CLAYMORE EXCHANGE TRD FD TR - 18383M381
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SII INVESTMENTS INC/WI | History | Added to | 269,852 | 7,402 | 1.06% | 0.73% | 1 | +123,812 | 84.78% | Q2 2014 | Jul 28, 2014 |
| Linscomb & Williams, Inc. | History | Reduced | 208,447 | 5,722 | 0.6% | 0.64% | 2 | -2,591 | -1.23% | Q2 2014 | Aug 05, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 100,605 | 2,762 | 0.03% | 0.04% | 3 | +860 | 0.86% | Q2 2014 | Jul 23, 2014 |
| Carroll Financial Associates, Inc. | History | Added to | 87,870 | 2,412 | 0.67% | 0.48% | 4 | +34,520 | 64.7% | Q2 2014 | Aug 08, 2014 |
| ATWOOD & PALMER INC | History | New | 59,925 | 1,645 | 0.44% | — | 5 | +59,925 | New | Q2 2014 | Aug 11, 2014 |
| National Planning Corp | History | Added to | 47,000 | 1,290 | 0.1% | 0.11% | 6 | +939 | 2.04% | Q2 2014 | Jul 16, 2014 |
| Gradient Investments LLC | History | Added to | 41,978 | 1,152 | 0.23% | 0.26% | 7 | +644 | 1.56% | Q2 2014 | Jul 11, 2014 |
| Confluence Wealth Management LLC | History | Added to | 28,602 | 785 | 0.45% | 0.54% | 8 | +2,517 | 9.65% | Q2 2014 | Aug 06, 2014 |
| Empirical Financial Services, LLC | History | Added to | 24,219 | 665 | 0.16% | 0.17% | 9 | +441 | 1.85% | Q2 2014 | Jul 17, 2014 |
| CITY NATIONAL BANK | History | Added to | 16,132 | 442 | 0.0% | 0.0% | 10 | +8,066 | 100.0% | Q2 2014 | Jul 28, 2014 |
| Madden Advisory Services, Inc. | History | New | 14,630 | 402 | 0.2% | — | 11 | +14,630 | New | Q2 2014 | Aug 11, 2014 |
| LPL Financial LLC | History | Reduced | 11,118 | 305 | 0.0% | 0.02% | 12 | -133,651 | -92.32% | Q2 2014 | Aug 05, 2014 |
| PRIVATE TRUST CO NA | History | Added to | 6,150 | 169 | 0.06% | 0.0% | 13 | +5,772 | 1526.98% | Q2 2014 | Jul 22, 2014 |
| Private Ocean, LLC | History | Added to | 5,546 | 152 | 0.11% | 0.11% | 14 | +60 | 1.09% | Q2 2014 | Jul 30, 2014 |
| Alexandria Capital, LLC | History | Added to | 2,635 | 72 | 0.03% | 0.02% | 15 | +735 | 38.68% | Q2 2014 | Aug 01, 2014 |
| JNBA Financial Advisors | History | No change | 800 | 22 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| Capital Advisors, Ltd. LLC | History | Added to | 387 | 11 | 0.01% | 0.01% | 17 | +1 | 0.26% | Q2 2014 | Jul 25, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 70 | 2 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -515,894 | -100.0% | Q1 2014 | May 16, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -400,539 | -100.0% | Q1 2014 | May 13, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -290,008 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -195,956 | -100.0% | Q1 2014 | May 16, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -166,522 | -100.0% | Q1 2014 | May 15, 2014 |
| National Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.9% | — | -108,918 | -100.0% | Q1 2014 | May 02, 2014 |
| Bluefin Trading, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -64,786 | -100.0% | Q1 2014 | May 15, 2014 |
| Ashfield Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -62,847 | -100.0% | Q1 2014 | May 09, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -42,653 | -100.0% | Q1 2014 | May 15, 2014 |
| David R. Rahn & Associates Inc. | History | Closed out | 0 | 0 | — | 0.92% | — | -41,590 | -100.0% | Q1 2014 | Apr 28, 2014 |
| Cetera Advisor Networks LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -31,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Atlanta Capital Group | History | Closed out | 0 | 0 | — | 0.24% | — | -29,707 | -100.0% | Q1 2014 | Apr 25, 2014 |
| Eqis Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.1% | — | -16,513 | -100.0% | Q1 2014 | May 14, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,807 | -100.0% | Q1 2014 | May 15, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,930 | -100.0% | Q1 2014 | May 14, 2014 |
| Boyer & Corporon Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -13,863 | -100.0% | Q1 2014 | May 13, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,558 | -100.0% | Q1 2014 | May 12, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -9,384 | -100.0% | Q1 2014 | May 15, 2014 |
| Parasol Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -8,585 | -100.0% | Q1 2014 | Apr 14, 2014 |
| Prospera Financial Services | History | Closed out | 0 | 0 | — | 0.07% | — | -7,532 | -100.0% | Q2 2014 | Jul 07, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -856 | -100.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -230 | -100.0% | Q1 2014 | May 15, 2014 |