014 | Aug 01, 2014 |
| Private Capital Advisors, Inc. | History | Added to | 107,479 | 3,697 | 1.19% | 1.31% | 8 | +205 | 0.19% | Q2 2014 | Aug 04, 2014 |
| Shinko Asset Management Co., Ltd. | History | Added to | 78,500 | 2,700 | 0.02% | 0.02% | 9 | +12,800 | 19.48% | Q2 2014 | Jul 29, 2014 |
| Global X Management CO LLC | History | Added to | 58,234 | 2,003 | 0.12% | 0.11% | 10 | +6,128 | 11.76% | Q2 2014 | Jul 31, 2014 |
| Barnett & Company, Inc. | History | Reduced | 50,612 | 1,741 | 0.73% | 0.73% | 11 | -310 | -0.61% | Q2 2014 | Jul 16, 2014 |
| OPPENHEIMER FUNDS INC | History | Reduced | 41,347 | 1,422 | 0.0% | 0.0% | 12 | -7,400 | -15.18% | Q2 2014 | Aug 08, 2014 |
| Advisors Capital Management, LLC | History | New | 39,558 | 1,361 | 0.18% | — | 13 | +39,558 | New | Q2 2014 | Jul 25, 2014 |
| WealthTrust Axiom LLC | History | Reduced | 31,600 | 1,087 | 0.37% | 0.37% | 14 | -300 | -0.94% | Q2 2014 | Aug 01, 2014 |
| MILLER HOWARD INVESTMENTS INC /NY | History | No change | 28,513 | 981 | 0.02% | 0.02% | 15 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| JENNISON ASSOCIATES LLC | History | Reduced | 28,467 | 979 | 0.0% | 0.0% | 16 | -14,377 | -33.56% | Q2 2014 | Aug 08, 2014 |
| Berson & Corrado Investment Advisors, LLC | History | Added to | 27,543 | 947 | 0.41% | 0.39% | 17 | +2,418 | 9.62% | Q2 2014 | Jul 21, 2014 |
| BEACH INVESTMENT COUNSEL INC/PA | History | No change | 26,785 | 921 | 0.08% | 0.08% | 18 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| SPIRIT OF AMERICA MANAGEMENT CORP/NY | History | Added to | 26,719 | 919 | 0.37% | 0.25% | 19 | +7,500 | 39.02% | Q2 2014 | Jul 10, 2014 |
| Jacobus Wealth Management, Inc. | History | Added to | 23,650 | 814 | 0.21% | 0.16% | 20 | +3,195 | 15.62% | Q2 2014 | Aug 06, 2014 |
| WASHINGTON TRUST BANK | History | No change | 21,480 | 739 | 0.15% | 0.15% | 21 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| LPL Financial LLC | History | Added to | 19,691 | 677 | 0.0% | 0.0% | 22 | +3,161 | 19.12% | Q2 2014 | Aug 05, 2014 |
| RHUMBLINE ADVISERS | History | No change | 19,376 | 667 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TrueNorth, Inc. | History | Added to | 16,100 | 554 | 0.25% | 0.24% | 24 | +145 | 0.91% | Q2 2014 | Jul 17, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 15,517 | 533 | 0.0% | 0.0% | 25 | -11,609 | -42.8% | Q2 2014 | Aug 08, 2014 |
| VSR Financial Services, Inc. | History | Added to | 14,002 | 482 | 0.06% | 0.05% | 26 | +3,892 | 38.5% | Q2 2014 | Aug 05, 2014 |
| CITY NATIONAL BANK | History | New | 12,704 | 437 | 0.0% | — | 27 | +12,704 | New | Q2 2014 | Jul 28, 2014 |
| Mathes Company, Inc. | History | Added to | 11,925 | 410 | 0.2% | 0.15% | 29 | +3,300 | 38.26% | Q2 2014 | Aug 05, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 11,924 | 410 | 0.0% | 0.01% | 28 | -204 | -1.68% | Q2 2014 | Jul 23, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | Reduced | 11,705 | 403 | 0.11% | 0.11% | 30 | -425 | -3.5% | Q2 2014 | Jul 31, 2014 |
| GSA CAPITAL PARTNERS LLP | History | New | 10,599 | 365 | 0.02% | — | 31 | +10,599 | New | Q2 2014 | Aug 08, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | Reduced | 8,979 | 309 | 0.05% | 0.09% | 32 | -6,545 | -42.16% | Q2 2014 | Aug 04, 2014 |
| SHIKIAR ASSET MANAGEMENT INC | History | New | 8,700 | 299 | 0.12% | — | 33 | +8,700 | New | Q2 2014 | Jul 23, 2014 |
| DAVIDSON D A & CO | History | Reduced | 7,620 | 262 | 0.01% | 0.02% | 34 | -6,070 | -44.34% | Q2 2014 | Jul 29, 2014 |
| BURKE & HERBERT BANK & TRUST CO | History | No change | 6,700 | 230 | 0.21% | 0.21% | 35 | 0 | 0.0% | Q2 2014 | Jul 08, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | New | 5,907 | 203 | 0.01% | — | 36 | +5,907 | New | Q2 2014 | Jul 25, 2014 |
| ROCKEFELLER FINANCIAL SERVICES INC | History | No change | 5,650 | 194 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 4,350 | 150 | 0.02% | 0.02% | 38 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | Added to | 2,890 | 105 | 0.01% | 0.01% | 39 | +1,150 | 66.09% | Q2 2014 | Aug 08, 2014 |
| SOLARIS ASSET MANAGEMENT LLC | History | Reduced | 3,050 | 105 | 0.07% | 0.08% | 40 | -550 | -15.28% | Q2 2014 | Jul 18, 2014 |
| Horrell Capital Management, Inc. | History | No change | 2,400 | 83 | 0.04% | 0.04% | 41 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | No change | 2,200 | 76 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 2,100 | 72 | 0.0% | 0.0% | 43 | -1,550 | -42.47% | Q2 2014 | Aug 08, 2014 |
| REILLY FINANCIAL ADVISORS, LLC | History | New | 1,000 | 35 | 0.01% | — | 44 | +1,000 | New | Q2 2014 | Jul 16, 2014 |
| MetLife Securities, Inc | History | No change | 1,000 | 34 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Added to | 940 | 32 | 0.01% | 0.01% | 46 | +6 | 0.64% | Q2 2014 | Aug 04, 2014 |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | History | Added to | 672 | 23 | 0.01% | 0.01% | 47 | +4 | 0.6% | Q2 2014 | Jul 18, 2014 |
| Focused Wealth Management, Inc | History | No change | 422 | 15 | 0.01% | 0.01% | 48 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| CENTRAL TRUST & INVESTMENT CO | History | Reduced | 400 | 14 | 0.0% | 0.0% | 49 | -200 | -33.33% | Q2 2014 | Jul 09, 2014 |
| Sanctuary Wealth Advisors, LLC | History | No change | 200 | 7 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Vantage Investment Advisors, LLC | History | No change | 200 | 7 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| HOWE & RUSLING INC | History | New | 433 | 5 | 0.0% | — | 52 | +433 | New | Q2 2014 | Jul 31, 2014 |
| ALPS ADVISORS INC | History | Closed out | 0 | 0 | — | 1.21% | — | -3,851,294 | -100.0% | Q1 2014 | May 15, 2014 |
| COOPERMAN LEON G | History | Closed out | 0 | 0 | — | 1.43% | — | -3,357,502 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.04% | — | -3,135,893 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.03% | — | -3,086,060 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.04% | — | -2,967,945 | -100.0% | Q1 2014 | May 13, 2014 |
| KAYNE ANDERSON CAPITAL ADVISORS LP | History | Closed out | 0 | 0 | — | 0.55% | — | -2,433,605 | -100.0% | Q1 2014 | May 07, 2014 |
| CUSHING ASSET MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 1.88% | — | -2,001,240 | -100.0% | Q1 2014 | May 20, 2014 |
| WADDELL & REED FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.09% | — | -1,925,595 | -100.0% | Q1 2014 | May 15, 2014 |
| ADVISORY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.63% | — | -1,907,422 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.02% | — | -1,868,423 | -100.0% | Q1 2014 | May 15, 2014 |
| OSTERWEIS CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 1.75% | — | -1,777,245 | -100.0% | Q1 2014 | May 15, 2014 |
| Atlantic Trust Group, LLC | History | Closed out | 0 | 0 | — | 0.49% | — | -1,762,749 | -100.0% | Q1 2014 | May 14, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,534,270 | -100.0% | Q1 2014 | May 15, 2014 |
| Clearbridge Investments, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -1,124,320 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.02% | — | -1,122,356 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.03% | — | -1,048,994 | -100.0% | Q1 2014 | May 16, 2014 |
| BROOKFIELD ASSET MANAGEMENT INC. | History | Closed out | 0 | 0 | — | 0.12% | — | -856,694 | -100.0% | Q1 2014 | May 15, 2014 |
| EDGE ASSET MANAGEMENT, INC | History | Closed out | 0 | 0 | — | 0.25% | — | -733,196 | -100.0% | Q1 2014 | May 13, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.02% | — | -723,094 | -100.0% | Q1 2014 | May 15, 2014 |
| Magnetar Financial LLC | History | Closed out | 0 | 0 | — | 0.46% | — | -656,421 | -100.0% | Q1 2014 | May 15, 2014 |
| EAGLE GLOBAL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.62% | — | -631,460 | -100.0% | Q1 2014 | May 15, 2014 |
| FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | History | Closed out | 0 | 0 | — | 0.38% | — | -552,100 | -100.0% | Q1 2014 | May 13, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.01% | — | -424,761 | -100.0% | Q1 2014 | May 15, 2014 |
| ING GROEP NV | History | Closed out | 0 | 0 | — | 0.06% | — | -365,000 | -100.0% | Q1 2014 | May 14, 2014 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Closed out | 0 | 0 | — | 0.15% | — | -304,921 | -100.0% | Q1 2014 | May 08, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -289,610 | -100.0% | Q1 2014 | May 15, 2014 |
| Pinnacle Holdings, LLC | History | Closed out | 0 | 0 | — | 2.24% | — | -251,925 | -100.0% | Q1 2014 | May 28, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.04% | — | -223,863 | -100.0% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -215,236 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -208,484 | -100.0% | Q1 2014 | May 14, 2014 |
| RR Advisors, LLC | History | Closed out | 0 | 0 | — | 0.7% | — | -200,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Whetstone Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 4.35% | — | -181,075 | -100.0% | Q1 2014 | May 13, 2014 |
| TPH Asset Management, LLC | History | Closed out | 0 | 0 | — | 2.62% | — | -173,000 | -100.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.05% | — | -169,623 | -100.0% | Q1 2014 | May 19, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -161,800 | -100.0% | Q1 2014 | Apr 18, 2014 |
| AMP Capital Investors Ltd | History | Closed out | 0 | 0 | — | 0.03% | — | -154,400 | -100.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -132,171 | -100.0% | Q1 2014 | May 14, 2014 |
| YORKVILLE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 3.17% | — | -129,300 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -107,493 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -103,938 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -95,055 | -100.0% | Q1 2014 | May 14, 2014 |
| Catalyst Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.63% | — | -87,100 | -100.0% | Q1 2014 | May 12, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -78,964 | -100.0% | Q1 2014 | May 13, 2014 |
| BLACKROCK ADVISORS LLC | History | Closed out | 0 | 0 | — | 70.25% | — | -77,300 | -100.0% | Q1 2014 | Jun 05, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.0% | — | -73,100 | -100.0% | Q1 2014 | May 16, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -72,703 | -100.0% | Q1 2014 | May 15, 2014 |
| Savitr Capital, LLC | History | Closed out | 0 | 0 | — | 3.77% | — | -61,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Veritable, L.P. | History | Closed out | 0 | 0 | — | 0.04% | — | -59,118 | -100.0% | Q1 2014 | May 15, 2014 |
| Global Endowment Management, LP | History | Closed out | 0 | 0 | — | 0.3% | — | -59,000 | -100.0% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -57,741 | -100.0% | Q1 2014 | May 15, 2014 |
| BARD ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.77% | — | -56,940 | -100.0% | Q1 2014 | May 09, 2014 |
| Liberty Mutual Group Asset Management Inc. | History | Closed out | 0 | 0 | — | 0.06% | — | -56,700 | -100.0% | Q1 2014 | May 14, 2014 |
| HALCYON OFFSHORE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -56,300 | -100.0% | Q1 2014 | May 15, 2014 |
| Longbow Capital Partners, L.P. | History | Closed out | 0 | 0 | — | 1.2% | — | -55,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -50,275 | -100.0% | Q1 2014 | May 15, 2014 |
| GRT CAPITAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -48,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Index Management Solutions, LLC | History | Closed out | 0 | 0 | — | 0.24% | — | -46,657 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -41,709 | -100.0% | Q1 2014 | May 15, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -40,400 | -100.0% | Q1 2014 | May 15, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -34,700 | -100.0% | Q1 2014 | May 13, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -33,686 | -100.0% | Q1 2014 | May 15, 2014 |
| BlackRock Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -33,400 | -100.0% | Q1 2014 | May 02, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -31,446 | -100.0% | Q1 2014 | May 15, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -31,064 | -100.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.01% | — | -30,085 | -100.0% | Q1 2014 | May 13, 2014 |
| MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE | History | Closed out | 0 | 0 | — | 0.04% | — | -28,623 | -100.0% | Q1 2014 | May 13, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,616 | -100.0% | Q1 2014 | May 16, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -23,946 | -100.0% | Q1 2014 | May 14, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,385 | -100.0% | Q1 2014 | May 14, 2014 |
| GOULD ASSET MANAGEMENT LLC /CA/ | History | Closed out | 0 | 0 | — | 0.37% | — | -21,600 | -100.0% | Q1 2014 | May 09, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.0% | — | -21,000 | -100.0% | Q1 2014 | May 12, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -15,760 | -100.0% | Q1 2014 | May 07, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.72% | — | -15,577 | -100.0% | Q1 2014 | Aug 08, 2014 |
| KING LUTHER CAPITAL MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -15,545 | -100.0% | Q1 2014 | May 14, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,803 | -100.0% | Q1 2014 | May 13, 2014 |
| BABSON CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,260 | -100.0% | Q1 2014 | May 12, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,150 | -100.0% | Q1 2014 | May 09, 2014 |
| Dorsey & Whitney Trust CO LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -13,120 | -100.0% | Q1 2014 | May 13, 2014 |
| GOODWIN DANIEL L | History | Closed out | 0 | 0 | — | 0.08% | — | -13,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Belmont Global Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.28% | — | -10,300 | -100.0% | Q1 2014 | May 13, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,306 | -100.0% | Q1 2014 | May 15, 2014 |
| STEPHENS INC /AR/ | History | Closed out | 0 | 0 | — | 0.02% | — | -9,060 | -100.0% | Q1 2014 | May 13, 2014 |
| MONETARY MANAGEMENT GROUP INC | History | Closed out | 0 | 0 | — | 0.13% | — | -8,700 | -100.0% | Q1 2014 | May 08, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -8,318 | -100.0% | Q1 2014 | Apr 11, 2014 |
| Osborn Rohs Williams & Donohoe Ltd | History | Closed out | 0 | 0 | — | 0.06% | — | -7,950 | -100.0% | Q1 2014 | Apr 10, 2014 |
| Texas Yale Capital Corp. | History | Closed out | 0 | 0 | — | 0.03% | — | -7,225 | -100.0% | Q1 2014 | Aug 04, 2014 |
| PETERSEN FLYNN & DINSMORE INC | History | Closed out | 0 | 0 | — | 0.06% | — | -7,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Trust CO of the Ozarks | History | Closed out | 0 | 0 | — | 0.06% | — | -6,277 | -100.0% | Q1 2014 | May 12, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,580 | -100.0% | Q1 2014 | May 13, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -5,521 | -100.0% | Q1 2014 | May 15, 2014 |
| BlackRock Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,317 | -100.0% | Q1 2014 | May 02, 2014 |
| National Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -4,801 | -100.0% | Q1 2014 | May 02, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -4,100 | -100.0% | Q1 2014 | May 14, 2014 |
| Saturna Capital CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -3,000 | -100.0% | Q1 2014 | May 14, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,975 | -100.0% | Q1 2014 | May 14, 2014 |
| OPTIMUM INVESTMENT ADVISORS | History | Closed out | 0 | 0 | — | 0.03% | — | -2,680 | -100.0% | Q1 2014 | May 01, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -2,478 | -100.0% | Q1 2014 | May 07, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,450 | -100.0% | Q1 2014 | May 15, 2014 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.02% | — | -2,251 | -100.0% | Q1 2014 | May 21, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -2,171 | -100.0% | Q1 2014 | May 15, 2014 |
| FIRST MERCANTILE TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,696 | -100.0% | Q1 2014 | Apr 24, 2014 |
| Shamrock Asset Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -580 | -100.0% | Q1 2014 | May 01, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | May 16, 2014 |
| COHEN & STEERS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -363 | -100.0% | Q1 2014 | May 15, 2014 |
| Winslow, Evans & Crocker, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -350 | -100.0% | Q1 2014 | Apr 11, 2014 |
| Wunderlich Securities, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -300 | -100.0% | Q1 2014 | Jun 12, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -65 | -100.0% | Q1 2014 | May 12, 2014 |