BANK OF THE OZARKS - 063904106
Detailed investor-level table based on 13F positions.
Early Q2 2018 data: only 3 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 4,755,992 | 159,088 | 0.01% | 0.01% | 1 | +2,450,394 | 106.28% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Added to | 3,633,888 | 121,554 | 0.03% | 0.04% | 2 | +1,890,235 | 108.41% | Q2 2014 | Aug 06, 2014 |
| Neuberger Berman Group LLC | History | Added to | 3,623,416 | 121,203 | 0.12% | 0.12% | 3 | +1,818,773 | 100.78% | Q2 2014 | Aug 05, 2014 |
| JENNISON ASSOCIATES LLC | History | Added to | 2,236,674 | 74,817 | 0.07% | 0.08% | 4 | +1,022,678 | 84.24% | Q2 2014 | Aug 08, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 1,881,461 | 62,935 | 0.01% | 0.01% | 5 | +1,006,269 | 114.98% | Q2 2014 | Aug 06, 2014 |
| TAMRO Capital Partners LLC | History | Added to | 1,619,738 | 54,180 | 2.74% | 3.07% | 6 | +584,240 | 56.42% | Q2 2014 | Aug 07, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 1,296,872 | 43,380 | 0.03% | 0.03% | 7 | +621,157 | 91.93% | Q2 2014 | Aug 08, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 1,210,054 | 40,476 | 0.05% | 0.05% | 8 | +672,051 | 124.92% | Q2 2014 | Aug 08, 2014 |
| OPPENHEIMER FUNDS INC | History | Added to | 1,009,250 | 33,759 | 0.04% | 0.04% | 9 | +522,945 | 107.53% | Q2 2014 | Aug 08, 2014 |
| DENVER INVESTMENT ADVISORS LLC | History | Added to | 915,715 | 30,630 | 0.93% | 0.94% | 10 | +447,446 | 95.55% | Q2 2014 | Aug 08, 2014 |
| EMERALD MUTUAL FUND ADVISERS TRUST | History | Added to | 740,190 | 24,759 | 2.28% | 2.37% | 11 | +376,596 | 103.58% | Q2 2014 | Jul 17, 2014 |
| FENIMORE ASSET MANAGEMENT INC | History | Added to | 704,300 | 23,559 | 1.28% | 1.31% | 12 | +354,950 | 101.6% | Q2 2014 | Jul 14, 2014 |
| EMERALD ADVISERS INC/PA | History | Added to | 675,556 | 22,597 | 1.27% | 1.41% | 13 | +306,228 | 82.91% | Q2 2014 | Jul 17, 2014 |
| BLAIR WILLIAM & CO/IL | History | Added to | 433,789 | 14,510 | 0.02% | 0.03% | 14 | +204,712 | 89.36% | Q2 2014 | Aug 01, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | Added to | 424,912 | 14,213 | 0.12% | 0.12% | 15 | +212,456 | 100.0% | Q2 2014 | Jul 16, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Added to | 301,740 | 10,093 | 0.01% | 0.01% | 16 | +228,740 | 313.34% | Q2 2014 | Aug 05, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 297,531 | 9,953 | 0.01% | 0.01% | 17 | +172,447 | 137.86% | Q2 2014 | Aug 11, 2014 |
| PALISADE CAPITAL MANAGEMENT LLC/NJ | History | Added to | 276,536 | 9,250 | 0.22% | 0.21% | 18 | +149,541 | 117.75% | Q2 2014 | Aug 06, 2014 |
| Nationwide Fund Advisors | History | New | 272,392 | 9,112 | 0.04% | — | 19 | +272,392 | New | Q2 2014 | Aug 11, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 252,441 | 8,444 | 0.01% | 0.01% | 20 | +142,638 | 129.9% | Q2 2014 | Aug 06, 2014 |
| TURNER INVESTMENTS, L.P. | History | Added to | 231,490 | 7,743 | 0.34% | 0.31% | 21 | +58,815 | 34.06% | Q2 2014 | Aug 11, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 193,960 | 6,488 | 0.01% | 0.01% | 22 | +108,883 | 127.98% | Q2 2014 | Jul 30, 2014 |
| SCHAFER CULLEN CAPITAL MANAGEMENT INC | History | Added to | 192,910 | 6,453 | 0.06% | 0.07% | 23 | +90,657 | 88.66% | Q2 2014 | Aug 11, 2014 |
| Horrell Capital Management, Inc. | History | Added to | 172,755 | 5,779 | 2.76% | 3.48% | 24 | +72,218 | 71.83% | Q2 2014 | Jul 29, 2014 |
| RHUMBLINE ADVISERS | History | Added to | 159,024 | 5,319 | 0.02% | 0.02% | 25 | +77,869 | 95.95% | Q2 2014 | Aug 06, 2014 |
| ABERDEEN ASSET MANAGEMENT PLC/UK | History | Added to | 158,920 | 5,316 | 0.01% | 0.02% | 26 | +66,160 | 71.32% | Q2 2014 | Jul 24, 2014 |
| STRS OHIO | History | Added to | 146,100 | 4,887 | 0.02% | 0.0% | 27 | +143,700 | 5987.5% | Q2 2014 | Jul 24, 2014 |
| Nicholas Investment Partners, LP | History | Added to | 144,608 | 4,837 | 0.28% | 0.1% | 28 | +127,075 | 724.78% | Q2 2014 | Aug 01, 2014 |
| DIVIDEND ASSET CAPITAL, LLC | History | Added to | 143,926 | 4,814 | 0.13% | 0.14% | 29 | +74,736 | 108.02% | Q2 2014 | Jul 28, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | Added to | 133,070 | 4,451 | 0.01% | 0.01% | 30 | +66,335 | 99.4% | Q2 2014 | Aug 04, 2014 |
| BANCORPSOUTH INC | History | Added to | 124,272 | 4,157 | 0.43% | 0.46% | 31 | +62,136 | 100.0% | Q2 2014 | Aug 06, 2014 |
| Hood River Capital Management LLC | History | Added to | 120,800 | 4,041 | 0.54% | 0.55% | 32 | +60,540 | 100.46% | Q2 2014 | Aug 04, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | New | 112,300 | 3,756 | 0.03% | — | 33 | +112,300 | New | Q2 2014 | Aug 11, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Added to | 108,400 | 3,626 | 0.04% | 0.05% | 34 | +51,700 | 91.18% | Q2 2014 | Jul 30, 2014 |
| MOODY LYNN & LIEBERSON, INC. | History | Added to | 102,653 | 3,434 | 0.47% | 0.91% | 35 | +10,335 | 11.19% | Q2 2014 | Jul 30, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 101,666 | 3,401 | 0.01% | 0.01% | 36 | +67,650 | 198.88% | Q2 2014 | Aug 11, 2014 |
| Swiss National Bank | History | Added to | 72,800 | 2,435 | 0.01% | 0.01% | 37 | +36,400 | 100.0% | Q2 2014 | Aug 06, 2014 |
| Richard Bernstein Advisors LLC | History | Added to | 69,652 | 2,330 | 0.27% | 0.34% | 38 | +34,826 | 100.0% | Q2 2014 | Aug 07, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | Added to | 65,230 | 2,182 | 0.02% | 0.02% | 39 | +32,463 | 99.07% | Q2 2014 | Jul 21, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Added to | 61,357 | 2,052 | 0.01% | 0.01% | 40 | +36,733 | 149.18% | Q2 2014 | Jul 31, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 59,965 | 2,005 | 0.01% | 0.01% | 41 | +35,138 | 141.53% | Q2 2014 | Aug 08, 2014 |
| BlackRock Group LTD | History | Added to | 59,672 | 1,996 | 0.0% | 0.0% | 42 | +15,011 | 33.61% | Q2 2014 | Aug 06, 2014 |
| AH Lisanti Capital Growth, LLC | History | New | 55,040 | 1,841 | 0.82% | — | 43 | +55,040 | New | Q2 2014 | Aug 08, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 50,502 | 1,689 | 0.01% | 0.01% | 44 | +27,403 | 118.63% | Q2 2014 | Aug 07, 2014 |
| Strategic Capital Group LLC | History | New | 47,821 | 1,600 | 0.5% | — | 45 | +47,821 | New | Q2 2014 | Jul 14, 2014 |
| Skylands Capital, LLC | History | Added to | 47,600 | 1,592 | 0.16% | 0.17% | 46 | +23,800 | 100.0% | Q2 2014 | Jul 22, 2014 |
| Arizona State Retirement System | History | Added to | 45,600 | 1,525 | 0.02% | 0.02% | 47 | +22,400 | 96.55% | Q2 2014 | Aug 07, 2014 |
| BBVA COMPASS BANCSHARES, INC | History | Added to | 44,158 | 1,477 | 0.06% | 0.06% | 48 | +23,948 | 118.5% | Q2 2014 | Aug 06, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 43,387 | 1,451 | 0.0% | 40.28% | 49 | +22,481 | 107.53% | Q2 2014 | Aug 06, 2014 |
| ProShare Advisors LLC | History | Added to | 41,399 | 1,385 | 0.02% | 0.03% | 50 | +9,220 | 28.65% | Q2 2014 | Aug 08, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Added to | 41,222 | 1,379 | 0.04% | 0.04% | 51 | +23,170 | 128.35% | Q2 2014 | Jul 11, 2014 |
| FRANKLIN STREET ADVISORS INC /NC | History | Added to | 40,050 | 1,340 | 0.26% | 0.27% | 52 | +20,450 | 104.34% | Q2 2014 | Jul 08, 2014 |
| NISA INVESTMENT ADVISORS L L C | History | Added to | 34,000 | 1,137 | 0.02% | 0.02% | 53 | +17,000 | 100.0% | Q2 2014 | Jul 29, 2014 |
| Louisiana State Employees Retirement System | History | Added to | 30,000 | 1,004 | 0.05% | 0.05% | 54 | +15,000 | 100.0% | Q2 2014 | Jul 30, 2014 |
| NEW CENTURY INVESTMENT MANAGEMENT, INC | History | Added to | 29,336 | 981 | 0.53% | 0.6% | 55 | +13,952 | 90.69% | Q2 2014 | Jul 18, 2014 |
| DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC | History | Added to | 28,400 | 950 | 0.14% | 0.15% | 56 | +14,200 | 100.0% | Q2 2014 | Jul 21, 2014 |
| Ifrah Financial Services, Inc. | History | Added to | 25,410 | 850 | 0.32% | 0.31% | 57 | +13,610 | 115.34% | Q2 2014 | Aug 06, 2014 |
| REGIONS FINANCIAL CORP | History | Added to | 25,176 | 842 | 0.01% | 0.01% | 58 | +9,257 | 58.15% | Q2 2014 | Jul 23, 2014 |
| FIRST MIDWEST BANK TRUST DIVISION | History | Added to | 25,106 | 840 | 0.13% | 0.13% | 59 | +12,973 | 106.92% | Q2 2014 | Jul 24, 2014 |
| ANCHOR CAPITAL ADVISORS LLC | History | Added to | 21,356 | 714 | 0.01% | 0.01% | 60 | +11,436 | 115.28% | Q2 2014 | Aug 01, 2014 |
| MONROE BANK & TRUST/MI | History | Reduced | 21,237 | 710 | 0.23% | 0.69% | 61 | -8,945 | -29.64% | Q2 2014 | Jul 31, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | Added to | 21,000 | 702 | 0.01% | 0.01% | 62 | +9,600 | 84.21% | Q2 2014 | Jul 18, 2014 |
| STONERIDGE INVESTMENT PARTNERS LLC | History | Added to | 19,200 | 642 | 0.1% | 0.05% | 63 | +15,200 | 380.0% | Q2 2014 | Jul 16, 2014 |
| SIMMONS FIRST TRUST CO NA | History | Added to | 18,854 | 631 | 0.19% | 0.12% | 64 | +13,454 | 249.15% | Q2 2014 | Jul 31, 2014 |
| PROFUND ADVISORS LLC | History | Added to | 17,479 | 585 | 0.03% | 0.03% | 65 | +8,858 | 102.75% | Q2 2014 | Aug 08, 2014 |
| BRYN MAWR TRUST Co | History | Added to | 17,450 | 583 | 0.03% | 0.03% | 66 | +8,725 | 100.0% | Q2 2014 | Aug 07, 2014 |
| Municipal Employees' Retirement System of Michigan | History | Added to | 16,000 | 535 | 0.04% | 0.04% | 67 | +8,200 | 105.13% | Q2 2014 | Aug 04, 2014 |
| MAZAMA CAPITAL MANAGEMENT INC | History | Added to | 15,146 | 506 | 0.14% | 0.03% | 68 | +14,625 | 2807.1% | Q2 2014 | Jul 28, 2014 |
| SEI TRUST CO | History | Added to | 14,538 | 486 | 0.0% | 0.0% | 69 | +7,689 | 112.26% | Q2 2014 | Jul 22, 2014 |
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. | History | Added to | 13,180 | 441 | 0.01% | 0.01% | 70 | +8,717 | 195.32% | Q2 2014 | Aug 11, 2014 |
| Cullen Capital Management, LLC | History | Added to | 11,340 | 379 | 0.01% | 0.01% | 71 | +5,670 | 100.0% | Q2 2014 | Aug 11, 2014 |
| 1st Global Advisors, Inc. | History | Added to | 11,268 | 377 | 0.06% | 0.09% | 72 | +3,991 | 54.84% | Q2 2014 | Jul 10, 2014 |
| Halbert, Hargrove/Russell LLC | History | New | 7,958 | 372 | 0.11% | — | 73 | +7,958 | New | Q2 2014 | Aug 08, 2014 |
| Clark Capital Management Group, Inc. | History | Added to | 11,105 | 371 | 0.03% | 0.04% | 74 | +3,729 | 50.56% | Q2 2014 | Aug 04, 2014 |
| HUNTINGTON NATIONAL BANK | History | Added to | 10,000 | 335 | 0.01% | 0.01% | 75 | +5,000 | 100.0% | Q2 2014 | Jul 25, 2014 |
| MASON STREET ADVISORS, LLC | History | Added to | 8,121 | 272 | 0.0% | 0.0% | 76 | +4,157 | 104.87% | Q2 2014 | Aug 05, 2014 |
| BKD Wealth Advisors, LLC | History | Added to | 8,000 | 268 | 0.04% | 0.05% | 77 | +4,000 | 100.0% | Q2 2014 | Jul 11, 2014 |
| Airain ltd | History | New | 7,797 | 261 | 0.02% | — | 78 | +7,797 | New | Q2 2014 | Aug 05, 2014 |
| AMALGAMATED BANK | History | New | 7,773 | 260 | 0.04% | — | 79 | +7,773 | New | Q2 2014 | Aug 11, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Reduced | 7,600 | 254 | 0.0% | 0.0% | 80 | -7,305 | -49.01% | Q2 2014 | Aug 07, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 7,436 | 249 | 0.0% | 0.0% | 81 | +3,537 | 90.72% | Q2 2014 | Jul 23, 2014 |
| LPL Financial LLC | History | New | 7,062 | 236 | 0.0% | — | 82 | +7,062 | New | Q2 2014 | Aug 05, 2014 |
| AMARILLO NATIONAL BANK | History | Added to | 6,876 | 230 | 0.16% | 0.19% | 83 | +3,438 | 100.0% | Q2 2014 | Jul 15, 2014 |
| RidgeWorth Capital Management LLC | History | New | 6,797 | 227 | 0.0% | — | 84 | +6,797 | New | Q2 2014 | Jul 31, 2014 |
| LATHROP INVESTMENT MANAGEMENT CORP | History | New | 6,170 | 206 | 0.08% | — | 85 | +6,170 | New | Q2 2014 | Jul 10, 2014 |
| RONALD BLUE & CO LLC | History | Added to | 6,102 | 204 | 0.01% | 0.02% | 86 | +2,946 | 93.35% | Q2 2014 | Aug 06, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Added to | 5,134 | 171 | 0.0% | 0.0% | 87 | +3,678 | 252.61% | Q2 2014 | Aug 06, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Added to | 2,416 | 81 | 0.0% | 0.0% | 88 | +1,208 | 100.0% | Q2 2014 | Aug 05, 2014 |
| Warren Averett Asset Management, LLC | History | No change | 2,350 | 79 | 0.03% | 0.07% | 89 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| BlackRock Inc. | History | Added to | 2,095 | 70 | 0.0% | 0.0% | 90 | +1,068 | 103.99% | Q2 2014 | Aug 06, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Added to | 1,866 | 62 | 0.02% | 0.02% | 91 | +933 | 100.0% | Q2 2014 | Aug 04, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | Added to | 680 | 23 | 0.01% | 0.01% | 92 | +340 | 100.0% | Q2 2014 | Jul 24, 2014 |
| Plante Moran Financial Advisors, LLC | History | Added to | 560 | 19 | 0.02% | 0.02% | 93 | +280 | 100.0% | Q2 2014 | Jul 28, 2014 |
| DELTA ASSET MANAGEMENT LLC/TN | History | Added to | 200 | 7 | 0.0% | 0.0% | 94 | +100 | 100.0% | Q2 2014 | Jul 22, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 88 | 3 | 0.0% | 0.0% | 95 | +44 | 100.0% | Q2 2014 | Aug 05, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,679,858 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of the Ozarks | History | Closed out | 0 | 0 | — | 39.76% | — | -1,625,164 | -100.0% | Q1 2014 | May 14, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,485,331 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -1,151,800 | -100.0% | Q1 2014 | May 15, 2014 |
| WADDELL & REED FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.07% | — | -690,900 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -648,586 | -100.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -538,476 | -100.0% | Q1 2014 | May 14, 2014 |
| Ranger Investment Management, L.P. | History | Closed out | 0 | 0 | — | 1.36% | — | -418,620 | -100.0% | Q1 2014 | May 14, 2014 |
| LOOMIS SAYLES & CO L P | History | Closed out | 0 | 0 | — | 0.08% | — | -399,574 | -100.0% | Q1 2014 | May 15, 2014 |
| Opus Capital Group, LLC | History | Closed out | 0 | 0 | — | 1.86% | — | -383,763 | -100.0% | Q1 2014 | Apr 30, 2014 |
| JANUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -348,388 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.09% | — | -343,762 | -100.0% | Q1 2014 | May 14, 2014 |
| GENEVA CAPITAL MANAGEMENT LTD/WI | History | Closed out | 0 | 0 | — | 0.52% | — | -329,761 | -100.0% | Q1 2014 | May 12, 2014 |
| SILVERCREST ASSET MANAGEMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.35% | — | -323,478 | -100.0% | Q1 2014 | May 15, 2014 |
| NEUMEIER POMA INVESTMENT COUNSEL LLC | History | Closed out | 0 | 0 | — | 4.99% | — | -322,675 | -100.0% | Q1 2014 | May 14, 2014 |
| CHARTWELL INVESTMENT PARTNERS/PA | History | Closed out | 0 | 0 | — | 0.43% | — | -309,346 | -100.0% | Q1 2014 | May 20, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.03% | — | -262,489 | -100.0% | Q1 2014 | May 16, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -258,667 | -100.0% | Q1 2014 | May 14, 2014 |
| Copeland Capital Management, LLC | History | Closed out | 0 | 0 | — | 1.92% | — | -232,070 | -100.0% | Q1 2014 | May 12, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.02% | — | -205,106 | -100.0% | Q1 2014 | May 13, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -203,436 | -100.0% | Q1 2014 | May 15, 2014 |
| Arrowpoint Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.43% | — | -196,064 | -100.0% | Q1 2014 | May 15, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.12% | — | -181,525 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -177,170 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -174,199 | -100.0% | Q1 2014 | May 15, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.21% | — | -165,589 | -100.0% | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.01% | — | -154,550 | -100.0% | Q1 2014 | May 15, 2014 |
| RK Capital Management, LLC | History | Closed out | 0 | 0 | — | 2.08% | — | -150,995 | -100.0% | Q1 2014 | May 12, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -144,300 | -100.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -130,003 | -100.0% | Q1 2014 | May 13, 2014 |
| Pier Capital, LLC | History | Closed out | 0 | 0 | — | 1.03% | — | -117,550 | -100.0% | Q1 2014 | May 13, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -113,210 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 10.29% | — | -104,936 | -100.0% | Q1 2014 | Aug 08, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -103,001 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -99,436 | -100.0% | Q1 2014 | Apr 18, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -85,189 | -100.0% | Q1 2014 | May 05, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.04% | — | -77,565 | -100.0% | Q1 2014 | May 13, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -74,635 | -100.0% | Q1 2014 | May 14, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -70,719 | -100.0% | Q1 2014 | May 13, 2014 |
| Walthausen & Co., LLC | History | Closed out | 0 | 0 | — | 0.37% | — | -67,489 | -100.0% | Q1 2014 | May 12, 2014 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.03% | — | -65,530 | -100.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.04% | — | -63,600 | -100.0% | Q1 2014 | May 19, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -60,611 | -100.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -56,565 | -100.0% | Q1 2014 | May 08, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -47,286 | -100.0% | Q1 2014 | May 13, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -47,016 | -100.0% | Q1 2014 | May 13, 2014 |
| BNP Paribas Investment Partners S.A. | History | Closed out | 0 | 0 | — | 0.02% | — | -40,991 | -100.0% | Q1 2014 | May 13, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -38,645 | -100.0% | Q1 2014 | May 14, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.01% | — | -36,189 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -32,913 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.02% | — | -32,350 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -31,534 | -100.0% | Q1 2014 | May 15, 2014 |
| State of Tennessee, Treasury Department | History | Closed out | 0 | 0 | — | 0.01% | — | -29,100 | -100.0% | Q1 2014 | May 30, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -28,578 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -23,417 | -100.0% | Q1 2014 | May 15, 2014 |
| FIRST MERCANTILE TRUST CO | History | Closed out | 0 | 0 | — | 0.11% | — | -23,225 | -100.0% | Q1 2014 | Apr 24, 2014 |
| BAHL & GAYNOR INC | History | Closed out | 0 | 0 | — | 0.03% | — | -23,191 | -100.0% | Q1 2014 | May 20, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,967 | -100.0% | Q1 2014 | May 16, 2014 |
| STEPHENS INC /AR/ | History | Closed out | 0 | 0 | — | 0.08% | — | -21,516 | -100.0% | Q1 2014 | May 13, 2014 |
| Willingdon Wealth Management | History | Closed out | 0 | 0 | — | 1.01% | — | -21,184 | -100.0% | Q1 2014 | May 14, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,280 | -100.0% | Q1 2014 | May 15, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -19,962 | -100.0% | Q1 2014 | May 09, 2014 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Closed out | 0 | 0 | — | 0.02% | — | -19,660 | -100.0% | Q1 2014 | May 08, 2014 |
| PARADIGM ASSET MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -18,500 | -100.0% | Q1 2014 | May 14, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -17,671 | -100.0% | Q1 2014 | May 14, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.03% | — | -14,721 | -100.0% | Q1 2014 | May 09, 2014 |
| HM PAYSON & CO | History | Closed out | 0 | 0 | — | 0.05% | — | -14,678 | -100.0% | Q1 2014 | May 07, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,999 | -100.0% | Q1 2014 | May 23, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.0% | — | -11,800 | -100.0% | Q1 2014 | May 14, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,384 | -100.0% | Q1 2014 | May 15, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,014 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -9,500 | -100.0% | Q1 2014 | May 15, 2014 |
| ALPS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -8,451 | -100.0% | Q1 2014 | May 15, 2014 |
| PineBridge Investments Ltd | History | Closed out | 0 | 0 | — | 0.02% | — | -8,084 | -100.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -7,017 | -100.0% | Q1 2014 | May 15, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,916 | -100.0% | Q1 2014 | May 14, 2014 |
| INSIGHT CAPITAL RESEARCH & MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.1% | — | -6,327 | -100.0% | Q1 2014 | May 08, 2014 |
| Investors Capital Advisory Services | History | Closed out | 0 | 0 | — | 0.08% | — | -5,205 | -100.0% | Q1 2014 | Apr 15, 2014 |
| BlackRock Japan Co. Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -5,179 | -100.0% | Q1 2014 | May 02, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,116 | -100.0% | Q1 2014 | May 15, 2014 |
| REYNOLDS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.22% | — | -4,900 | -100.0% | Q1 2014 | May 06, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -4,580 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -4,020 | -100.0% | Q1 2014 | May 16, 2014 |
| Eqis Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.06% | — | -4,016 | -100.0% | Q1 2014 | May 14, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,824 | -100.0% | Q1 2014 | May 14, 2014 |
| Mount Lucas Management LP | History | Closed out | 0 | 0 | — | 0.03% | — | -3,459 | -100.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,385 | -100.0% | Q1 2014 | May 15, 2014 |
| C M BIDWELL & ASSOCIATES LTD | History | Closed out | 0 | 0 | — | 0.05% | — | -2,890 | -100.0% | Q1 2014 | May 12, 2014 |
| Advisors Preferred, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -2,403 | -100.0% | Q1 2014 | May 14, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,009 | -100.0% | Q1 2014 | May 07, 2014 |
| VTL Associates, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,784 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,423 | -100.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,220 | -100.0% | Q1 2014 | May 12, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -700 | -100.0% | Q1 2014 | May 15, 2014 |
| COLONY GROUP LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -361 | -100.0% | Q1 2014 | May 16, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -279 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -272 | -100.0% | Q1 2014 | May 13, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -99 | -100.0% | Q1 2014 | May 02, 2014 |
| FTB Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -34 | -100.0% | Q1 2014 | May 02, 2014 |
| Gemmer Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12 | -100.0% | Q1 2014 | May 23, 2014 |