Cerevel Therapeutics Holdings, Inc. - 15678U128
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NORGES BANK | History | No change | 2,335,746 | 95,508 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2024 | Aug 14, 2024 |
| IFP Advisors, Inc | History | Reduced | 346 | 15 | 0.0% | 0.0% | 2 | -418 | -54.71% | Q3 2024 | Feb 04, 2025 |
| Blue Trust, Inc. | History | Added to | 126 | 5 | 0.0% | 0.0% | 3 | +7 | 5.88% | Q3 2024 | Oct 17, 2024 |
| BAIN CAPITAL INVESTORS LLC | History | Closed out | 0 | 0 | — | 57.02% | — | -65,679,781 | -100.0% | Q3 2024 | Nov 14, 2024 |
| PERCEPTIVE ADVISORS LLC | History | Closed out | 0 | 0 | — | 10.63% | — | -10,794,876 | -100.0% | Q3 2024 | Nov 14, 2024 |
| Avoro Capital Advisors LLC | History | Closed out | 0 | 0 | — | 4.11% | — | -7,539,547 | -100.0% | Q3 2024 | Nov 14, 2024 |
| VANGUARD GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,154,343 | -100.0% | Q3 2024 | Nov 13, 2024 |
| FIL Ltd | History | Closed out | 0 | 0 | — | 0.13% | — | -3,252,000 | -100.0% | Q3 2024 | Nov 13, 2024 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -3,109,886 | -100.0% | Q3 2024 | Nov 14, 2024 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -2,960,795 | -100.0% | Q3 2024 | Nov 14, 2024 |
| Paradigm Biocapital Advisors LP | History | Closed out | 0 | 0 | — | 3.65% | — | -2,330,508 | -100.0% | Q3 2024 | Nov 14, 2024 |
| Pentwater Capital Management LP | History | Closed out | 0 | 0 | — | 1.19% | — | -2,278,719 | -100.0% | Q3 2024 | Nov 14, 2024 |
| SOROS FUND MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 1.58% | — | -2,151,641 | -100.0% | Q3 2024 | Nov 14, 2024 |
| LMR Partners LLP | History | Closed out | 0 | 0 | — | 0.67% | — | -1,935,981 | -100.0% | Q3 2024 | Nov 07, 2024 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.1% | — | -1,869,340 | -100.0% | Q3 2024 | Nov 14, 2024 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -1,494,341 | -100.0% | Q3 2024 | Nov 14, 2024 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,469,670 | -100.0% | Q3 2024 | Nov 12, 2024 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,347,680 | -100.0% | Q3 2024 | Nov 14, 2024 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,284,070 | -100.0% | Q3 2024 | Nov 12, 2024 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,269,918 | -100.0% | Q3 2024 | Nov 14, 2024 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.08% | — | -1,233,565 | -100.0% | Q3 2024 | Nov 14, 2024 |
| FARALLON CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -1,190,000 | -100.0% | Q3 2024 | Nov 14, 2024 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,020,921 | -100.0% | Q3 2024 | Nov 14, 2024 |
| Magnetar Financial LLC | History | Closed out | 0 | 0 | — | 0.86% | — | -1,014,239 | -100.0% | Q3 2024 | Nov 13, 2024 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -930,332 | -100.0% | Q3 2024 | Nov 14, 2024 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -734,218 | -100.0% | Q3 2024 | Nov 14, 2024 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -697,510 | -100.0% | Q3 2024 | Nov 08, 2024 |
| BAKER BROS. ADVISORS LP | History | Closed out | 0 | 0 | — | 0.36% | — | -683,588 | -100.0% | Q3 2024 | Nov 14, 2024 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -645,282 | -100.0% | Q3 2024 | Nov 13, 2024 |
| Caption Management, LLC | History | Closed out | 0 | 0 | — | 0.4% | — | -630,000 | -100.0% | Q3 2024 | Nov 14, 2024 |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | History | Closed out | 0 | 0 | — | 0.05% | — | -609,765 | -100.0% | Q3 2024 | Nov 14, 2024 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.04% | — | -596,407 | -100.0% | Q3 2024 | Nov 14, 2024 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -529,071 | -100.0% | Q3 2024 | Nov 14, 2024 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -522,930 | -100.0% | Q3 2024 | Nov 12, 2024 |
| Grantham, Mayo, Van Otterloo & Co. LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -508,838 | -100.0% | Q3 2024 | Nov 13, 2024 |
| AQR Arbitrage LLC | History | Closed out | 0 | 0 | — | 0.53% | — | -502,062 | -100.0% | Q3 2024 | Nov 14, 2024 |
| EVENTIDE ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.34% | — | -490,000 | -100.0% | Q3 2024 | Nov 14, 2024 |
| Hudson Bay Capital Management LP | History | Closed out | 0 | 0 | — | 0.09% | — | -475,000 | -100.0% | Q3 2024 | Nov 13, 2024 |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | History | Closed out | 0 | 0 | — | 0.05% | — | -466,823 | -100.0% | Q3 2024 | Nov 13, 2024 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -407,357 | -100.0% | Q3 2024 | Nov 14, 2024 |
| Frazier Life Sciences Management, L.P. | History | Closed out | 0 | 0 | — | 0.75% | — | -393,000 | -100.0% | Q3 2024 | Nov 15, 2024 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.04% | — | -367,973 | -100.0% | Q3 2024 | Nov 14, 2024 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -361,400 | -100.0% | Q3 2024 | Nov 13, 2024 |
| GABELLI FUNDS LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -347,624 | -100.0% | Q3 2024 | Nov 13, 2024 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -338,455 | -100.0% | Q3 2024 | Nov 14, 2024 |
| Man Group plc | History | Closed out | 0 | 0 | — | 0.03% | — | -337,271 | -100.0% | Q3 2024 | Nov 14, 2024 |
| Woodline Partners LP | History | Closed out | 0 | 0 | — | 0.13% | — | -335,500 | -100.0% | Q3 2024 | Nov 14, 2024 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -330,728 | -100.0% | Q3 2024 | May 14, 2025 |
| JANUS HENDERSON GROUP PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -293,385 | -100.0% | Q3 2024 | Nov 14, 2024 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -269,948 | -100.0% | Q3 2024 | Nov 15, 2024 |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.22% | — | -260,399 | -100.0% | Q3 2024 | Nov 14, 2024 |
| PICTON MAHONEY ASSET MANAGEMENT | History | Closed out | 0 | 0 | — | 0.4% | — | -250,000 | -100.0% | Q3 2024 | Nov 04, 2024 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -249,362 | -100.0% | Q3 2024 | Nov 12, 2024 |
| Centiva Capital, LP | History | Closed out | 0 | 0 | — | 0.15% | — | -220,000 | -100.0% | Q3 2024 | Nov 14, 2024 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -204,808 | -100.0% | Q3 2024 | Nov 14, 2024 |
| ARMISTICE CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -201,743 | -100.0% | Q3 2024 | Nov 14, 2024 |
| Rafferty Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -183,293 | -100.0% | Q3 2024 | Nov 13, 2024 |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -178,765 | -100.0% | Q3 2024 | Nov 07, 2024 |
| GREAT LAKES ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -172,337 | -100.0% | Q3 2024 | Nov 04, 2024 |
| Swiss National Bank | History | Closed out | 0 | 0 | — | 0.0% | — | -143,200 | -100.0% | Q3 2024 | Nov 07, 2024 |
| Carmignac Gestion | History | Closed out | 0 | 0 | — | 0.1% | — | -142,015 | -100.0% | Q3 2024 | Nov 13, 2024 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -128,500 | -100.0% | Q3 2024 | Nov 14, 2024 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.03% | — | -126,538 | -100.0% | Q3 2024 | Nov 14, 2024 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -120,723 | -100.0% | Q3 2024 | Apr 04, 2025 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -113,500 | -100.0% | Q3 2024 | Nov 14, 2024 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -102,509 | -100.0% | Q3 2024 | Jan 13, 2025 |
| TWO SIGMA ADVISERS, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -101,700 | -100.0% | Q3 2024 | Nov 14, 2024 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -90,932 | -100.0% | Q3 2024 | Nov 14, 2024 |
| RHUMBLINE ADVISERS | History | Closed out | 0 | 0 | — | 0.0% | — | -87,810 | -100.0% | Q3 2024 | Nov 12, 2024 |
| Y-Intercept (Hong Kong) Ltd | History | Closed out | 0 | 0 | — | 0.18% | — | -78,576 | -100.0% | Q3 2024 | Nov 15, 2024 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -74,865 | -100.0% | Q3 2024 | Mar 31, 2026 |
| Legal & General Group Plc | History | Closed out | 0 | 0 | — | 0.0% | — | -73,771 | -100.0% | Q3 2024 | Feb 28, 2025 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -73,395 | -100.0% | Q3 2024 | Nov 14, 2024 |
| NATIXIS | History | Closed out | 0 | 0 | — | 0.02% | — | -71,789 | -100.0% | Q3 2024 | Nov 13, 2024 |
| Schonfeld Strategic Advisors LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -60,975 | -100.0% | Q3 2024 | Nov 14, 2024 |
| GAMCO INVESTORS, INC. ET AL | History | Closed out | 0 | 0 | — | 0.03% | — | -59,350 | -100.0% | Q3 2024 | Nov 14, 2024 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -57,988 | -100.0% | Q3 2024 | Nov 14, 2024 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -57,337 | -100.0% | Q3 2024 | Nov 12, 2024 |
| Allianz Asset Management GmbH | History | Closed out | 0 | 0 | — | 0.0% | — | -55,000 | -100.0% | Q3 2024 | Nov 13, 2024 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.01% | — | -47,292 | -100.0% | Q3 2024 | Nov 15, 2024 |
| State of New Jersey Common Pension Fund D | History | Closed out | 0 | 0 | — | 0.01% | — | -45,897 | -100.0% | Q3 2024 | Nov 04, 2024 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -44,847 | -100.0% | Q3 2024 | Nov 13, 2024 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -44,442 | -100.0% | Q3 2024 | Nov 14, 2024 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -42,761 | -100.0% | Q3 2024 | Nov 14, 2024 |
| MOORE CAPITAL MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.03% | — | -42,600 | -100.0% | Q3 2024 | Nov 14, 2024 |
| Walleye Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -40,000 | -100.0% | Q3 2024 | Nov 14, 2024 |
| Erste Asset Management GmbH | History | Closed out | 0 | 0 | — | 0.02% | — | -40,000 | -100.0% | Q3 2024 | Nov 14, 2024 |
| ALGERT GLOBAL LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -39,742 | -100.0% | Q3 2024 | Aug 10, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.0% | — | -39,604 | -100.0% | Q3 2024 | Oct 08, 2025 |
| Point72 Asset Management, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -35,000 | -100.0% | Q3 2024 | Nov 14, 2024 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -34,210 | -100.0% | Q3 2024 | Feb 07, 2025 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.02% | — | -33,086 | -100.0% | Q3 2024 | Nov 14, 2024 |
| STRS OHIO | History | Closed out | 0 | 0 | — | 0.01% | — | -31,316 | -100.0% | Q3 2024 | Nov 01, 2024 |
| Skandinaviska Enskilda Banken AB (publ) | History | Closed out | 0 | 0 | — | 0.01% | — | -30,000 | -100.0% | Q3 2024 | Nov 07, 2024 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -29,000 | -100.0% | Q3 2024 | Nov 04, 2024 |
| GROUP ONE TRADING LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,041 | -100.0% | Q3 2024 | Nov 14, 2024 |
| Blackstone Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -20,651 | -100.0% | Q3 2024 | Nov 14, 2024 |
| Arizona State Retirement System | History | Closed out | 0 | 0 | — | 0.01% | — | -20,332 | -100.0% | Q3 2024 | Nov 12, 2024 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,816 | -100.0% | Q3 2024 | Nov 14, 2024 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -18,160 | -100.0% | Q3 2024 | Nov 08, 2024 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Closed out | 0 | 0 | — | 0.0% | — | -15,950 | -100.0% | Q3 2024 | Nov 13, 2024 |
| ProShare Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,422 | -100.0% | Q3 2024 | Nov 14, 2024 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,880 | -100.0% | Q3 2024 | Nov 13, 2024 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Closed out | 0 | 0 | — | 0.0% | — | -13,170 | -100.0% | Q3 2024 | Nov 14, 2024 |
| SEI INVESTMENTS CO | History | Closed out | 0 | 0 | — | 0.0% | — | -12,414 | -100.0% | Q3 2024 | Nov 12, 2024 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,146 | -100.0% | Q3 2024 | Oct 31, 2024 |
| DIMENSIONAL FUND ADVISORS LP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,682 | -100.0% | Q3 2024 | Nov 07, 2024 |
| VICTORY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,317 | -100.0% | Q3 2024 | Nov 05, 2024 |
| Polar Asset Management Partners Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -10,000 | -100.0% | Q3 2024 | Nov 14, 2024 |
| Pictet Asset Management Holding SA | History | Closed out | 0 | 0 | — | 0.0% | — | -9,563 | -100.0% | Q3 2024 | Nov 12, 2024 |
| Jump Financial, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,268 | -100.0% | Q3 2024 | Nov 14, 2024 |
| XPONANCE, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -8,638 | -100.0% | Q3 2024 | Nov 12, 2024 |
| Graham Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -8,417 | -100.0% | Q3 2024 | Nov 14, 2024 |
| Gotham Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,310 | -100.0% | Q3 2024 | Nov 14, 2024 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -7,450 | -100.0% | Q3 2024 | Nov 13, 2024 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,051 | -100.0% | Q3 2024 | Nov 08, 2024 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -5,925 | -100.0% | Q3 2024 | Jun 26, 2025 |
| DRW Securities, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,900 | -100.0% | Q3 2024 | Nov 13, 2024 |
| Maryland State Retirement & Pension System | History | Closed out | 0 | 0 | — | 0.0% | — | -5,372 | -100.0% | Q3 2024 | Nov 12, 2024 |
| CIBC Asset Management Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -5,092 | -100.0% | Q3 2024 | Nov 06, 2024 |
| MetLife Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,432 | -100.0% | Q3 2024 | Nov 13, 2024 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -4,285 | -100.0% | Q3 2024 | Nov 14, 2024 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -4,020 | -100.0% | Q3 2024 | Nov 14, 2024 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -1,415 | -100.0% | Q3 2024 | Nov 13, 2024 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,128 | -100.0% | Q3 2024 | Nov 13, 2024 |
| Pacer Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,043 | -100.0% | Q3 2024 | Nov 12, 2024 |
| NISA INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -717 | -100.0% | Q3 2024 | Oct 24, 2024 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -517 | -100.0% | Q3 2024 | Oct 28, 2024 |
| HM PAYSON & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q3 2024 | Oct 28, 2024 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -378 | -100.0% | Q3 2024 | Nov 14, 2024 |
| Mitsubishi UFJ Asset Management Co., Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -211 | -100.0% | Q3 2024 | Nov 08, 2024 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -210 | -100.0% | Q3 2024 | Oct 21, 2024 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -175 | -100.0% | Q3 2024 | Nov 13, 2024 |
| EXCHANGE TRADED CONCEPTS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -156 | -100.0% | Q3 2024 | Oct 10, 2024 |
| CI INVESTMENTS INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -139 | -100.0% | Q3 2024 | Nov 12, 2024 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -111 | -100.0% | Q3 2024 | Oct 23, 2024 |
| Itau Unibanco Holding S.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q3 2024 | Nov 14, 2024 |
| TD PRIVATE CLIENT WEALTH LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -78 | -100.0% | Q3 2024 | Nov 18, 2024 |
| Farther Finance Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -43 | -100.0% | Q3 2024 | Oct 29, 2024 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | — | — | -16 | -100.0% | Q3 2024 | Nov 08, 2024 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | — | — | -12 | -100.0% | Q3 2024 | Oct 16, 2024 |
| NATIONAL BANK OF CANADA /FI/ | History | Closed out | 0 | 0 | — | — | — | -9 | -100.0% | Q3 2024 | Nov 15, 2024 |
| Parallel Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q3 2024 | Nov 13, 2024 |