*AUGUSTA RES CORP - 050912203
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 9 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1832 Asset Management L.P. | History | Added to | 16,075,700 | 49,688 | 0.17% | 0.08% | 1 | +1,172,200 | 7.87% | Q1 2014 | May 14, 2014 |
| JPMORGAN CHASE & CO | History | Added to | 10,309,011 | 31,855 | 0.01% | 0.0% | 2 | +3,449,883 | 50.3% | Q1 2014 | May 15, 2014 |
| Pine River Capital Management L.P. | History | New | 5,680,100 | 19,370 | 0.3% | — | 3 | +5,680,100 | New | Q1 2014 | May 15, 2014 |
| GILDER GAGNON HOWE & CO LLC | History | Added to | 4,092,423 | 12,706 | 0.17% | 0.06% | 4 | +1,200,355 | 41.51% | Q1 2014 | May 09, 2014 |
| Amber Capital Management LP | History | New | 2,340,100 | 7,893 | 5.82% | — | 5 | +2,340,100 | New | Q1 2014 | May 15, 2014 |
| MACKENZIE FINANCIAL CORP | History | Reduced | 1,687,000 | 5,206 | 0.03% | 0.02% | 6 | -840,000 | -33.24% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Added to | 1,318,975 | 4,076 | 0.0% | 0.0% | 7 | +1,310,683 | 15806.6% | Q1 2014 | May 16, 2014 |
| INTACT INVESTMENT MANAGEMENT INC. | History | No change | 1,053,300 | 3,592 | 0.16% | 0.08% | 8 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| AGF INVESTMENTS INC. | History | Reduced | 947,635 | 2,942 | 0.03% | 0.01% | 9 | -37,500 | -3.81% | Q1 2014 | May 06, 2014 |
| RUSSELL FRANK CO/ | History | Reduced | 917,700 | 2,847 | 0.01% | 0.0% | 10 | -145,100 | -13.65% | Q1 2014 | May 16, 2014 |
| BTG Pactual Global Asset Management Ltd | History | Added to | 921,017 | 2,846 | 0.63% | 0.23% | 11 | +321,017 | 53.5% | Q1 2014 | May 14, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Added to | 899,250 | 2,778 | 0.01% | 0.0% | 12 | +92,650 | 11.49% | Q1 2014 | May 09, 2014 |
| I.G. INVESTMENT MANAGEMENT, LTD. | History | Reduced | 541,982 | 1,682 | 0.01% | 0.0% | 13 | -138,800 | -20.39% | Q1 2014 | May 15, 2014 |
| Loeb Offshore Management LP | History | New | 386,610 | 1,193 | 0.34% | — | 14 | +386,610 | New | Q1 2014 | May 15, 2014 |
| TCW GROUP INC | History | New | 350,000 | 1,082 | 0.0% | — | 15 | +350,000 | New | Q1 2014 | May 13, 2014 |
| GLG Partners LP | History | New | 346,300 | 1,070 | 0.02% | — | 16 | +346,300 | New | Q1 2014 | May 15, 2014 |
| CREDIT AGRICOLE S A | History | New | 310,939 | 961 | 0.0% | — | 17 | +310,939 | New | Q1 2014 | May 12, 2014 |
| TORONTO DOMINION BANK | History | New | 308,000 | 950 | 0.0% | — | 18 | +308,000 | New | Q1 2014 | May 09, 2014 |
| WATER ISLAND CAPITAL LLC | History | New | 288,900 | 896 | 0.03% | — | 19 | +288,900 | New | Q1 2014 | May 14, 2014 |
| Fiera Capital Corp | History | Added to | 275,400 | 851 | 0.01% | 0.0% | 20 | +125,400 | 83.6% | Q1 2014 | Apr 15, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Reduced | 241,404 | 742 | 0.0% | 0.0% | 21 | -30,700 | -11.28% | Q1 2014 | May 01, 2014 |
| SCOTIA CAPITAL INC. | History | New | 240,000 | 740 | 0.02% | — | 22 | +240,000 | New | Q1 2014 | May 14, 2014 |
| Lombard Odier Asset Management (USA) Corp | History | New | 179,900 | 556 | 0.02% | — | 23 | +179,900 | New | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Added to | 114,914 | 355 | 0.0% | 0.0% | 24 | +5,512 | 5.04% | Q1 2014 | May 15, 2014 |
| ZACKS INVESTMENT MANAGEMENT | History | New | 71,248 | 220 | 0.01% | — | 25 | +71,248 | New | Q1 2014 | May 13, 2014 |
| TFS CAPITAL LLC | History | New | 64,270 | 199 | 0.01% | — | 26 | +64,270 | New | Q1 2014 | May 05, 2014 |
| TOURADJI CAPITAL MANAGEMENT, LP | History | New | 60,000 | 185 | 1.35% | — | 27 | +60,000 | New | Q1 2014 | May 05, 2014 |
| DEUTSCHE BANK AG\ | History | Added to | 54,456 | 167 | 0.0% | 0.0% | 28 | +25,762 | 89.78% | Q1 2014 | May 15, 2014 |
| A.R.T. Advisors, LLC | History | Added to | 51,493 | 159 | 0.01% | 0.0% | 29 | +12,942 | 33.57% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | New | 34,800 | 108 | 0.0% | — | 30 | +34,800 | New | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Added to | 28,692 | 88 | 0.0% | 0.0% | 31 | +16,543 | 136.17% | Q1 2014 | May 13, 2014 |
| CREDIT SUISSE AG/ | History | New | 27,251 | 84 | 0.0% | — | 33 | +27,251 | New | Q1 2014 | May 15, 2014 |
| COMMONWEALTH BANK OF AUSTRALIA | History | Reduced | 27,311 | 84 | 0.0% | 0.0% | 32 | -19,051 | -41.09% | Q1 2014 | May 13, 2014 |
| FMR LLC | History | New | 20,300 | 70 | 0.0% | — | 34 | +20,300 | New | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 21,497 | 66 | 0.0% | 0.0% | 35 | -17,379 | -44.7% | Q1 2014 | May 14, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | New | 19,000 | 59 | 0.01% | — | 36 | +19,000 | New | Q1 2014 | May 15, 2014 |
| GROUP ONE TRADING, L.P. | History | Added to | 12,096 | 37 | 0.0% | 0.0% | 37 | +3,851 | 46.71% | Q1 2014 | May 07, 2014 |
| Commonwealth Equity Services, Inc | History | New | 11,580 | 36 | 0.0% | — | 38 | +11,580 | New | Q1 2014 | May 07, 2014 |
| Freestone Capital Holdings, LLC | History | New | 11,244 | 35 | 0.01% | — | 39 | +11,244 | New | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Added to | 10,920 | 34 | 0.0% | 0.0% | 40 | +9,620 | 740.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | New | 2,712 | 8 | 0.0% | — | 41 | +2,712 | New | Q1 2014 | May 02, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 500 | 2 | 0.0% | 0.03% | 42 | -800 | -61.54% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Added to | 325 | 1 | 0.0% | — | 43 | +169 | 108.33% | Q1 2014 | May 15, 2014 |
| Smithwood Advisers, L.P. | History | Closed out | 0 | 0 | — | 0.18% | — | -2,115,700 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Knighthead Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.39% | — | -1,948,800 | -100.0% | Q4 2013 | Feb 14, 2014 |
| BLACKROCK ADVISORS LLC | History | Closed out | 0 | 0 | — | 28.28% | — | -683,601 | -100.0% | Q4 2013 | Jun 05, 2014 |
| US GLOBAL INVESTORS FUNDS | History | Closed out | 0 | 0 | — | 0.1% | — | -400,700 | -100.0% | Q4 2013 | Feb 18, 2014 |
| U S GLOBAL INVESTORS INC | History | Closed out | 0 | 0 | — | 0.1% | — | -400,700 | -100.0% | Q4 2013 | Mar 05, 2014 |
| TURNER INVESTMENTS, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -329,990 | -100.0% | Q4 2013 | Feb 13, 2014 |
| GREEN SQUARE CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -48,150 | -100.0% | Q4 2013 | Mar 03, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -41,100 | -100.0% | Q4 2013 | Feb 14, 2014 |
| LMR Master Fund Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -26,936 | -100.0% | Q4 2013 | Feb 14, 2014 |
| BANK OF NOVA SCOTIA / | History | Closed out | 0 | 0 | — | 0.0% | — | -25,700 | -100.0% | Q4 2013 | Feb 14, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -17,105 | -100.0% | Q4 2013 | Feb 13, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -13,823 | -100.0% | Q4 2013 | May 09, 2014 |
| First National Bank of Mount Dora, Trust Investment Services | History | Closed out | 0 | 0 | — | 0.01% | — | -10,000 | -100.0% | Q4 2013 | Feb 28, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -5,600 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Carroll Financial Associates, Inc. | History | New | 100 | 0 | — | — | — | +100 | New | Q1 2014 | May 02, 2014 |