AXIALL CORP COM - 05463D100
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 4,062,372 | 192,027 | 0.02% | 0.02% | 1 | +66,958 | 1.68% | Q2 2014 | Aug 11, 2014 |
| Global Thematic Partners, LLC | History | Reduced | 2,101,092 | 99,316 | 1.52% | 1.61% | 2 | -97,970 | -4.46% | Q2 2014 | Aug 11, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 1,939,129 | 91,663 | 0.02% | 0.01% | 3 | +15,949 | 0.83% | Q2 2014 | Aug 06, 2014 |
| BlackRock Fund Advisors | History | Reduced | 1,728,631 | 81,712 | 0.02% | 0.03% | 4 | -164,735 | -8.7% | Q2 2014 | Aug 06, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 1,440,301 | 68,082 | 0.05% | 0.05% | 5 | +7,988 | 0.56% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 957,038 | 45,239 | 0.04% | 1234.16% | 6 | -13,653 | -1.41% | Q2 2014 | Aug 06, 2014 |
| Regiment Capital Management LLC | History | No change | 600,000 | 28,362 | 6.46% | 5.83% | 7 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| PALISADE CAPITAL MANAGEMENT LLC/NJ | History | Reduced | 457,818 | 21,641 | 0.52% | 0.55% | 8 | -38,958 | -7.84% | Q2 2014 | Aug 06, 2014 |
| WEDGE CAPITAL MANAGEMENT L L P/NC | History | Reduced | 366,842 | 17,341 | 0.18% | 0.18% | 9 | -4,555 | -1.23% | Q2 2014 | Aug 11, 2014 |
| LSV ASSET MANAGEMENT | History | Added to | 362,152 | 17,118 | 0.04% | 0.03% | 10 | +63,200 | 21.14% | Q2 2014 | Aug 06, 2014 |
| Nikko Asset Management Americas, Inc. | History | Added to | 325,142 | 15,311 | 0.78% | 0.48% | 11 | +85,100 | 35.45% | Q2 2014 | Aug 08, 2014 |
| BABSON CAPITAL MANAGEMENT LLC | History | Added to | 294,078 | 13,901 | 0.42% | 0.39% | 12 | +17,728 | 6.42% | Q2 2014 | Aug 08, 2014 |
| APG Asset Management N.V. | History | No change | 290,000 | 13,708 | 0.03% | 0.03% | 13 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 270,734 | 12,798 | 0.02% | 0.02% | 14 | -19,133 | -6.6% | Q2 2014 | Aug 06, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 249,477 | 11,793 | 0.02% | 0.02% | 15 | +1,462 | 0.59% | Q2 2014 | Jul 30, 2014 |
| Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp | History | No change | 222,750 | 10,529 | 0.12% | 0.12% | 16 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| BlackRock Group LTD | History | Reduced | 213,626 | 10,098 | 0.01% | 0.01% | 17 | -41,835 | -16.38% | Q2 2014 | Aug 06, 2014 |
| KBC Group NV | History | Added to | 175,778 | 8,309 | 0.09% | 0.08% | 18 | +67,382 | 62.16% | Q2 2014 | Aug 01, 2014 |
| ROYCE & ASSOCIATES LLC | History | Added to | 163,500 | 7,729 | 0.02% | 0.02% | 19 | +16,000 | 10.85% | Q2 2014 | Aug 11, 2014 |
| State of New Jersey Common Pension Fund D | History | New | 150,000 | 7,091 | 0.03% | — | 20 | +150,000 | New | Q2 2014 | Aug 11, 2014 |
| AGF INVESTMENTS INC. | History | Reduced | 144,000 | 6,810 | 0.07% | 0.07% | 21 | -2,000 | -1.37% | Q2 2014 | Jul 30, 2014 |
| Nationwide Fund Advisors | History | Reduced | 111,601 | 5,275 | 0.02% | 0.02% | 22 | -5,699 | -4.86% | Q2 2014 | Aug 11, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Added to | 110,067 | 5,202 | 0.02% | 0.01% | 23 | +22,887 | 26.25% | Q2 2014 | Aug 07, 2014 |
| Advisors Capital Management, LLC | History | Added to | 100,499 | 4,751 | 0.64% | 0.65% | 24 | +6,133 | 6.5% | Q2 2014 | Jul 25, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 98,295 | 4,646 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 96,306 | 4,552 | 0.01% | 0.01% | 26 | -5,896 | -5.77% | Q2 2014 | Aug 06, 2014 |
| Swiss National Bank | History | No change | 77,500 | 3,663 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 75,809 | 3,583 | 0.0% | 0.0% | 28 | -3,904 | -4.9% | Q2 2014 | Aug 11, 2014 |
| TFS CAPITAL LLC | History | Added to | 67,503 | 3,191 | 0.25% | 0.19% | 29 | +3,325 | 5.18% | Q2 2014 | Jul 21, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 59,996 | 2,836 | 0.01% | 0.01% | 30 | +1,843 | 3.17% | Q2 2014 | Aug 07, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Reduced | 54,405 | 2,572 | 0.02% | 0.02% | 31 | -1,044 | -1.88% | Q2 2014 | Jul 31, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 45,778 | 2,163 | 0.01% | 0.01% | 32 | -1,724 | -3.63% | Q2 2014 | Aug 08, 2014 |
| ProShare Advisors LLC | History | Reduced | 43,189 | 2,042 | 0.03% | 0.04% | 33 | -36,579 | -45.86% | Q2 2014 | Aug 08, 2014 |
| BlackRock Inc. | History | Reduced | 40,629 | 1,921 | 0.0% | 0.01% | 34 | -63,312 | -60.91% | Q2 2014 | Aug 06, 2014 |
| Breton Hill Capital Ltd. | History | New | 38,000 | 1,796 | 0.46% | — | 35 | +38,000 | New | Q2 2014 | Aug 01, 2014 |
| GLOBEFLEX CAPITAL L P | History | Reduced | 32,654 | 1,543 | 0.17% | 0.17% | 36 | -4 | -0.01% | Q2 2014 | Jul 18, 2014 |
| VIRGINIA RETIREMENT SYSTEMS ET AL | History | Reduced | 28,900 | 1,366 | 0.02% | 0.02% | 37 | -600 | -2.03% | Q2 2014 | Jul 23, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | Reduced | 25,754 | 1,217 | 0.01% | 0.02% | 38 | -15,828 | -38.06% | Q2 2014 | Aug 01, 2014 |
| STRS OHIO | History | Added to | 23,900 | 1,130 | 0.01% | 0.0% | 39 | +11,900 | 99.17% | Q2 2014 | Jul 24, 2014 |
| DUPONT CAPITAL MANAGEMENT Corp | History | Reduced | 23,342 | 1,103 | 0.02% | 0.03% | 40 | -24,320 | -51.03% | Q2 2014 | Aug 11, 2014 |
| Mraz, Amerine & Associates, Inc. | History | No change | 22,735 | 1,075 | 0.42% | 0.43% | 41 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Kingfisher Capital LLC | History | Added to | 21,763 | 1,029 | 0.53% | 0.51% | 42 | +101 | 0.47% | Q2 2014 | Aug 07, 2014 |
| Moors & Cabot, Inc. | History | Added to | 21,119 | 994 | 0.17% | 0.23% | 43 | +908 | 4.49% | Q2 2014 | Aug 11, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | Added to | 20,165 | 953 | 0.08% | 0.07% | 44 | +659 | 3.38% | Q2 2014 | Aug 08, 2014 |
| OMERS ADMINISTRATION Corp | History | Added to | 19,200 | 908 | 0.03% | 0.01% | 45 | +11,500 | 149.35% | Q2 2014 | Aug 11, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 17,542 | 829 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Platte River Capital LLC | History | New | 17,400 | 822 | 0.12% | — | 47 | +17,400 | New | Q2 2014 | Jul 29, 2014 |
| SEI TRUST CO | History | Reduced | 12,270 | 580 | 0.01% | 0.01% | 48 | -740 | -5.69% | Q2 2014 | Jul 22, 2014 |
| Aperio Group, LLC | History | Added to | 11,695 | 553 | 0.01% | 0.01% | 49 | +338 | 2.98% | Q2 2014 | Jul 23, 2014 |
| NISA INVESTMENT ADVISORS L L C | History | Added to | 11,556 | 546 | 0.01% | 0.01% | 50 | +300 | 2.67% | Q2 2014 | Jul 29, 2014 |
| MENTA CAPITAL LLC | History | New | 11,100 | 525 | 0.1% | — | 51 | +11,100 | New | Q2 2014 | Aug 05, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 10,875 | 514 | 0.02% | 0.02% | 52 | -525 | -4.61% | Q2 2014 | Aug 08, 2014 |
| Glaxis Capital Management, LLC | History | Added to | 10,000 | 473 | 1.02% | 0.67% | 53 | +5,000 | 100.0% | Q2 2014 | Jul 15, 2014 |
| FIRST MIDWEST BANK TRUST DIVISION | History | Added to | 8,887 | 420 | 0.07% | 0.06% | 54 | +160 | 1.83% | Q2 2014 | Jul 24, 2014 |
| Gargoyle Investment Advisor L.L.C. | History | New | 8,620 | 407 | 0.15% | — | 55 | +8,620 | New | Q2 2014 | Aug 11, 2014 |
| Neuberger Berman Group LLC | History | New | 8,521 | 403 | 0.0% | — | 56 | +8,521 | New | Q2 2014 | Aug 05, 2014 |
| Princeton Alpha Management LP | History | New | 6,239 | 295 | 0.06% | — | 57 | +6,239 | New | Q2 2014 | Jul 17, 2014 |
| East Coast Asset Management, LLC. | History | No change | 6,205 | 293 | 0.16% | 0.16% | 58 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| RidgeWorth Capital Management LLC | History | New | 5,967 | 282 | 0.0% | — | 59 | +5,967 | New | Q2 2014 | Jul 31, 2014 |
| Yorktown Management & Research Co Inc | History | New | 5,400 | 255 | 0.05% | — | 60 | +5,400 | New | Q2 2014 | Jul 23, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 3,949 | 186 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 3,925 | 185 | 0.0% | 0.0% | 62 | +480 | 13.93% | Q2 2014 | Aug 08, 2014 |
| PRIVATE TRUST CO NA | History | Added to | 2,639 | 125 | 0.04% | 0.0% | 63 | +2,583 | 4612.5% | Q2 2014 | Jul 22, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 2,478 | 117 | 0.0% | 0.0% | 64 | -124 | -4.77% | Q2 2014 | Aug 05, 2014 |
| FIRST MERCANTILE TRUST CO | History | Added to | 1,720 | 81 | 0.01% | 0.01% | 65 | +60 | 3.61% | Q2 2014 | Jul 22, 2014 |
| Edinburgh Partners Ltd | History | No change | 1,572 | 75 | 0.01% | 0.01% | 66 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| KANALY TRUST CO | History | No change | 1,325 | 63 | 0.01% | 0.01% | 67 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| SMITHFIELD TRUST CO | History | No change | 550 | 26 | 0.01% | 0.0% | 68 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| TORONTO DOMINION BANK | History | New | 450 | 21 | 0.0% | — | 69 | +450 | New | Q2 2014 | Aug 11, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | No change | 429 | 20 | 0.01% | 0.01% | 70 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| FORT PITT CAPITAL GROUP INC | History | Added to | 358 | 16 | 2.01% | 1.93% | 71 | +44 | 14.01% | Q2 2014 | Aug 05, 2014 |
| THOMAS WHITE INTERNATIONAL LTD | History | No change | 235 | 11 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Concannon Wealth Management, LLC | History | No change | 150 | 7 | 0.01% | 0.01% | 73 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Financial Management Professionals, Inc. | History | No change | 116 | 5 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| ROCKEFELLER FINANCIAL SERVICES INC | History | New | 28 | 1 | 0.0% | — | 75 | +28 | New | Q2 2014 | Jul 25, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -6,409,587 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.06% | — | -4,864,693 | -100.0% | Q1 2014 | May 15, 2014 |
| SHAPIRO CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 5.64% | — | -4,740,790 | -100.0% | Q1 2014 | May 12, 2014 |
| Select Equity Group, L.P. | History | Closed out | 0 | 0 | — | 2.32% | — | -4,728,613 | -100.0% | Q1 2014 | May 15, 2014 |
| Gates Capital Management, Inc. | History | Closed out | 0 | 0 | — | 3.63% | — | -2,754,316 | -100.0% | Q1 2014 | May 15, 2014 |
| LORD, ABBETT & CO. LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -1,535,828 | -100.0% | Q1 2014 | May 15, 2014 |
| APPALOOSA MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.7% | — | -1,418,309 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -1,366,292 | -100.0% | Q1 2014 | May 13, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -1,259,508 | -100.0% | Q1 2014 | May 15, 2014 |
| THIRD AVENUE MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 1.09% | — | -1,247,819 | -100.0% | Q1 2014 | May 14, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -1,210,782 | -100.0% | Q1 2014 | May 15, 2014 |
| DEPRINCE RACE & ZOLLO INC | History | Closed out | 0 | 0 | — | 0.53% | — | -985,790 | -100.0% | Q1 2014 | May 14, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -933,887 | -100.0% | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.03% | — | -886,610 | -100.0% | Q1 2014 | May 15, 2014 |
| FARALLON CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.77% | — | -875,000 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -829,347 | -100.0% | Q1 2014 | May 15, 2014 |
| PENN CAPITAL MANAGEMENT CO INC | History | Closed out | 0 | 0 | — | 1.42% | — | -828,668 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -823,780 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -765,174 | -100.0% | Q1 2014 | May 15, 2014 |
| WADDELL & REED FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.05% | — | -737,150 | -100.0% | Q1 2014 | May 15, 2014 |
| WESTFIELD CAPITAL MANAGEMENT CO LP | History | Closed out | 0 | 0 | — | 0.18% | — | -664,255 | -100.0% | Q1 2014 | May 12, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.05% | — | -606,888 | -100.0% | Q1 2014 | May 16, 2014 |
| LOOMIS SAYLES & CO L P | History | Closed out | 0 | 0 | — | 0.08% | — | -595,797 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.06% | — | -585,211 | -100.0% | Q1 2014 | May 13, 2014 |
| Lomas Capital Management, LLC | History | Closed out | 0 | 0 | — | 5.1% | — | -575,321 | -100.0% | Q1 2014 | May 15, 2014 |
| Beach Point Capital Management LP | History | Closed out | 0 | 0 | — | 5.41% | — | -574,414 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.02% | — | -552,690 | -100.0% | Q1 2014 | May 16, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -397,268 | -100.0% | Q1 2014 | May 14, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -363,559 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.03% | — | -360,925 | -100.0% | Q1 2014 | Apr 18, 2014 |
| ADAMS HILL CAPITAL LLC | History | Closed out | 0 | 0 | — | 14.93% | — | -340,000 | -100.0% | Q1 2014 | May 15, 2014 |
| PIONEER INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.04% | — | -260,156 | -100.0% | Q1 2014 | May 12, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -258,800 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -244,036 | -100.0% | Q1 2014 | May 14, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.06% | — | -242,813 | -100.0% | Q1 2014 | May 13, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -232,952 | -100.0% | Q1 2014 | May 15, 2014 |
| WBI INVESTMENTS | History | Closed out | 0 | 0 | — | 0.45% | — | -230,835 | -100.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.09% | — | -223,953 | -100.0% | Q1 2014 | May 19, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.18% | — | -208,984 | -100.0% | Q1 2014 | May 14, 2014 |
| State of New Jersey Common Pension Fund A | History | Closed out | 0 | 0 | — | 0.04% | — | -200,000 | -100.0% | Q1 2014 | May 05, 2014 |
| MACKENZIE FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.04% | — | -198,195 | -100.0% | Q1 2014 | May 14, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -190,511 | -100.0% | Q1 2014 | May 14, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -185,833 | -100.0% | Q1 2014 | May 15, 2014 |
| NGAM ADVISORS, L.P. | History | Closed out | 0 | 0 | — | 0.12% | — | -172,852 | -100.0% | Q1 2014 | May 13, 2014 |
| HANCOCK HOLDING CO | History | Closed out | 0 | 0 | — | 0.3% | — | -172,080 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -146,862 | -100.0% | Q1 2014 | May 13, 2014 |
| WHV Investment Management, Inc. | History | Closed out | 0 | 0 | — | 0.09% | — | -146,825 | -100.0% | Q1 2014 | Jul 31, 2014 |
| CARLSON CAPITAL L P | History | Closed out | 0 | 0 | — | 6.76% | — | -146,500 | -100.0% | Q1 2014 | May 16, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.03% | — | -143,149 | -100.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -142,363 | -100.0% | Q1 2014 | May 15, 2014 |
| ARDSLEY ADVISORY PARTNERS | History | Closed out | 0 | 0 | — | 0.93% | — | -137,500 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -136,895 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -135,876 | -100.0% | Q1 2014 | May 13, 2014 |
| FRONTIER INVESTMENT MGMT CO | History | Closed out | 0 | 0 | — | 1.06% | — | -133,476 | -100.0% | Q1 2014 | May 09, 2014 |
| EDGE ASSET MANAGEMENT, INC | History | Closed out | 0 | 0 | — | 0.06% | — | -132,452 | -100.0% | Q1 2014 | May 13, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -130,128 | -100.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.02% | — | -127,015 | -100.0% | Q1 2014 | May 08, 2014 |
| QUANTUM CAPITAL MANAGEMENT | History | Closed out | 0 | 0 | — | 0.85% | — | -116,783 | -100.0% | Q1 2014 | May 16, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -101,942 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -99,695 | -100.0% | Q1 2014 | May 15, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -96,549 | -100.0% | Q1 2014 | May 15, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -96,364 | -100.0% | Q1 2014 | May 13, 2014 |
| Employees Retirement System of Texas | History | Closed out | 0 | 0 | — | 0.06% | — | -94,000 | -100.0% | Q1 2014 | May 14, 2014 |
| J.P. Marvel Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 1.37% | — | -86,620 | -100.0% | Q1 2014 | May 22, 2014 |
| LEUTHOLD GROUP, LLC | History | Closed out | 0 | 0 | — | 0.34% | — | -86,026 | -100.0% | Q1 2014 | May 15, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.02% | — | -85,100 | -100.0% | Q1 2014 | May 09, 2014 |
| COBALT CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.31% | — | -82,600 | -100.0% | Q1 2014 | May 15, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.02% | — | -79,893 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS OCONNOR LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -78,233 | -100.0% | Q1 2014 | May 14, 2014 |
| Liberty Mutual Group Asset Management Inc. | History | Closed out | 0 | 0 | — | 0.11% | — | -77,659 | -100.0% | Q1 2014 | May 14, 2014 |
| ASCEND CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -75,000 | -100.0% | Q1 2014 | May 14, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | Closed out | 0 | 0 | — | 0.04% | — | -66,440 | -100.0% | Q1 2014 | Apr 15, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -60,414 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -59,354 | -100.0% | Q1 2014 | May 14, 2014 |
| LUMINUS MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -56,168 | -100.0% | Q1 2014 | May 15, 2014 |
| PointState Capital LP | History | Closed out | 0 | 0 | — | 0.04% | — | -55,300 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.02% | — | -52,498 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -52,470 | -100.0% | Q1 2014 | May 15, 2014 |
| PARA ADVISORS LLC | History | Closed out | 0 | 0 | — | 1.06% | — | -50,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -47,921 | -100.0% | Q1 2014 | May 15, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.01% | — | -47,752 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 3.0% | — | -46,350 | -100.0% | Q1 2014 | Aug 08, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -43,086 | -100.0% | Q1 2014 | May 15, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -42,572 | -100.0% | Q1 2014 | May 16, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.02% | — | -34,445 | -100.0% | Q1 2014 | Apr 11, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -31,735 | -100.0% | Q1 2014 | May 23, 2014 |
| Anchor Bolt Capital, LP | History | Closed out | 0 | 0 | — | 0.16% | — | -30,433 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.04% | — | -29,674 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -28,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -27,702 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -27,112 | -100.0% | Q1 2014 | May 14, 2014 |
| TCW GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,255 | -100.0% | Q1 2014 | May 13, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,371 | -100.0% | Q1 2014 | May 13, 2014 |
| Nine Chapters Capital Management LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -22,300 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,147 | -100.0% | Q1 2014 | May 15, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -20,688 | -100.0% | Q1 2014 | May 15, 2014 |
| Hutchin Hill Capital, LP | History | Closed out | 0 | 0 | — | 0.05% | — | -19,900 | -100.0% | Q1 2014 | May 15, 2014 |
| BlueCrest Capital Management LLP | History | Closed out | 0 | 0 | — | 0.05% | — | -19,400 | -100.0% | Q1 2014 | May 15, 2014 |
| SEGALL BRYANT & HAMILL | History | Closed out | 0 | 0 | — | 0.02% | — | -18,804 | -100.0% | Q1 2014 | May 15, 2014 |
| IMS Capital Management | History | Closed out | 0 | 0 | — | 0.98% | — | -18,590 | -100.0% | Q1 2014 | May 14, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -17,844 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -17,500 | -100.0% | Q1 2014 | May 15, 2014 |
| I.G. INVESTMENT MANAGEMENT, LTD. | History | Closed out | 0 | 0 | — | 0.0% | — | -15,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -15,379 | -100.0% | Q1 2014 | May 09, 2014 |
| BALYASNY ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,209 | -100.0% | Q1 2014 | May 15, 2014 |
| ALGERT COLDIRON INVESTORS LLC | History | Closed out | 0 | 0 | — | 0.27% | — | -15,100 | -100.0% | Q1 2014 | Apr 25, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,095 | -100.0% | Q1 2014 | May 16, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,541 | -100.0% | Q1 2014 | May 14, 2014 |
| Man Investments Ltd | History | Closed out | 0 | 0 | — | 0.05% | — | -12,483 | -100.0% | Q1 2014 | May 15, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,900 | -100.0% | Q1 2014 | May 15, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -11,517 | -100.0% | Q1 2014 | May 07, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,485 | -100.0% | Q1 2014 | May 14, 2014 |
| Stone Toro Investment Advisers, LP | History | Closed out | 0 | 0 | — | 0.64% | — | -10,200 | -100.0% | Q1 2014 | Apr 25, 2014 |
| BLUESTEIN R H & CO | History | Closed out | 0 | 0 | — | 0.03% | — | -10,000 | -100.0% | Q1 2014 | May 13, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,715 | -100.0% | Q1 2014 | May 12, 2014 |
| Cipher Capital LP | History | Closed out | 0 | 0 | — | 0.16% | — | -8,130 | -100.0% | Q1 2014 | May 06, 2014 |
| First Eagle Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,000 | -100.0% | Q1 2014 | May 13, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,797 | -100.0% | Q1 2014 | May 14, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.0% | — | -7,403 | -100.0% | Q1 2014 | May 12, 2014 |
| Summit Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -6,149 | -100.0% | Q1 2014 | May 13, 2014 |
| Absolute Return Capital, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,025 | -100.0% | Q1 2014 | May 15, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,818 | -100.0% | Q1 2014 | May 14, 2014 |
| Tradeworx Inc. | History | Closed out | 0 | 0 | — | 0.22% | — | -5,686 | -100.0% | Q1 2014 | Jun 02, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.0% | — | -5,137 | -100.0% | Q1 2014 | May 28, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -5,000 | -100.0% | Q1 2014 | May 15, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,000 | -100.0% | Q1 2014 | May 02, 2014 |
| Veritable, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -4,687 | -100.0% | Q1 2014 | May 15, 2014 |
| Gideon Capital Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.11% | — | -4,561 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -4,145 | -100.0% | Q1 2014 | May 13, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,800 | -100.0% | Q1 2014 | May 02, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -2,583 | -100.0% | Q1 2014 | May 07, 2014 |
| HOWARD HUGHES MEDICAL INSTITUTE | History | Closed out | 0 | 0 | — | 0.01% | — | -1,790 | -100.0% | Q1 2014 | May 08, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,564 | -100.0% | Q1 2014 | May 14, 2014 |
| FIRST NEW YORK SECURITIES LLC /NY | History | Closed out | 0 | 0 | — | 0.03% | — | -1,500 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,400 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,387 | -100.0% | Q1 2014 | May 15, 2014 |
| Index Management Solutions, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -614 | -100.0% | Q1 2014 | May 15, 2014 |
| Global X Management CO LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -537 | -100.0% | Q1 2014 | May 07, 2014 |
| WealthTrust-Arizona, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -30 | -100.0% | Q1 2014 | Apr 23, 2014 |
| MCF Advisors LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |