BOARDWALK PIPELINE PARTNERS UT LTD PARTNER - 096627104
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CREDIT SUISSE AG/ | History | Added to | 4,135,977 | 76,516 | 0.06% | 0.03% | 1 | +1,482,878 | 55.89% | Q2 2014 | Aug 11, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Added to | 1,531,450 | 28,332 | 0.28% | 0.26% | 2 | +60,100 | 4.08% | Q2 2014 | Jul 30, 2014 |
| Neuberger Berman Group LLC | History | Reduced | 1,425,619 | 26,374 | 0.03% | 0.04% | 3 | -1,511,410 | -51.46% | Q2 2014 | Aug 05, 2014 |
| MASON STREET ADVISORS, LLC | History | No change | 550,000 | 10,175 | 0.08% | 0.06% | 4 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| LEE DANNER & BASS INC | History | No change | 442,500 | 8,186 | 1.0% | 0.77% | 5 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 281,150 | 5,202 | 0.01% | 0.01% | 6 | -74,215 | -20.88% | Q2 2014 | Aug 08, 2014 |
| CALDWELL & ORKIN INC | History | New | 257,700 | 4,767 | 2.41% | — | 7 | +257,700 | New | Q2 2014 | Aug 07, 2014 |
| UNIVERSITY OF TEXAS INVESTMENT MANAGMENT CO | History | Added to | 221,922 | 4,106 | 0.76% | 0.62% | 8 | +110,961 | 100.0% | Q2 2014 | Aug 01, 2014 |
| PartnerRe Asset Management CORP | History | Added to | 212,514 | 3,932 | 0.69% | 0.46% | 9 | +9,627 | 4.75% | Q2 2014 | Jul 30, 2014 |
| Adams Asset Advisors, LLC | History | Added to | 211,843 | 3,919 | 0.69% | 0.39% | 10 | +44,750 | 26.78% | Q2 2014 | Jul 10, 2014 |
| First Eagle Investment Management, LLC | History | No change | 150,000 | 2,775 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Lee Munder Capital Group, LLC | History | Reduced | 124,586 | 2,305 | 0.05% | 0.04% | 12 | -8,522 | -6.4% | Q2 2014 | Aug 11, 2014 |
| BTG Pactual Global Asset Management Ltd | History | New | 100,000 | 1,850 | 0.26% | — | 13 | +100,000 | New | Q2 2014 | Aug 11, 2014 |
| Global X Management CO LLC | History | Reduced | 81,534 | 1,508 | 0.09% | 0.08% | 14 | -2,754 | -3.27% | Q2 2014 | Jul 31, 2014 |
| Barnett & Company, Inc. | History | Reduced | 78,219 | 1,447 | 0.61% | 0.48% | 15 | -2,253 | -2.8% | Q2 2014 | Jul 16, 2014 |
| AMERICAN NATIONAL INSURANCE CO /TX/ | History | No change | 76,300 | 1,412 | 0.09% | 0.07% | 16 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | New | 75,823 | 1,402 | 0.02% | — | 17 | +75,823 | New | Q2 2014 | Aug 07, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Added to | 75,528 | 1,397 | 0.06% | 0.03% | 18 | +42,736 | 130.32% | Q2 2014 | Aug 08, 2014 |
| McAdams Wright Ragen, Inc. | History | Reduced | 74,440 | 1,377 | 0.08% | 0.13% | 19 | -77,940 | -51.15% | Q2 2014 | Aug 08, 2014 |
| SELZ CAPITAL LLC | History | No change | 74,000 | 1,369 | 0.36% | 0.25% | 20 | 0 | 0.0% | Q2 2014 | Jul 10, 2014 |
| MAI Wealth Advisors | History | Reduced | 63,922 | 1,183 | 0.11% | 0.1% | 21 | -9,576 | -13.03% | Q2 2014 | Jul 28, 2014 |
| KORNITZER CAPITAL MANAGEMENT INC /KS | History | Reduced | 63,300 | 1,171 | 0.01% | 0.01% | 22 | -2,500 | -3.8% | Q2 2014 | Jul 30, 2014 |
| Old West Investment Management, LLC | History | No change | 51,778 | 957 | 0.57% | 0.43% | 23 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 50,853 | 941 | 0.01% | 0.01% | 24 | -5,943 | -10.46% | Q2 2014 | Jul 23, 2014 |
| CATAWBA CAPITAL MANAGEMENT /VA | History | Reduced | 46,313 | 857 | 0.19% | 0.16% | 25 | -2,550 | -5.22% | Q2 2014 | Jul 15, 2014 |
| LPL Financial LLC | History | Added to | 42,801 | 792 | 0.0% | 0.0% | 26 | +1,283 | 3.09% | Q2 2014 | Aug 05, 2014 |
| HOWE & RUSLING INC | History | Added to | 27,184 | 779 | 0.17% | 0.0% | 27 | +27,134 | 54268.0% | Q2 2014 | Jul 31, 2014 |
| CarVal Investors, LLC | History | New | 391,000 | 756 | 0.37% | — | 28 | +391,000 | New | Q2 2014 | Aug 06, 2014 |
| PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL | History | Reduced | 37,300 | 690 | 0.11% | 0.08% | 29 | -1,000 | -2.61% | Q2 2014 | Aug 08, 2014 |
| COMMONWEALTH BANK OF AUSTRALIA | History | Added to | 33,307 | 616 | 0.0% | 0.0% | 30 | +7,100 | 27.09% | Q2 2014 | Aug 11, 2014 |
| Essex Financial Services, Inc. | History | Reduced | 26,728 | 494 | 0.15% | 0.13% | 31 | -2,368 | -8.14% | Q2 2014 | Jul 29, 2014 |
| Pineno Levin & Ford Asset Management, Inc. | History | No change | 26,100 | 483 | 0.27% | 0.21% | 32 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| BABSON CAPITAL MANAGEMENT LLC | History | New | 25,500 | 472 | 0.01% | — | 33 | +25,500 | New | Q2 2014 | Aug 08, 2014 |
| Airain ltd | History | New | 24,263 | 449 | 0.04% | — | 34 | +24,263 | New | Q2 2014 | Aug 05, 2014 |
| GREEN SQUARE CAPITAL LLC | History | Reduced | 19,618 | 438 | 0.1% | 0.12% | 35 | -6,861 | -25.91% | Q2 2014 | Aug 05, 2014 |
| BUSH ODONNELL INVESTMENT ADVISORS INC | History | Reduced | 23,435 | 434 | 0.24% | 0.18% | 36 | -2,030 | -7.97% | Q2 2014 | Aug 07, 2014 |
| HUNTINGTON NATIONAL BANK | History | No change | 22,448 | 416 | 0.01% | 0.01% | 37 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| Homrich & Berg | History | Added to | 21,240 | 393 | 0.04% | 0.04% | 38 | +125 | 0.59% | Q2 2014 | Aug 11, 2014 |
| CONNING INC. | History | Added to | 20,641 | 382 | 0.02% | 0.01% | 39 | +1,809 | 9.61% | Q2 2014 | Jul 25, 2014 |
| MetLife Securities, Inc | History | Added to | 19,600 | 363 | 0.05% | 0.01% | 40 | +15,975 | 440.69% | Q2 2014 | Aug 04, 2014 |
| SCHULHOFF & CO INC | History | Added to | 18,900 | 350 | 0.22% | 0.17% | 41 | +300 | 1.61% | Q2 2014 | Jul 31, 2014 |
| Quantbot Technologies LP | History | New | 17,803 | 329 | 0.05% | — | 42 | +17,803 | New | Q2 2014 | Jul 08, 2014 |
| Chevy Chase Trust Holdings, Inc. | History | Added to | 17,000 | 315 | 0.0% | 0.0% | 43 | +2,000 | 13.33% | Q2 2014 | Jul 16, 2014 |
| Camelot Portfolios, LLC | History | Added to | 16,810 | 311 | 0.2% | 0.14% | 44 | +1,789 | 11.91% | Q2 2014 | Aug 07, 2014 |
| Mraz, Amerine & Associates, Inc. | History | Added to | 15,501 | 287 | 0.11% | 0.06% | 45 | +4,000 | 34.78% | Q2 2014 | Aug 11, 2014 |
| THOMAS STORY & SON LLC | History | New | 14,200 | 263 | 0.16% | — | 46 | +14,200 | New | Q2 2014 | Aug 01, 2014 |
| Highlander Capital Management, LLC | History | Added to | 13,900 | 257 | 0.23% | 0.16% | 47 | +900 | 6.92% | Q2 2014 | Aug 11, 2014 |
| American National Registered Investment Advisor, Inc. | History | No change | 12,750 | 236 | 0.11% | 0.09% | 48 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| BROWN ADVISORY INC | History | Reduced | 12,000 | 222 | 0.0% | 0.0% | 49 | -5,750 | -32.39% | Q2 2014 | Aug 08, 2014 |
| National Planning Corp | History | Reduced | 11,984 | 222 | 0.02% | 0.01% | 50 | -336 | -2.73% | Q2 2014 | Jul 16, 2014 |
| SHUFRO ROSE & CO LLC | History | No change | 11,800 | 218 | 0.02% | 0.02% | 51 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| REGIONS FINANCIAL CORP | History | No change | 11,500 | 213 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| DEERE & CO | History | New | 11,238 | 208 | 0.01% | — | 53 | +11,238 | New | Q2 2014 | Aug 11, 2014 |
| Cutter & CO Brokerage, Inc. | History | New | 10,800 | 200 | 0.07% | — | 54 | +10,800 | New | Q2 2014 | Jul 31, 2014 |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | History | Added to | 10,029 | 186 | 0.09% | 0.04% | 55 | +1,352 | 15.58% | Q2 2014 | Jul 18, 2014 |
| BLACKHILL CAPITAL INC | History | No change | 10,000 | 185 | 0.03% | 0.02% | 56 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Acropolis Investment Management, LLC | History | No change | 8,300 | 154 | 0.03% | 0.02% | 57 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| DELTA ASSET MANAGEMENT LLC/TN | History | No change | 7,215 | 133 | 0.03% | 0.02% | 58 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | New | 5,600 | 104 | 0.03% | — | 59 | +5,600 | New | Q2 2014 | Jul 31, 2014 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 5,000 | 93 | 0.01% | 0.01% | 60 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| SOLARIS ASSET MANAGEMENT LLC | History | No change | 4,600 | 85 | 0.06% | 0.04% | 61 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 4,271 | 79 | 0.0% | 0.0% | 62 | -4,630 | -52.02% | Q2 2014 | Aug 08, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | No change | 2,750 | 51 | 0.01% | 0.01% | 63 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| DAVIDSON D A & CO | History | Reduced | 2,291 | 42 | 0.0% | 0.0% | 64 | -1,515 | -39.81% | Q2 2014 | Jul 29, 2014 |
| PRIVATE TRUST CO NA | History | Added to | 2,288 | 42 | 0.01% | 0.01% | 65 | +1,027 | 81.44% | Q2 2014 | Jul 22, 2014 |
| Hirtle Callaghan & Co LLC | History | No change | 2,065 | 38 | 0.01% | 0.0% | 66 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| Bartlett & Co. LLC | History | No change | 1,500 | 28 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Reduced | 1,300 | 24 | 0.01% | 0.01% | 68 | -555 | -29.92% | Q2 2014 | Aug 04, 2014 |
| Financial Architects, Inc | History | New | 1,000 | 19 | 0.01% | — | 69 | +1,000 | New | Q2 2014 | Aug 06, 2014 |
| JNBA Financial Advisors | History | No change | 1,000 | 19 | 0.01% | 0.01% | 70 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| Wunderlich Securities, Inc. | History | Reduced | 1,000 | 18 | 0.01% | 0.05% | 71 | -4,550 | -81.98% | Q2 2014 | Jul 17, 2014 |
| ADIRONDACK TRUST CO | History | No change | 900 | 17 | 0.01% | 0.01% | 72 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| BRAVE ASSET MANAGEMENT INC | History | Reduced | 800 | 15 | 0.01% | 0.42% | 73 | -39,050 | -97.99% | Q2 2014 | Aug 11, 2014 |
| Capital Advisors, Ltd. LLC | History | No change | 769 | 14 | 0.01% | 0.01% | 74 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| TOMPKINS FINANCIAL CORP | History | No change | 600 | 11 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | No change | 400 | 7 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| KANALY TRUST CO | History | No change | 350 | 6 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| Focused Wealth Management, Inc | History | New | 200 | 4 | 0.0% | — | 78 | +200 | New | Q2 2014 | Jul 30, 2014 |
| REILLY FINANCIAL ADVISORS, LLC | History | No change | 100 | 2 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| LOEWS CORP | History | Closed out | 0 | 0 | — | 9.78% | — | -125,586,133 | -100.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.04% | — | -7,915,652 | -100.0% | Q1 2014 | May 13, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.11% | — | -6,634,500 | -100.0% | Q1 2014 | May 28, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.03% | — | -5,358,667 | -100.0% | Q1 2014 | May 14, 2014 |
| Center Coast Capital Advisors, LP | History | Closed out | 0 | 0 | — | 1.94% | — | -4,845,655 | -100.0% | Q1 2014 | May 13, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.04% | — | -4,467,246 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.02% | — | -3,696,680 | -100.0% | Q1 2014 | May 15, 2014 |
| Magnetar Financial LLC | History | Closed out | 0 | 0 | — | 1.03% | — | -3,506,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Atlantic Trust Group, LLC | History | Closed out | 0 | 0 | — | 0.28% | — | -2,388,230 | -100.0% | Q1 2014 | May 14, 2014 |
| KAYNE ANDERSON CAPITAL ADVISORS LP | History | Closed out | 0 | 0 | — | 0.21% | — | -2,191,700 | -100.0% | Q1 2014 | May 07, 2014 |
| BROOKFIELD ASSET MANAGEMENT INC. | History | Closed out | 0 | 0 | — | 0.11% | — | -1,885,300 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,536,693 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.01% | — | -1,528,103 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,327,528 | -100.0% | Q1 2014 | May 15, 2014 |
| Richmond Hill Investments, LLC | History | Closed out | 0 | 0 | — | 9.33% | — | -1,163,979 | -100.0% | Q1 2014 | May 15, 2014 |
| Raging Capital Management, LLC | History | Closed out | 0 | 0 | — | 2.28% | — | -964,100 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -963,735 | -100.0% | Q1 2014 | May 14, 2014 |
| Clearbridge Investments, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -946,530 | -100.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.06% | — | -861,795 | -100.0% | Q1 2014 | May 13, 2014 |
| TORRAY LLC | History | Closed out | 0 | 0 | — | 1.77% | — | -779,800 | -100.0% | Q1 2014 | May 12, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -732,507 | -100.0% | Q1 2014 | May 15, 2014 |
| CUSHING ASSET MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.19% | — | -480,200 | -100.0% | Q1 2014 | May 20, 2014 |
| TRAVELERS COMPANIES, INC. | History | Closed out | 0 | 0 | — | 1.54% | — | -479,300 | -100.0% | Q1 2014 | May 13, 2014 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.03% | — | -452,862 | -100.0% | Q1 2014 | May 12, 2014 |
| LEVIN CAPITAL STRATEGIES, L.P. | History | Closed out | 0 | 0 | — | 0.09% | — | -404,850 | -100.0% | Q1 2014 | May 14, 2014 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Closed out | 0 | 0 | — | 0.08% | — | -400,000 | -100.0% | Q1 2014 | May 08, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -391,896 | -100.0% | Q1 2014 | May 16, 2014 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.03% | — | -375,900 | -100.0% | Q1 2014 | May 14, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.04% | — | -358,839 | -100.0% | Q1 2014 | May 19, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.01% | — | -351,988 | -100.0% | Q1 2014 | May 15, 2014 |
| Matthew 25 Management Corp | History | Closed out | 0 | 0 | — | 0.57% | — | -340,000 | -100.0% | Q1 2014 | Jun 24, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.08% | — | -338,822 | -100.0% | Q1 2014 | May 07, 2014 |
| C.V. Starr & Co., Inc. Trust | History | Closed out | 0 | 0 | — | 1.55% | — | -300,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Panning Capital Management, LP | History | Closed out | 0 | 0 | — | 1.65% | — | -300,000 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -274,000 | -100.0% | Q1 2014 | Apr 18, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -250,000 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -245,801 | -100.0% | Q1 2014 | May 16, 2014 |
| TPH Asset Management, LLC | History | Closed out | 0 | 0 | — | 1.9% | — | -198,200 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -193,012 | -100.0% | Q1 2014 | May 14, 2014 |
| Legg Mason Investment Counsel, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -182,156 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -176,159 | -100.0% | Q1 2014 | May 15, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -132,925 | -100.0% | Q1 2014 | May 15, 2014 |
| Horizon Kinetics LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -130,655 | -100.0% | Q1 2014 | May 14, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -121,000 | -100.0% | Q1 2014 | May 15, 2014 |
| PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC | History | Closed out | 0 | 0 | — | 0.26% | — | -110,221 | -100.0% | Q1 2014 | Jun 06, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -109,637 | -100.0% | Q1 2014 | May 15, 2014 |
| Texas Yale Capital Corp. | History | Closed out | 0 | 0 | — | 0.19% | — | -100,105 | -100.0% | Q1 2014 | Aug 04, 2014 |
| NOMURA ASSET MANAGEMENT CO LTD | History | Closed out | 0 | 0 | — | 0.02% | — | -96,998 | -100.0% | Q1 2014 | May 14, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -83,900 | -100.0% | Q1 2014 | May 14, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -77,450 | -100.0% | Q1 2014 | May 14, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -75,000 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -69,422 | -100.0% | Q1 2014 | May 15, 2014 |
| Trust Asset Management LLC | History | Closed out | 0 | 0 | — | 0.56% | — | -58,238 | -100.0% | Q1 2014 | May 20, 2014 |
| Timber Hill LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -57,597 | -100.0% | Q1 2014 | May 13, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -56,512 | -100.0% | Q1 2014 | May 14, 2014 |
| BURNHAM ASSET MANAGEMENT CORP /NY/ | History | Closed out | 0 | 0 | — | 0.18% | — | -55,300 | -100.0% | Q1 2014 | Apr 25, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -50,893 | -100.0% | Q1 2014 | May 15, 2014 |
| GREEN ARROW CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -50,000 | -100.0% | Q1 2014 | May 15, 2014 |
| West Family Investments, Inc. | History | Closed out | 0 | 0 | — | 0.15% | — | -49,796 | -100.0% | Q1 2014 | May 14, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.94% | — | -48,814 | -100.0% | Q1 2014 | Aug 08, 2014 |
| BOKF, NA | History | Closed out | 0 | 0 | — | 0.02% | — | -47,435 | -100.0% | Q1 2014 | May 14, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -46,957 | -100.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.02% | — | -43,583 | -100.0% | Q1 2014 | May 15, 2014 |
| Boyer & Corporon Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -42,950 | -100.0% | Q1 2014 | May 13, 2014 |
| BB&T SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -42,470 | -100.0% | Q1 2014 | Apr 15, 2014 |
| MUHLENKAMP & CO INC | History | Closed out | 0 | 0 | — | 0.1% | — | -42,000 | -100.0% | Q1 2014 | May 14, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.0% | — | -41,600 | -100.0% | Q1 2014 | May 16, 2014 |
| STARR INTERNATIONAL CO INC | History | Closed out | 0 | 0 | — | 0.05% | — | -40,000 | -100.0% | Q1 2014 | May 14, 2014 |
| INVESTMENT CENTERS OF AMERICA INC | History | Closed out | 0 | 0 | — | 0.25% | — | -39,774 | -100.0% | Q1 2014 | May 09, 2014 |
| CLINTON GROUP INC | History | Closed out | 0 | 0 | — | 0.19% | — | -38,847 | -100.0% | Q1 2014 | May 14, 2014 |
| CINCINNATI INSURANCE CO | History | Closed out | 0 | 0 | — | 0.02% | — | -37,838 | -100.0% | Q1 2014 | May 14, 2014 |
| LMM LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -34,000 | -100.0% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -32,421 | -100.0% | Q1 2014 | May 15, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -27,250 | -100.0% | Q1 2014 | May 13, 2014 |
| DAVIS SELECTED ADVISERS | History | Closed out | 0 | 0 | — | 0.0% | — | -22,090 | -100.0% | Q1 2014 | May 13, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.0% | — | -19,500 | -100.0% | Q1 2014 | May 13, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.01% | — | -17,460 | -100.0% | Q1 2014 | May 09, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,712 | -100.0% | Q1 2014 | May 15, 2014 |
| COWEN GROUP, INC. | History | Closed out | 0 | 0 | — | 0.03% | — | -15,600 | -100.0% | Q1 2014 | May 16, 2014 |
| PINNACLE ASSOCIATES LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -15,048 | -100.0% | Q1 2014 | May 14, 2014 |
| SPIRIT OF AMERICA MANAGEMENT CORP/NY | History | Closed out | 0 | 0 | — | 0.08% | — | -15,000 | -100.0% | Q1 2014 | Apr 17, 2014 |
| GOODWIN DANIEL L | History | Closed out | 0 | 0 | — | 0.04% | — | -15,000 | -100.0% | Q1 2014 | May 15, 2014 |
| STRATTON MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.01% | — | -13,950 | -100.0% | Q1 2014 | May 13, 2014 |
| Evercore Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,500 | -100.0% | Q1 2014 | May 15, 2014 |
| CARRET ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -12,000 | -100.0% | Q1 2014 | May 15, 2014 |
| MOODY NATIONAL BANK TRUST DIVISION | History | Closed out | 0 | 0 | — | 0.01% | — | -11,050 | -100.0% | Q1 2014 | May 15, 2014 |
| TrueNorth, Inc. | History | Closed out | 0 | 0 | — | 0.07% | — | -11,020 | -100.0% | Q1 2014 | Apr 15, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,912 | -100.0% | Q1 2014 | May 15, 2014 |
| WILEN INVESTMENT MANAGEMENT CORP. | History | Closed out | 0 | 0 | — | 0.08% | — | -10,700 | -100.0% | Q1 2014 | Apr 07, 2014 |
| National Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -10,692 | -100.0% | Q1 2014 | May 02, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,476 | -100.0% | Q1 2014 | May 14, 2014 |
| HAP Trading, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2014 | May 12, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -9,916 | -100.0% | Q1 2014 | Apr 11, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -9,400 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -9,290 | -100.0% | Q1 2014 | May 13, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,950 | -100.0% | Q1 2014 | May 14, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -7,264 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -6,012 | -100.0% | Q1 2014 | May 14, 2014 |
| North Star Investment Management Corp. | History | Closed out | 0 | 0 | — | 0.01% | — | -4,700 | -100.0% | Q1 2014 | Apr 29, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -3,194 | -100.0% | Q1 2014 | May 15, 2014 |
| Saturna Capital CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -3,000 | -100.0% | Q1 2014 | May 14, 2014 |
| TRUST CO OF VERMONT | History | Closed out | 0 | 0 | — | 0.01% | — | -2,560 | -100.0% | Q1 2014 | Apr 18, 2014 |
| ADVISORY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,230 | -100.0% | Q1 2014 | May 15, 2014 |
| DUBUQUE BANK & TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,350 | -100.0% | Q1 2014 | May 07, 2014 |
| Johnson Financial Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,200 | -100.0% | Q1 2014 | May 14, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -1,100 | -100.0% | Q1 2014 | May 07, 2014 |
| PALLADIUM PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -775 | -100.0% | Q1 2014 | Apr 17, 2014 |
| FineMark National Bank & Trust | History | Closed out | 0 | 0 | — | 0.0% | — | -540 | -100.0% | Q1 2014 | May 13, 2014 |
| MCF Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -534 | -100.0% | Q1 2014 | May 13, 2014 |
| Parasol Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | Apr 14, 2014 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -479 | -100.0% | Q1 2014 | May 09, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -441 | -100.0% | Q1 2014 | Apr 24, 2014 |
| Stevens First Principles Investment Advisors | History | New | 35 | 0 | — | — | — | +35 | New | Q2 2014 | Aug 07, 2014 |