BAXANO SURGICAL INC COM - 071773105
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 707,637 | 403 | 0.0% | 0.0% | 1 | -14,349 | -1.99% | Q2 2014 | Aug 08, 2014 |
| VANGUARD GROUP INC | History | No change | 612,116 | 349 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| NOTTINGHAM ADVISORS, INC. | History | Added to | 123,805 | 70 | 0.02% | 0.05% | 3 | +622 | 0.5% | Q2 2014 | Jul 23, 2014 |
| Highlander Capital Management, LLC | History | Added to | 112,000 | 63 | 0.06% | 0.05% | 4 | +60,000 | 115.38% | Q2 2014 | Aug 11, 2014 |
| Geduld E E | History | No change | 25,000 | 14 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| UMB BANK N A/MO | History | No change | 12,306 | 7 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| COMMUNITY BANK SYSTEM, INC. | History | Reduced | 5,175 | 3 | 0.0% | 0.0% | 7 | -150 | -2.82% | Q2 2014 | Jul 25, 2014 |
| BLACKROCK ADVISORS LLC | History | No change | 4,594 | 3 | 0.0% | 0.14% | 8 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Nationwide Fund Advisors | History | New | 3,431 | 2 | 0.0% | — | 9 | +3,431 | New | Q2 2014 | Aug 11, 2014 |
| Tortoise Investment Management, LLC | History | No change | 2,000 | 1 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| PERKINS CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.5% | — | -663,144 | -100.0% | Q1 2014 | May 07, 2014 |
| Texas Yale Capital Corp. | History | Closed out | 0 | 0 | — | 0.05% | — | -341,459 | -100.0% | Q1 2014 | Aug 04, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -290,633 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -260,683 | -100.0% | Q1 2014 | May 14, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -244,800 | -100.0% | Q1 2014 | May 15, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -206,310 | -100.0% | Q1 2014 | May 15, 2014 |
| BlackRock Fund Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -71,786 | -100.0% | Q1 2014 | May 02, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -71,065 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -66,000 | -100.0% | Q1 2014 | Apr 18, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -52,765 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -37,493 | -100.0% | Q1 2014 | May 14, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -27,886 | -100.0% | Q1 2014 | May 15, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.0% | — | -17,624 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,456 | -100.0% | Q1 2014 | May 16, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -7,366 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -6,153 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -4,780 | -100.0% | Q1 2014 | May 16, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -1,345 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,004 | -100.0% | Q1 2014 | May 02, 2014 |
| COLONY GROUP LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2014 | May 16, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -700 | -100.0% | Q1 2014 | May 07, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | — | — | -133 | -100.0% | Q1 2014 | May 13, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | — | — | -76 | -100.0% | Q1 2014 | May 13, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | — | — | -73 | -100.0% | Q1 2014 | May 15, 2014 |