CAPITALA FIN CORP - 14054R106
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| TRUIST FINANCIAL CORP | History | Reduced | 369,099 | 971 | 0.0% | 0.0% | 1 | -12,768 | -3.34% | Q2 2020 | Nov 16, 2021 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Added to | 364,380 | 958 | 0.02% | 0.02% | 2 | +152,700 | 72.14% | Q2 2020 | Aug 31, 2020 |
| TWO SIGMA ADVISERS, LP | History | Added to | 244,302 | 643 | 0.0% | 0.0% | 3 | +36,000 | 17.28% | Q2 2020 | Sep 15, 2020 |
| Advisors Asset Management, Inc. | History | Reduced | 211,575 | 556 | 0.01% | 0.02% | 4 | -55,317 | -20.73% | Q2 2020 | Aug 27, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 181,219 | 477 | 0.0% | 0.0% | 5 | +39,416 | 27.8% | Q2 2020 | Aug 14, 2020 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | Reduced | 76,377 | 201 | 0.0% | 0.0% | 6 | -25,233 | -24.83% | Q2 2020 | Aug 12, 2020 |
| UBS Group AG | History | Reduced | 41,266 | 109 | 0.0% | 0.0% | 7 | -47,880 | -53.71% | Q2 2020 | Jul 31, 2020 |
| STEPHENS INC /AR/ | History | Reduced | 35,051 | 92 | 0.0% | 0.0% | 8 | -10,902 | -23.72% | Q2 2020 | Aug 24, 2020 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 30,500 | 80 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2020 | Aug 12, 2020 |
| OPPENHEIMER & CO INC | History | No change | 26,663 | 70 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2020 | Aug 11, 2020 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 21,869 | 58 | 0.0% | 0.0% | 11 | -57 | -0.26% | Q2 2020 | Aug 14, 2020 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 20,512 | 54 | 0.0% | — | 12 | +20,512 | New | Q2 2020 | Aug 14, 2020 |
| Advisory Services Network, LLC | History | Added to | 16,712 | 44 | 0.0% | 0.0% | 13 | +402 | 2.46% | Q2 2020 | Aug 10, 2020 |
| ExodusPoint Capital Management, LP | History | Added to | 13,419 | 35 | 0.0% | 0.0% | 14 | +188 | 1.42% | Q2 2020 | Aug 14, 2020 |
| WELLS FARGO & COMPANY/MN | History | Added to | 3,501 | 9 | 0.0% | — | 15 | +3,498 | 116600.0% | Q2 2020 | Aug 13, 2020 |
| ADVISOR GROUP HOLDINGS, INC. | History | Reduced | 2,760 | 7 | 0.0% | 0.0% | 16 | -24,995 | -90.06% | Q2 2020 | Aug 14, 2020 |
| ROYAL BANK OF CANADA | History | Added to | 2,166 | 6 | 0.0% | 0.0% | 17 | +1,666 | 333.2% | Q2 2020 | Aug 14, 2020 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 1,500 | 4 | 0.0% | 0.0% | 18 | -2,500 | -62.5% | Q2 2020 | Aug 28, 2020 |
| SIMPLEX TRADING, LLC | History | New | 1,594 | 4 | 0.0% | — | 20 | +1,594 | New | Q2 2020 | Jul 13, 2020 |
| GROUP ONE TRADING, L.P. | History | No change | 1,400 | 4 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2020 | Aug 13, 2020 |
| MORGAN STANLEY | History | Reduced | 954 | 3 | 0.0% | 0.0% | 21 | -8,781 | -90.2% | Q2 2020 | Aug 14, 2020 |
| Tower Research Capital LLC (TRC) | History | Reduced | 288 | 1 | 0.0% | 0.0% | 22 | -4,797 | -94.34% | Q2 2020 | Aug 13, 2020 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -15,669 | -100.0% | Q2 2020 | Aug 14, 2020 |
| VICTORY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,809 | -100.0% | Q2 2020 | Aug 07, 2020 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | — | — | -93 | -100.0% | Q2 2020 | Aug 13, 2020 |