CARDICA INC - 14141R101
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FEDERATED INVESTORS INC /PA/ | History | New | 8,194,710 | 9,342 | 0.03% | — | 1 | +8,194,710 | New | Q2 2014 | Aug 07, 2014 |
| PRIMECAP MANAGEMENT CO/CA/ | History | No change | 2,599,600 | 2,574 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | History | Reduced | 1,927,480 | 2,197 | 0.39% | 0.37% | 3 | -37,186 | -1.89% | Q2 2014 | Jul 17, 2014 |
| WASATCH ADVISORS INC | History | No change | 2,079,971 | 2,101 | 0.02% | 0.02% | 4 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| VANGUARD GROUP INC | History | Added to | 1,406,982 | 1,604 | 0.0% | 0.0% | 5 | +265,533 | 23.26% | Q2 2014 | Aug 11, 2014 |
| PERKINS CAPITAL MANAGEMENT INC | History | No change | 1,527,781 | 1,530 | 1.07% | 1.07% | 6 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | No change | 1,270,765 | 1,283 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q1 2014 | May 23, 2014 |
| Grandeur Peak Global Advisors, LLC | History | No change | 1,104,900 | 1,107 | 0.26% | 0.26% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DAFNA Capital Management LLC | History | No change | 1,053,704 | 1,055 | 0.91% | 0.91% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Broadfin Capital, LLC | History | No change | 640,346 | 641 | 0.06% | 0.06% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ALLEN HOLDING INC /NY | History | No change | 417,938 | 419 | 0.09% | 0.09% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LOCKHEED MARTIN INVESTMENT MANAGEMENT CO | History | New | 210,000 | 239 | 0.01% | — | 12 | +210,000 | New | Q2 2014 | Aug 07, 2014 |
| ROYCE & ASSOCIATES LLC | History | Reduced | 114,486 | 131 | 0.0% | 0.0% | 13 | -55,114 | -32.5% | Q2 2014 | Aug 11, 2014 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | No change | 114,344 | 115 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 114,127 | 115 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| KCG Holdings, Inc. | History | No change | 82,491 | 82 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 84,300 | 81 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| PATHSTONE FAMILY OFFICE, LLC | History | No change | 56,465 | 64 | 0.18% | 0.15% | 18 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| NORTHERN TRUST CORP | History | No change | 59,240 | 60 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | No change | 45,720 | 46 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Rotella Capital Management, Inc. | History | No change | 35,925 | 36 | 0.04% | 0.04% | 21 | 0 | 0.0% | Q1 2014 | May 21, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | No change | 33,400 | 33 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Teton Advisors, Inc. | History | Added to | 22,000 | 25 | 0.0% | 0.0% | 23 | +1,000 | 4.76% | Q2 2014 | Aug 06, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 19,631 | 22 | 0.0% | 0.0% | 24 | -12,250 | -38.42% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 18,033 | 21 | 0.0% | 0.0% | 25 | +4,542 | 33.67% | Q2 2014 | Aug 06, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 18,590 | 19 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Bank of New York Mellon Corp | History | No change | 17,566 | 18 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Private Wealth Partners, LLC | History | No change | 15,000 | 17 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 15,700 | 16 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| KING LUTHER CAPITAL MANAGEMENT CORP | History | No change | 15,000 | 15 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| JANE STREET GROUP, LLC | History | No change | 14,201 | 14 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 11,496 | 12 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| STATE STREET CORP | History | No change | 10,200 | 10 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 8,703 | 9 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | No change | 4,000 | 4 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | No change | 2,751 | 3 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 513 | 1 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GROUP ONE TRADING, L.P. | History | No change | 1,086 | 1 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| BlackRock Fund Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -133,401 | -100.0% | Q2 2014 | Aug 06, 2014 |
| Strategic Capital Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,891 | -100.0% | Q2 2014 | Jul 14, 2014 |
| Edge Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,000 | -100.0% | Q2 2014 | Jul 25, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | No change | 160 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Creative Planning | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |