Blackrock Real Asset Equity - 09254B109
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 1,999,139 | 17,792 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| 1607 Capital Partners, LLC | History | No change | 1,569,056 | 13,965 | 1.08% | 1.08% | 2 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | History | Reduced | 1,418,826 | 13,323 | 3.81% | 5.64% | 3 | -749,631 | -34.57% | Q2 2014 | Jul 10, 2014 |
| Invesco Ltd. | History | No change | 1,439,207 | 12,809 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CORNERSTONE ADVISORS INC | History | No change | 1,149,857 | 10,234 | 2.41% | 2.41% | 5 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| NEWGATE CAPITAL MANAGEMENT LLC | History | Reduced | 935,335 | 8,783 | 2.3% | 2.04% | 6 | -95,573 | -9.27% | Q2 2014 | Aug 08, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | No change | 592,482 | 5,273 | 0.11% | 0.11% | 7 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 467,793 | 4,164 | 0.01% | 0.01% | 8 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 401,674 | 3,575 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | No change | 391,231 | 3,482 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| COHEN & STEERS INC | History | No change | 310,151 | 2,760 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | No change | 305,559 | 2,719 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | No change | 287,038 | 2,554 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 258,220 | 2,298 | 0.01% | 0.01% | 14 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 228,198 | 2,031 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| TFS CAPITAL LLC | History | Added to | 213,189 | 2,002 | 0.16% | 0.03% | 16 | +169,155 | 384.15% | Q2 2014 | Jul 21, 2014 |
| MARATHON CAPITAL MANAGEMENT | History | Added to | 184,641 | 1,734 | 1.39% | 1.22% | 17 | +2,422 | 1.33% | Q2 2014 | Aug 08, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | No change | 187,980 | 1,673 | 1.1% | 1.1% | 18 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 149,877 | 1,333 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | No change | 141,117 | 1,256 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| LPL Financial LLC | History | Reduced | 122,307 | 1,148 | 0.01% | 0.01% | 21 | -10,340 | -7.8% | Q2 2014 | Aug 05, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Added to | 97,587 | 916 | 0.32% | 0.29% | 22 | +12,930 | 15.27% | Q2 2014 | Aug 04, 2014 |
| Raymond James Financial Services Advisors, Inc. | History | No change | 65,210 | 580 | 0.03% | 0.03% | 23 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| Index Management Solutions, LLC | History | No change | 63,000 | 561 | 0.09% | 0.09% | 24 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 54,397 | 484 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 52,476 | 467 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| OTA LLC | History | New | 43,599 | 409 | 0.54% | — | 27 | +43,599 | New | Q2 2014 | Aug 08, 2014 |
| National Planning Corp | History | Added to | 40,984 | 385 | 0.03% | 0.03% | 28 | +1,234 | 3.1% | Q2 2014 | Jul 16, 2014 |
| Dynamic Advisors Solutions LLC | History | Added to | 35,000 | 329 | 0.2% | 0.06% | 29 | +25,000 | 250.0% | Q2 2014 | Aug 11, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 30,800 | 274 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Janney Montgomery Scott LLC | History | No change | 28,200 | 250 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Horizon Kinetics LLC | History | No change | 26,804 | 239 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| DRW Securities, LLC | History | No change | 23,806 | 212 | 0.02% | 0.02% | 33 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 21,539 | 202 | 0.01% | 0.01% | 34 | -2,300 | -9.65% | Q2 2014 | Jul 25, 2014 |
| Global Endowment Management, LP | History | No change | 21,000 | 187 | 0.03% | 0.03% | 35 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 20,227 | 180 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | Reduced | 16,730 | 157 | 0.03% | 0.03% | 37 | -4,990 | -22.97% | Q2 2014 | Aug 04, 2014 |
| Commonwealth Equity Services, Inc | History | New | 14,783 | 139 | 0.0% | — | 38 | +14,783 | New | Q2 2014 | Jul 23, 2014 |
| RAYMOND JAMES TRUST N.A. | History | Added to | 14,375 | 135 | 0.02% | 0.01% | 39 | +1,500 | 11.65% | Q2 2014 | Aug 04, 2014 |
| Cetera Advisor Networks LLC | History | No change | 12,504 | 113 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SHUFRO ROSE & CO LLC | History | No change | 10,800 | 101 | 0.01% | 0.01% | 41 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| BOKF, NA | History | No change | 11,000 | 98 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 11,067 | 98 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 8,400 | 78 | 0.0% | 0.0% | 44 | +5,160 | 159.26% | Q2 2014 | Aug 08, 2014 |
| CLS Investments, LLC | History | No change | 5,550 | 49 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Cordasco Financial Network | History | No change | 4,260 | 40 | 0.03% | 0.03% | 46 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Sanctuary Wealth Advisors, LLC | History | No change | 2,500 | 24 | 0.01% | 0.01% | 47 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Blume Capital Management, Inc. | History | No change | 2,200 | 21 | 0.02% | 0.02% | 48 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Highlander Capital Management, LLC | History | Reduced | 2,100 | 19 | 0.02% | 0.02% | 49 | -200 | -8.7% | Q2 2014 | Aug 11, 2014 |
| BBK Capital Partners, LLC | History | No change | 2,000 | 18 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DUBUQUE BANK & TRUST CO | History | No change | 1,375 | 13 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Clarkston Capital Partners LLC | History | New | 1,200 | 11 | 0.0% | — | 53 | +1,200 | New | Q2 2014 | Jul 16, 2014 |
| FIFTH THIRD BANCORP | History | No change | 1,250 | 11 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | No change | 1,116 | 10 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| DAVIDSON D A & CO | History | Reduced | 1,000 | 9 | 0.0% | 0.0% | 56 | -3,000 | -75.0% | Q2 2014 | Jul 29, 2014 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | New | 1,000 | 9 | 0.01% | — | 57 | +1,000 | New | Q2 2014 | Jul 29, 2014 |
| US BANCORP \DE\ | History | No change | 1,000 | 9 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | History | No change | 746 | 7 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2014 | Apr 28, 2014 |
| Lehman Financial Resources, Inc. | History | No change | 500 | 5 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Tower Research Capital LLC | History | No change | 400 | 4 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| MetLife Securities, Inc | History | No change | 100 | 1 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -5,000 | -100.0% | Q2 2014 | Aug 05, 2014 |
| BARCLAYS PLC | History | No change | 29 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |