BABCOCK & WILCOX CO NEW - 05615F102
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 6,208,016 | 201,512 | 0.02% | 0.02% | 1 | +68,313 | 1.11% | Q2 2014 | Aug 11, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 3,068,897 | 99,616 | 0.02% | 0.02% | 2 | +219,701 | 7.71% | Q2 2014 | Aug 06, 2014 |
| ANCHOR CAPITAL ADVISORS LLC | History | Reduced | 1,944,294 | 63,112 | 1.22% | 1.31% | 3 | -39,957 | -2.01% | Q2 2014 | Aug 01, 2014 |
| State of New Jersey Common Pension Fund D | History | New | 1,770,000 | 57,454 | 0.23% | — | 4 | +1,770,000 | New | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Added to | 894,461 | 29,034 | 0.01% | 0.01% | 5 | +88,131 | 10.93% | Q2 2014 | Aug 06, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 668,799 | 21,709 | 0.09% | 0.04% | 6 | +419,695 | 168.48% | Q2 2014 | Aug 11, 2014 |
| LSV ASSET MANAGEMENT | History | Reduced | 466,200 | 15,132 | 0.03% | 0.04% | 7 | -5,300 | -1.12% | Q2 2014 | Aug 06, 2014 |
| THOMPSON SIEGEL & WALMSLEY LLC | History | New | 454,143 | 14,741 | 0.29% | — | 8 | +454,143 | New | Q2 2014 | Aug 12, 2014 |
| HAYS ADVISORY LLC | History | Reduced | 389,308 | 12,637 | 4.84% | 1.66% | 9 | -23,399 | -5.67% | Q2 2014 | Jul 24, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 384,696 | 12,486 | 0.01% | 0.01% | 10 | +75,518 | 24.43% | Q2 2014 | Aug 08, 2014 |
| BlackRock Group LTD | History | Added to | 381,211 | 12,374 | 0.01% | 0.01% | 11 | +106,886 | 38.96% | Q2 2014 | Aug 06, 2014 |
| WESTPAC BANKING CORP | History | Added to | 280,655 | 9,110 | 0.09% | 0.09% | 12 | +26,155 | 10.28% | Q2 2014 | Aug 11, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 276,627 | 8,980 | 0.02% | 0.02% | 13 | +6,159 | 2.28% | Q2 2014 | Jul 30, 2014 |
| INVESTMENT MANAGEMENT OF VIRGINIA LLC | History | Reduced | 267,108 | 8,671 | 1.4% | 1.49% | 14 | -7,837 | -2.85% | Q2 2014 | Aug 08, 2014 |
| BlackRock Inc. | History | Added to | 206,281 | 6,695 | 0.01% | 0.0% | 15 | +198,643 | 2600.72% | Q2 2014 | Aug 06, 2014 |
| SCHAFER CULLEN CAPITAL MANAGEMENT INC | History | Added to | 200,738 | 6,516 | 0.06% | 0.06% | 16 | +15,338 | 8.27% | Q2 2014 | Aug 11, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 198,450 | 6,441 | 0.01% | 0.0% | 17 | +74,682 | 60.34% | Q2 2014 | Aug 11, 2014 |
| S&T BANK/PA | History | Added to | 196,060 | 6,364 | 0.97% | 0.88% | 18 | +9,951 | 5.35% | Q2 2014 | Aug 08, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Reduced | 175,544 | 5,698 | 0.02% | 0.02% | 19 | -769 | -0.44% | Q2 2014 | Aug 07, 2014 |
| Richard Bernstein Advisors LLC | History | No change | 130,561 | 4,238 | 0.5% | 0.62% | 20 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| Swiss National Bank | History | Reduced | 122,700 | 3,983 | 0.01% | 0.02% | 21 | -1,000 | -0.81% | Q2 2014 | Aug 06, 2014 |
| Nationwide Fund Advisors | History | New | 109,500 | 3,554 | 0.01% | — | 22 | +109,500 | New | Q2 2014 | Aug 11, 2014 |
| THOMAS STORY & SON LLC | History | Reduced | 105,140 | 3,413 | 2.1% | 2.43% | 23 | -29,200 | -21.74% | Q2 2014 | Aug 01, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 75,762 | 2,459 | 0.01% | 0.01% | 24 | -15,233 | -16.74% | Q2 2014 | Aug 06, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Added to | 68,433 | 2,221 | 0.1% | 0.03% | 25 | +56,738 | 485.15% | Q2 2014 | Aug 08, 2014 |
| HUNTINGTON NATIONAL BANK | History | Reduced | 59,520 | 1,932 | 0.04% | 0.04% | 26 | -10,398 | -14.87% | Q2 2014 | Jul 25, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 51,091 | 1,658 | 0.0% | 0.0% | 27 | +7,058 | 16.03% | Q2 2014 | Aug 06, 2014 |
| Canal Insurance CO | History | No change | 50,000 | 1,623 | 0.49% | 0.54% | 28 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| DENALI ADVISORS LLC | History | New | 46,900 | 1,522 | 0.42% | — | 29 | +46,900 | New | Q2 2014 | Jul 16, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 46,637 | 1,508 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| CenturyLink Investment Management Co | History | New | 46,349 | 1,504 | 0.47% | — | 31 | +46,349 | New | Q2 2014 | Jul 18, 2014 |
| Kames Capital Management Ltd | History | Reduced | 45,876 | 1,489 | 0.05% | 0.05% | 32 | -4,785 | -9.45% | Q2 2014 | Jul 17, 2014 |
| SEI TRUST CO | History | No change | 41,495 | 1,347 | 0.01% | 0.01% | 33 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| Zebra Capital Management LLC | History | Added to | 36,014 | 1,169 | 0.45% | 0.18% | 34 | +23,021 | 177.18% | Q2 2014 | Jul 30, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | New | 35,800 | 1,162 | 0.0% | — | 35 | +35,800 | New | Q2 2014 | Aug 05, 2014 |
| Princeton Alpha Management LP | History | New | 30,561 | 992 | 0.21% | — | 36 | +30,561 | New | Q2 2014 | Jul 17, 2014 |
| Gargoyle Investment Advisor L.L.C. | History | Added to | 19,800 | 643 | 0.24% | 0.25% | 37 | +2,800 | 16.47% | Q2 2014 | Aug 11, 2014 |
| Quantbot Technologies LP | History | Added to | 19,562 | 634 | 0.1% | 0.0% | 38 | +19,517 | 43371.11% | Q2 2014 | Jul 08, 2014 |
| Utah Retirement Systems | History | Reduced | 19,039 | 618 | 0.02% | 0.02% | 39 | -1,100 | -5.46% | Q2 2014 | Aug 08, 2014 |
| BlackRock Japan Co. Ltd | History | New | 18,705 | 607 | 0.0% | — | 40 | +18,705 | New | Q2 2014 | Aug 06, 2014 |
| NJ State Employees Deferred Compensation Plan | History | No change | 17,500 | 568 | 0.11% | 0.12% | 41 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| DAVIDSON D A & CO | History | Reduced | 16,633 | 538 | 0.02% | 0.02% | 42 | -838 | -4.8% | Q2 2014 | Jul 29, 2014 |
| BLACKROCK ADVISORS LLC | History | No change | 16,465 | 534 | 0.0% | 15.48% | 43 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| CAPITAL ONE, NATIONAL ASSOCIATION | History | Reduced | 14,794 | 480 | 0.04% | 0.28% | 44 | -71,507 | -82.86% | Q2 2014 | Jul 25, 2014 |
| BURNEY CO/ | History | New | 14,180 | 460 | 0.04% | — | 45 | +14,180 | New | Q2 2014 | Aug 05, 2014 |
| Cipher Capital LP | History | New | 11,913 | 387 | 0.12% | — | 46 | +11,913 | New | Q2 2014 | Aug 11, 2014 |
| PITCAIRN CO | History | Reduced | 11,660 | 378 | 0.04% | 0.04% | 47 | -159 | -1.35% | Q2 2014 | Jul 29, 2014 |
| Cullen Capital Management, LLC | History | Added to | 11,200 | 364 | 0.01% | 0.01% | 48 | +450 | 4.19% | Q2 2014 | Aug 11, 2014 |
| 1st Global Advisors, Inc. | History | Reduced | 11,146 | 362 | 0.05% | 0.07% | 49 | -43 | -0.38% | Q2 2014 | Jul 10, 2014 |
| CIM, LLC | History | Added to | 11,100 | 360 | 0.18% | 0.18% | 50 | +890 | 8.72% | Q2 2014 | Jul 16, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | No change | 10,742 | 349 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| BLAIR WILLIAM & CO/IL | History | Reduced | 10,273 | 333 | 0.0% | 0.0% | 52 | -948 | -8.45% | Q2 2014 | Aug 01, 2014 |
| Segment Wealth Management, LLC | History | No change | 10,175 | 330 | 0.13% | 0.16% | 53 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| Aperio Group, LLC | History | Reduced | 9,120 | 296 | 0.0% | 0.0% | 55 | -1,561 | -14.61% | Q2 2014 | Jul 23, 2014 |
| NISA INVESTMENT ADVISORS L L C | History | No change | 9,110 | 296 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Private Wealth Partners, LLC | History | No change | 9,000 | 292 | 0.06% | 0.07% | 56 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Numeric Investors LLC | History | New | 8,300 | 269 | 0.0% | — | 57 | +8,300 | New | Q2 2014 | Aug 11, 2014 |
| TURNER INVESTMENTS, L.P. | History | Reduced | 7,683 | 249 | 0.01% | 0.01% | 58 | -8,833 | -53.48% | Q2 2014 | Aug 11, 2014 |
| BROWN ADVISORY INC | History | Added to | 7,627 | 247 | 0.0% | 0.0% | 59 | +35 | 0.46% | Q2 2014 | Aug 08, 2014 |
| Benin Management CORP | History | Reduced | 6,550 | 213 | 0.12% | 0.14% | 60 | -400 | -5.76% | Q2 2014 | Jul 18, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 5,812 | 188 | 0.0% | 0.0% | 61 | +793 | 15.8% | Q2 2014 | Aug 08, 2014 |
| HOWARD HUGHES MEDICAL INSTITUTE | History | Added to | 4,990 | 162 | 0.03% | 0.02% | 62 | +356 | 7.68% | Q2 2014 | Aug 01, 2014 |
| BOSTON PRIVATE BANK & TRUST CO | History | Reduced | 4,175 | 136 | 0.01% | 0.01% | 63 | -750 | -15.23% | Q2 2014 | Jul 15, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 4,064 | 132 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 4,031 | 130 | 0.0% | 0.0% | 65 | +1,391 | 52.69% | Q2 2014 | Aug 08, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | Reduced | 3,621 | 118 | 0.0% | 0.01% | 66 | -31,408 | -89.66% | Q2 2014 | Jul 16, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Reduced | 3,257 | 106 | 0.0% | 0.0% | 67 | -3,073 | -48.55% | Q2 2014 | Jul 31, 2014 |
| HOWE & RUSLING INC | History | Reduced | 1,725 | 56 | 0.01% | 0.01% | 68 | -125 | -6.76% | Q2 2014 | Jul 31, 2014 |
| FTB Advisors, Inc. | History | Reduced | 1,683 | 52 | 0.01% | 0.01% | 69 | -202 | -10.72% | Q2 2014 | Aug 07, 2014 |
| America First Investment Advisors, LLC | History | No change | 1,500 | 49 | 0.02% | 0.02% | 70 | 0 | 0.0% | Q2 2014 | Jul 03, 2014 |
| KBC Group NV | History | No change | 775 | 25 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| MetLife Securities, Inc | History | No change | 309 | 10 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| ATWOOD & PALMER INC | History | New | 250 | 8 | 0.0% | — | 74 | +250 | New | Q2 2014 | Aug 11, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | No change | 250 | 8 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| Shamrock Asset Management LLC | History | No change | 200 | 6 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| PRIVATE TRUST CO NA | History | New | 120 | 4 | 0.0% | — | 76 | +120 | New | Q2 2014 | Jul 22, 2014 |
| Warren Averett Asset Management, LLC | History | No change | 130 | 4 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | No change | 92 | 3 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 47 | 2 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.12% | — | -16,628,912 | -100.0% | Q1 2014 | May 15, 2014 |
| MASON CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 7.96% | — | -10,794,745 | -100.0% | Q1 2014 | May 15, 2014 |
| Perkins Investment Management, LLC | History | Closed out | 0 | 0 | — | 1.68% | — | -6,586,820 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -5,746,864 | -100.0% | Q1 2014 | May 15, 2014 |
| GLENVIEW CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 1.2% | — | -5,520,608 | -100.0% | Q1 2014 | May 15, 2014 |
| Blue Harbour Group, L.P. | History | Closed out | 0 | 0 | — | 9.36% | — | -5,212,834 | -100.0% | Q1 2014 | May 15, 2014 |
| GREENLIGHT CAPITAL INC | History | Closed out | 0 | 0 | — | 1.9% | — | -3,829,704 | -100.0% | Q1 2014 | May 16, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.05% | — | -3,551,207 | -100.0% | Q1 2014 | May 15, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.12% | — | -2,985,033 | -100.0% | Q1 2014 | May 28, 2014 |
| SHAPIRO CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 2.45% | — | -2,784,792 | -100.0% | Q1 2014 | May 12, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.04% | — | -2,614,205 | -100.0% | Q1 2014 | May 15, 2014 |
| Starboard Value LP | History | Closed out | 0 | 0 | — | 3.63% | — | -2,000,000 | -100.0% | Q1 2014 | May 12, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.07% | — | -1,954,900 | -100.0% | Q1 2014 | May 15, 2014 |
| State of New Jersey Common Pension Fund A | History | Closed out | 0 | 0 | — | 0.31% | — | -1,950,000 | -100.0% | Q1 2014 | May 05, 2014 |
| KINGSTOWN CAPITAL MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 7.27% | — | -1,750,000 | -100.0% | Q1 2014 | May 16, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -1,464,916 | -100.0% | Q1 2014 | May 15, 2014 |
| BALYASNY ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.51% | — | -1,360,289 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.02% | — | -996,987 | -100.0% | Q1 2014 | May 14, 2014 |
| REINHART PARTNERS, INC. | History | Closed out | 0 | 0 | — | 2.12% | — | -850,946 | -100.0% | Q1 2014 | May 06, 2014 |
| LOOMIS SAYLES & CO L P | History | Closed out | 0 | 0 | — | 0.08% | — | -843,231 | -100.0% | Q1 2014 | May 15, 2014 |
| SILVERCREST ASSET MANAGEMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.44% | — | -837,573 | -100.0% | Q1 2014 | May 15, 2014 |
| ADDISON CLARK MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 2.73% | — | -823,487 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -758,962 | -100.0% | Q1 2014 | May 15, 2014 |
| LORD, ABBETT & CO. LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -696,576 | -100.0% | Q1 2014 | May 15, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -692,100 | -100.0% | Q1 2014 | May 13, 2014 |
| BECKER CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.9% | — | -660,923 | -100.0% | Q1 2014 | Apr 30, 2014 |
| Gotham Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.27% | — | -544,102 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -539,173 | -100.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -526,539 | -100.0% | Q1 2014 | May 14, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -520,011 | -100.0% | Q1 2014 | May 14, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.02% | — | -506,355 | -100.0% | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.01% | — | -449,622 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -428,499 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.02% | — | -408,847 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -408,682 | -100.0% | Q1 2014 | May 13, 2014 |
| LionEye Capital Management LLC | History | Closed out | 0 | 0 | — | 1.51% | — | -400,000 | -100.0% | Q1 2014 | May 15, 2014 |
| LUMINUS MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.78% | — | -390,137 | -100.0% | Q1 2014 | May 15, 2014 |
| JANUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -365,200 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -349,145 | -100.0% | Q1 2014 | May 15, 2014 |
| Brandywine Global Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -348,357 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.02% | — | -347,100 | -100.0% | Q1 2014 | Apr 18, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -329,288 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 14.99% | — | -313,514 | -100.0% | Q1 2014 | Aug 08, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -297,527 | -100.0% | Q1 2014 | May 23, 2014 |
| KESTREL INVESTMENT MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 1.18% | — | -286,000 | -100.0% | Q1 2014 | May 13, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -279,604 | -100.0% | Q1 2014 | May 15, 2014 |
| NGAM ADVISORS, L.P. | History | Closed out | 0 | 0 | — | 0.14% | — | -272,190 | -100.0% | Q1 2014 | May 13, 2014 |
| SCOPUS ASSET MANAGEMENT, L.P. | History | Closed out | 0 | 0 | — | 0.24% | — | -270,786 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.02% | — | -256,266 | -100.0% | Q1 2014 | May 13, 2014 |
| CARDINAL CAPITAL MANAGEMENT LLC /CT | History | Closed out | 0 | 0 | — | 0.44% | — | -251,723 | -100.0% | Q1 2014 | May 15, 2014 |
| TD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.02% | — | -249,500 | -100.0% | Q1 2014 | May 09, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.02% | — | -204,143 | -100.0% | Q1 2014 | May 08, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.07% | — | -197,105 | -100.0% | Q1 2014 | May 12, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -190,667 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -174,757 | -100.0% | Q1 2014 | May 13, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -157,407 | -100.0% | Q1 2014 | May 13, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.02% | — | -153,921 | -100.0% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.01% | — | -140,521 | -100.0% | Q1 2014 | May 16, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -134,765 | -100.0% | Q1 2014 | May 15, 2014 |
| Breithorn Capital Management | History | Closed out | 0 | 0 | — | 2.1% | — | -118,904 | -100.0% | Q1 2014 | May 15, 2014 |
| Liberty Mutual Group Asset Management Inc. | History | Closed out | 0 | 0 | — | 0.12% | — | -109,856 | -100.0% | Q1 2014 | May 14, 2014 |
| CATAPULT CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.7% | — | -105,707 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -98,758 | -100.0% | Q1 2014 | May 13, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -97,108 | -100.0% | Q1 2014 | May 15, 2014 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -90,025 | -100.0% | Q1 2014 | May 14, 2014 |
| Lingohr & Partner Asset Management GmbH | History | Closed out | 0 | 0 | — | 0.55% | — | -81,000 | -100.0% | Q1 2014 | May 07, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.01% | — | -80,200 | -100.0% | Q1 2014 | May 14, 2014 |
| EII CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.05% | — | -70,750 | -100.0% | Q1 2014 | May 14, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -69,176 | -100.0% | Q1 2014 | May 09, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -68,304 | -100.0% | Q1 2014 | May 14, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.01% | — | -63,800 | -100.0% | Q1 2014 | May 14, 2014 |
| NorthCoast Asset Management LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -63,425 | -100.0% | Q1 2014 | May 13, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -63,200 | -100.0% | Q1 2014 | May 15, 2014 |
| Man Investments Ltd | History | Closed out | 0 | 0 | — | 0.18% | — | -61,689 | -100.0% | Q1 2014 | May 15, 2014 |
| Convergence Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -59,370 | -100.0% | Q1 2014 | May 08, 2014 |
| Leonard Capital Management INC | History | Closed out | 0 | 0 | — | 0.7% | — | -58,441 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -54,704 | -100.0% | Q1 2014 | May 15, 2014 |
| Magnetar Financial LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -54,400 | -100.0% | Q1 2014 | May 15, 2014 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 0.04% | — | -53,900 | -100.0% | Q1 2014 | May 15, 2014 |
| ANALYTIC INVESTORS, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -52,469 | -100.0% | Q1 2014 | May 12, 2014 |
| KNIGHTSBRIDGE ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.46% | — | -50,142 | -100.0% | Q1 2014 | May 14, 2014 |
| LAKEWOOD CAPITAL MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.12% | — | -49,000 | -100.0% | Q1 2014 | May 15, 2014 |
| AVIVA PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -43,179 | -100.0% | Q1 2014 | May 14, 2014 |
| Employees Retirement System of Texas | History | Closed out | 0 | 0 | — | 0.02% | — | -43,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -41,420 | -100.0% | Q1 2014 | May 14, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -38,698 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -38,340 | -100.0% | Q1 2014 | May 16, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -38,069 | -100.0% | Q1 2014 | May 16, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | Closed out | 0 | 0 | — | 0.02% | — | -37,880 | -100.0% | Q1 2014 | May 09, 2014 |
| FIRST CITIZENS BANK & TRUST CO | History | Closed out | 0 | 0 | — | 0.11% | — | -36,879 | -100.0% | Q1 2014 | Apr 10, 2014 |
| ETRADE Capital Management LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -35,922 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -35,000 | -100.0% | Q1 2014 | May 14, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.01% | — | -34,638 | -100.0% | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.23% | — | -34,137 | -100.0% | Q1 2014 | Apr 24, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.03% | — | -32,208 | -100.0% | Q1 2014 | May 09, 2014 |
| KEANE CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -31,500 | -100.0% | Q1 2014 | May 15, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -28,435 | -100.0% | Q1 2014 | May 14, 2014 |
| IBM Retirement Fund | History | Closed out | 0 | 0 | — | 0.02% | — | -27,612 | -100.0% | Q1 2014 | May 19, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -26,813 | -100.0% | Q1 2014 | May 14, 2014 |
| ROYAL LONDON ASSET MANAGEMENT LTD | History | Closed out | 0 | 0 | — | 0.02% | — | -26,715 | -100.0% | Q1 2014 | May 21, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -25,615 | -100.0% | Q1 2014 | May 15, 2014 |
| PRIMECAP MANAGEMENT CO/CA/ | History | Closed out | 0 | 0 | — | 0.0% | — | -25,000 | -100.0% | Q1 2014 | May 14, 2014 |
| DIALECTIC CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.27% | — | -24,837 | -100.0% | Q1 2014 | May 15, 2014 |
| AMP Capital Investors Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -23,100 | -100.0% | Q1 2014 | May 14, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.0% | — | -20,500 | -100.0% | Q1 2014 | May 13, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.01% | — | -20,285 | -100.0% | Q1 2014 | May 07, 2014 |
| ELLINGTON MANAGEMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -19,700 | -100.0% | Q1 2014 | May 15, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.03% | — | -18,403 | -100.0% | Q1 2014 | May 15, 2014 |
| OMERS ADMINISTRATION Corp | History | Closed out | 0 | 0 | — | 0.02% | — | -18,000 | -100.0% | Q1 2014 | May 08, 2014 |
| STEPHENS INC /AR/ | History | Closed out | 0 | 0 | — | 0.03% | — | -16,094 | -100.0% | Q1 2014 | May 13, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,475 | -100.0% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -15,033 | -100.0% | Q1 2014 | May 15, 2014 |
| Horizon Kinetics LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,676 | -100.0% | Q1 2014 | May 14, 2014 |
| Invictus RG Pte. Ltd. | History | Closed out | 0 | 0 | — | 0.49% | — | -12,463 | -100.0% | Q1 2014 | May 14, 2014 |
| AlphaOne Investment Services, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -12,000 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -10,717 | -100.0% | Q1 2014 | May 15, 2014 |
| AMALGAMATED BANK | History | Closed out | 0 | 0 | — | 0.05% | — | -9,516 | -100.0% | Q1 2014 | May 12, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,267 | -100.0% | Q1 2014 | May 16, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,109 | -100.0% | Q1 2014 | May 14, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -9,106 | -100.0% | Q1 2014 | May 13, 2014 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -9,000 | -100.0% | Q1 2014 | May 14, 2014 |
| MASON STREET ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,860 | -100.0% | Q1 2014 | May 15, 2014 |
| Narwhal Capital Management | History | Closed out | 0 | 0 | — | 0.11% | — | -8,000 | -100.0% | Q1 2014 | Apr 24, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.0% | — | -8,000 | -100.0% | Q1 2014 | May 13, 2014 |
| APPLETON PARTNERS INC/MA | History | Closed out | 0 | 0 | — | 0.06% | — | -7,477 | -100.0% | Q1 2014 | Apr 30, 2014 |
| BNP Paribas Investment Partners S.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -7,195 | -100.0% | Q1 2014 | May 13, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.0% | — | -6,462 | -100.0% | Q1 2014 | May 15, 2014 |
| CIBC Asset Management Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -6,389 | -100.0% | Q1 2014 | May 09, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -6,373 | -100.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -6,201 | -100.0% | Q1 2014 | May 19, 2014 |
| CHICAGO EQUITY PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,200 | -100.0% | Q1 2014 | May 02, 2014 |
| CHICKASAW CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,100 | -100.0% | Q1 2014 | Apr 29, 2014 |
| GREYLIN INVESTMENT MANGEMENT INC | History | Closed out | 0 | 0 | — | 0.05% | — | -6,075 | -100.0% | Q1 2014 | May 16, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.0% | — | -5,356 | -100.0% | Q1 2014 | May 12, 2014 |
| Orinda Asset Management LLC | History | Closed out | 0 | 0 | — | 0.31% | — | -4,425 | -100.0% | Q1 2014 | May 13, 2014 |
| Old Mutual Global Investors (UK) Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -4,300 | -100.0% | Q1 2014 | Apr 18, 2014 |
| FULLER & THALER ASSET MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -4,100 | -100.0% | Q1 2014 | May 13, 2014 |
| Absolute Return Capital, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,644 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -3,218 | -100.0% | Q1 2014 | May 15, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,192 | -100.0% | Q1 2014 | May 14, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -2,600 | -100.0% | Q1 2014 | May 09, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,503 | -100.0% | Q1 2014 | May 15, 2014 |
| Strategic Capital Group LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -2,405 | -100.0% | Q1 2014 | May 14, 2014 |
| BRAVE ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,000 | -100.0% | Q1 2014 | May 12, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -917 | -100.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -860 | -100.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -660 | -100.0% | Q1 2014 | May 12, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -641 | -100.0% | Q1 2014 | Apr 11, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -505 | -100.0% | Q1 2014 | May 15, 2014 |
| Clearbridge Investments, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -356 | -100.0% | Q1 2014 | May 02, 2014 |
| Mizuho Asset Management Co.,Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -225 | -100.0% | Q1 2014 | May 01, 2014 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -129 | -100.0% | Q1 2014 | May 16, 2014 |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | History | Closed out | 0 | 0 | — | 0.0% | — | -127 | -100.0% | Q1 2014 | Apr 22, 2014 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | — | — | -10 | -100.0% | Q1 2014 | May 15, 2014 |
| HIGH POINT BANK & TRUST CO | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Tarbox Group, Inc. | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |