BURGER KING WORLDWIDE INC - 121220107
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 5,412,575 | 147,330 | 0.01% | 0.01% | 1 | +166,401 | 3.17% | Q2 2014 | Aug 11, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 1,832,250 | 49,874 | 0.01% | 0.01% | 2 | -211,219 | -10.34% | Q2 2014 | Aug 06, 2014 |
| BAILLIE GIFFORD & CO | History | Reduced | 1,150,900 | 31,328 | 0.07% | 0.07% | 3 | -19,600 | -1.67% | Q2 2014 | Aug 01, 2014 |
| BlackRock Fund Advisors | History | Added to | 682,377 | 18,574 | 0.01% | 0.01% | 4 | +29,721 | 4.55% | Q2 2014 | Aug 06, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 341,023 | 9,283 | 0.04% | 0.02% | 5 | +146,460 | 75.28% | Q2 2014 | Aug 11, 2014 |
| BlackRock Group LTD | History | Added to | 261,000 | 7,104 | 0.0% | 0.0% | 6 | +7,333 | 2.89% | Q2 2014 | Aug 06, 2014 |
| FIRST QUADRANT L P/CA | History | No change | 238,200 | 6,484 | 0.14% | 0.14% | 7 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 198,269 | 5,397 | 0.0% | 0.0% | 8 | +108,936 | 121.94% | Q2 2014 | Aug 11, 2014 |
| PECAUT & CO. | History | No change | 186,000 | 5,063 | 4.72% | 4.88% | 9 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| WESTPAC BANKING CORP | History | Added to | 152,718 | 4,156 | 0.04% | 0.04% | 10 | +23,137 | 17.86% | Q2 2014 | Aug 11, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 120,654 | 3,285 | 0.01% | 0.01% | 11 | +3,102 | 2.64% | Q2 2014 | Jul 30, 2014 |
| GAM Holding AG | History | No change | 100,565 | 2,737 | 0.04% | 0.04% | 12 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| RHUMBLINE ADVISERS | History | Added to | 92,160 | 2,509 | 0.01% | 0.01% | 13 | +5,050 | 5.8% | Q2 2014 | Aug 06, 2014 |
| HANSEATIC MANAGEMENT SERVICES INC | History | Added to | 60,380 | 1,644 | 1.06% | 1.99% | 14 | +58,627 | 3344.38% | Q2 2014 | Aug 05, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Added to | 58,511 | 1,593 | 0.02% | 0.02% | 15 | +440 | 0.76% | Q2 2014 | Jul 30, 2014 |
| Stux Capital Management, LLC | History | Added to | 54,800 | 1,492 | 0.19% | 0.13% | 16 | +15,900 | 40.87% | Q2 2014 | Jul 14, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 51,115 | 1,391 | 0.0% | 0.0% | 17 | +21,288 | 71.37% | Q2 2014 | Aug 07, 2014 |
| GABELLI FUNDS LLC | History | No change | 41,700 | 1,135 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 37,609 | 1,024 | 0.0% | 0.0% | 19 | +2,120 | 5.97% | Q2 2014 | Aug 06, 2014 |
| Roundview Capital LLC | History | Reduced | 36,963 | 1,006 | 0.41% | 0.81% | 20 | -25,818 | -41.12% | Q2 2014 | Aug 08, 2014 |
| BTG Pactual Global Asset Management Ltd | History | Added to | 34,400 | 936 | 0.13% | 0.06% | 21 | +24,400 | 244.0% | Q2 2014 | Aug 11, 2014 |
| BANQUE PICTET & CIE SA | History | Added to | 34,300 | 934 | 0.02% | 0.02% | 22 | +1,000 | 3.0% | Q2 2014 | Aug 06, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | New | 25,000 | 680 | 0.01% | — | 23 | +25,000 | New | Q2 2014 | Aug 07, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 23,622 | 643 | 0.0% | 0.0% | 24 | +13,809 | 140.72% | Q2 2014 | Aug 08, 2014 |
| BABSON CAPITAL MANAGEMENT LLC | History | New | 23,200 | 632 | 0.02% | — | 25 | +23,200 | New | Q2 2014 | Aug 08, 2014 |
| CHICAGO EQUITY PARTNERS LLC | History | Reduced | 21,300 | 579 | 0.02% | 0.02% | 26 | -300 | -1.39% | Q2 2014 | Aug 01, 2014 |
| GILDER GAGNON HOWE & CO LLC | History | Added to | 20,044 | 546 | 0.01% | 0.01% | 27 | +520 | 2.66% | Q2 2014 | Aug 04, 2014 |
| Jaffetilchin Investment Partners, LLC | History | Reduced | 18,916 | 515 | 0.18% | 0.41% | 28 | -21,033 | -52.65% | Q2 2014 | Jul 24, 2014 |
| Utah Retirement Systems | History | Added to | 18,200 | 495 | 0.01% | 0.01% | 29 | +300 | 1.68% | Q2 2014 | Aug 08, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Added to | 16,000 | 433 | 0.0% | 0.0% | 30 | +1,000 | 6.67% | Q2 2014 | Aug 06, 2014 |
| Neuberger Berman Group LLC | History | New | 15,265 | 416 | 0.0% | — | 31 | +15,265 | New | Q2 2014 | Aug 05, 2014 |
| CIBC Asset Management Inc | History | Reduced | 14,023 | 382 | 0.0% | 0.0% | 32 | -51 | -0.36% | Q2 2014 | Aug 01, 2014 |
| MASON STREET ADVISORS, LLC | History | Added to | 11,960 | 326 | 0.0% | 0.0% | 33 | +480 | 4.18% | Q2 2014 | Aug 05, 2014 |
| AMALGAMATED BANK | History | Added to | 11,385 | 310 | 0.05% | 0.05% | 34 | +64 | 0.57% | Q2 2014 | Aug 11, 2014 |
| BLACKROCK ADVISORS LLC | History | No change | 10,056 | 274 | 0.0% | 7.56% | 35 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Added to | 7,304 | 199 | 0.0% | 0.0% | 36 | +400 | 5.79% | Q2 2014 | Jul 31, 2014 |
| Manchester Capital Management LLC | History | No change | 6,500 | 177 | 0.02% | 0.03% | 37 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| ACADIAN ASSET MANAGEMENT LLC | History | No change | 6,100 | 166 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | Added to | 3,470 | 94 | 0.0% | 0.0% | 39 | +133 | 3.99% | Q2 2014 | Jul 16, 2014 |
| BlackRock Inc. | History | Reduced | 2,332 | 63 | 0.0% | 0.0% | 40 | -2,629 | -52.99% | Q2 2014 | Aug 06, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 1,958 | 53 | 0.0% | 0.0% | 41 | +236 | 13.7% | Q2 2014 | Aug 08, 2014 |
| FIRST NATIONAL BANK SIOUX FALLS | History | No change | 1,925 | 52 | 0.13% | 0.14% | 42 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Regal Investment Advisors LLC | History | New | 1,118 | 30 | 0.01% | — | 43 | +1,118 | New | Q2 2014 | Aug 04, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 400 | 10 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| TCI Wealth Advisors, Inc. | History | No change | 368 | 10 | 0.01% | 0.01% | 45 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| MYCIO WEALTH PARTNERS, LLC | History | No change | 85 | 2 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Pershing Square Capital Management, L.P. | History | Closed out | 0 | 0 | — | 12.16% | — | -38,387,865 | -100.0% | Q1 2014 | May 15, 2014 |
| TIGER GLOBAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 2.6% | — | -7,200,000 | -100.0% | Q1 2014 | May 15, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.27% | — | -5,771,079 | -100.0% | Q1 2014 | May 13, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -4,083,503 | -100.0% | Q1 2014 | May 13, 2014 |
| CRAMER ROSENTHAL MCGLYNN LLC | History | Closed out | 0 | 0 | — | 0.57% | — | -2,826,580 | -100.0% | Q1 2014 | May 14, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,533,100 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.08% | — | -1,445,525 | -100.0% | Q1 2014 | May 13, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -1,099,937 | -100.0% | Q1 2014 | May 13, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,029,533 | -100.0% | Q1 2014 | May 15, 2014 |
| York Capital Management Global Advisors, LLC | History | Closed out | 0 | 0 | — | 0.31% | — | -1,003,661 | -100.0% | Q1 2014 | May 16, 2014 |
| SUVRETTA CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 72.93% | — | -908,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Absolute Return Capital, LLC | History | Closed out | 0 | 0 | — | 0.25% | — | -650,171 | -100.0% | Q1 2014 | May 15, 2014 |
| Horizon Kinetics LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -503,847 | -100.0% | Q1 2014 | May 14, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -435,142 | -100.0% | Q1 2014 | May 15, 2014 |
| JANUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -423,200 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -416,500 | -100.0% | Q1 2014 | May 14, 2014 |
| TAURUS ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 2.11% | — | -384,491 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -378,648 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -332,600 | -100.0% | Q1 2014 | Apr 18, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -331,130 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -329,606 | -100.0% | Q1 2014 | May 14, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.05% | — | -317,066 | -100.0% | Q1 2014 | May 13, 2014 |
| MAVERICK CAPITAL LTD | History | Closed out | 0 | 0 | — | 0.12% | — | -312,307 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -299,521 | -100.0% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -244,196 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -225,819 | -100.0% | Q1 2014 | May 14, 2014 |
| Twin Securities, Inc. | History | Closed out | 0 | 0 | — | 0.94% | — | -195,481 | -100.0% | Q1 2014 | May 14, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -188,566 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -182,575 | -100.0% | Q1 2014 | May 08, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -151,323 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -148,083 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -145,760 | -100.0% | Q1 2014 | May 13, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -144,282 | -100.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.03% | — | -133,762 | -100.0% | Q1 2014 | May 19, 2014 |
| COWEN GROUP, INC. | History | Closed out | 0 | 0 | — | 0.42% | — | -129,581 | -100.0% | Q1 2014 | May 16, 2014 |
| MARTINGALE ASSET MANAGEMENT L P | History | Closed out | 0 | 0 | — | 0.12% | — | -129,340 | -100.0% | Q1 2014 | May 14, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -125,690 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -120,206 | -100.0% | Q1 2014 | May 15, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.09% | — | -115,800 | -100.0% | Q1 2014 | May 15, 2014 |
| Zweig-DiMenna Associates LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -110,000 | -100.0% | Q1 2014 | May 08, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -100,006 | -100.0% | Q1 2014 | May 15, 2014 |
| KINGDON CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.12% | — | -90,000 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -88,248 | -100.0% | Q1 2014 | May 16, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -86,993 | -100.0% | Q1 2014 | May 15, 2014 |
| Realm Partners LLC | History | Closed out | 0 | 0 | — | 1.32% | — | -86,521 | -100.0% | Q1 2014 | May 13, 2014 |
| STEINBERG ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -85,125 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -82,109 | -100.0% | Q1 2014 | May 16, 2014 |
| MAD RIVER INVESTORS | History | Closed out | 0 | 0 | — | 1.65% | — | -81,275 | -100.0% | Q1 2014 | May 06, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.01% | — | -71,740 | -100.0% | Q1 2014 | May 14, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -62,573 | -100.0% | Q1 2014 | May 13, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -53,426 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -52,351 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -51,405 | -100.0% | Q1 2014 | May 14, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.0% | — | -50,675 | -100.0% | Q1 2014 | May 05, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.0% | — | -46,600 | -100.0% | Q1 2014 | May 15, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -41,212 | -100.0% | Q1 2014 | May 14, 2014 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -35,681 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -32,017 | -100.0% | Q1 2014 | May 15, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -29,866 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -28,800 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 1.09% | — | -28,561 | -100.0% | Q1 2014 | Aug 08, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -27,400 | -100.0% | Q1 2014 | May 14, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -25,682 | -100.0% | Q1 2014 | May 16, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -25,322 | -100.0% | Q1 2014 | May 15, 2014 |
| IBM Retirement Fund | History | Closed out | 0 | 0 | — | 0.01% | — | -24,943 | -100.0% | Q1 2014 | May 19, 2014 |
| Spark Investment Management LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -24,600 | -100.0% | Q1 2014 | May 13, 2014 |
| ROYAL LONDON ASSET MANAGEMENT LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -24,242 | -100.0% | Q1 2014 | May 21, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.0% | — | -22,550 | -100.0% | Q1 2014 | May 28, 2014 |
| NORTHERN CAPITAL MANAGEMENT LLC\WI\ | History | Closed out | 0 | 0 | — | 0.28% | — | -20,880 | -100.0% | Q1 2014 | May 07, 2014 |
| BNP Paribas Investment Partners S.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -19,876 | -100.0% | Q1 2014 | May 13, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -19,813 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,700 | -100.0% | Q1 2014 | May 15, 2014 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | Closed out | 0 | 0 | — | 0.0% | — | -16,238 | -100.0% | Q1 2014 | May 14, 2014 |
| AVIVA PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,440 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,800 | -100.0% | Q1 2014 | May 23, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -11,150 | -100.0% | Q1 2014 | May 07, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -10,101 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -9,556 | -100.0% | Q1 2014 | May 15, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,381 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -7,930 | -100.0% | Q1 2014 | May 14, 2014 |
| Man Investments Ltd | History | Closed out | 0 | 0 | — | 0.02% | — | -7,739 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -7,675 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -5,938 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,900 | -100.0% | Q1 2014 | May 15, 2014 |
| FULLER & THALER ASSET MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -4,600 | -100.0% | Q1 2014 | May 13, 2014 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.02% | — | -3,307 | -100.0% | Q1 2014 | May 21, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.0% | — | -3,272 | -100.0% | Q1 2014 | May 12, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -2,600 | -100.0% | Q1 2014 | May 09, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,329 | -100.0% | Q1 2014 | May 16, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -2,105 | -100.0% | Q1 2014 | May 13, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -806 | -100.0% | Q1 2014 | Apr 24, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -560 | -100.0% | Q1 2014 | May 07, 2014 |
| West Family Investments, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q1 2014 | May 14, 2014 |
| Torch Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -275 | -100.0% | Q1 2014 | May 13, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -202 | -100.0% | Q1 2014 | May 02, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2014 | Apr 11, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -125 | -100.0% | Q1 2014 | May 14, 2014 |