Barings Global Short Duration - 05617T100
Detailed investor-level table based on 13F positions.
Early Q1 2020 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| TSP Capital Management Group, LLC | History | Added to | 313,881 | 7,668 | 3.33% | 3.39% | 1 | +1,415 | 0.45% | Q2 2014 | Aug 01, 2014 |
| A. D. Beadell Investment Counsel, Inc. | History | Reduced | 64,400 | 1,573 | 1.17% | 1.29% | 2 | -1,250 | -1.9% | Q2 2014 | Jul 21, 2014 |
| LPL Financial LLC | History | Added to | 18,527 | 453 | 0.0% | 0.0% | 3 | +4,374 | 30.91% | Q2 2014 | Aug 05, 2014 |
| DAVENPORT & Co LLC | History | Reduced | 12,050 | 294 | 0.0% | 0.01% | 4 | -200 | -1.63% | Q2 2014 | Jul 25, 2014 |
| French Wolf & Farr, Inc. | History | No change | 8,350 | 204 | 0.14% | 0.14% | 5 | 0 | 0.0% | Q2 2014 | Jul 10, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | New | 1,615 | 39 | 0.0% | — | 6 | +1,615 | New | Q2 2014 | Aug 08, 2014 |
| Financial Architects, Inc | History | New | 1,000 | 24 | 0.01% | — | 7 | +1,000 | New | Q2 2014 | Aug 06, 2014 |
| Community Financial Services Group, LLC | History | No change | 1,000 | 24 | 0.01% | 0.01% | 8 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| WASHINGTON TRUST BANK | History | No change | 406 | 10 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| MetLife Securities, Inc | History | No change | 330 | 8 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| MACROVIEW INVESTMENT MANAGEMENT LLC | History | Reduced | 150 | 4 | 0.01% | 0.02% | 11 | -250 | -62.5% | Q2 2014 | Jul 29, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -252,503 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -228,497 | -100.0% | Q1 2014 | May 16, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -181,153 | -100.0% | Q1 2014 | May 16, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -117,062 | -100.0% | Q1 2014 | May 15, 2014 |
| THIRD AVENUE MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -84,032 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -52,125 | -100.0% | Q1 2014 | May 15, 2014 |
| 1832 Asset Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -51,357 | -100.0% | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -45,702 | -100.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.01% | — | -36,550 | -100.0% | Q1 2014 | May 13, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -19,434 | -100.0% | Q1 2014 | May 13, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,843 | -100.0% | Q1 2014 | May 14, 2014 |
| WALTER & KEENAN FINANCIAL CONSULTING CO /MI/ /ADV | History | Closed out | 0 | 0 | — | 0.13% | — | -10,000 | -100.0% | Q1 2014 | May 08, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.01% | — | -8,419 | -100.0% | Q1 2014 | May 09, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -7,200 | -100.0% | Q1 2014 | May 02, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -5,730 | -100.0% | Q1 2014 | May 13, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,566 | -100.0% | Q1 2014 | May 15, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -4,000 | -100.0% | Q1 2014 | May 09, 2014 |
| CAPTRUST FINANCIAL ADVISORS | History | Closed out | 0 | 0 | — | 0.02% | — | -4,000 | -100.0% | Q1 2014 | May 12, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -800 | -100.0% | Q1 2014 | Apr 11, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -723 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -540 | -100.0% | Q1 2014 | May 15, 2014 |