Guggenheim BulletShares 2017 HY C Bd ETF - 18383M399
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BALASA DINVERNO & FOLTZ LLC | History | New | 1,130,252 | 25,894 | 2.97% | — | 1 | +1,130,252 | New | Q2 2014 | Jul 29, 2014 |
| Gradient Investments LLC | History | Added to | 658,906 | 18,186 | 3.57% | 3.67% | 2 | +82,199 | 14.25% | Q2 2014 | Jul 11, 2014 |
| Summit Asset Management, LLC | History | Added to | 174,706 | 4,822 | 3.71% | 3.68% | 3 | +7,513 | 4.49% | Q2 2014 | Aug 07, 2014 |
| Linscomb & Williams, Inc. | History | Added to | 140,066 | 3,866 | 0.41% | 0.42% | 4 | +145 | 0.1% | Q2 2014 | Aug 05, 2014 |
| ATWOOD & PALMER INC | History | New | 92,905 | 2,564 | 0.68% | — | 5 | +92,905 | New | Q2 2014 | Aug 11, 2014 |
| Confluence Wealth Management LLC | History | Added to | 71,278 | 1,967 | 1.12% | 1.14% | 6 | +16,207 | 29.43% | Q2 2014 | Aug 06, 2014 |
| Eagle Capital Management, LLC | History | Reduced | 62,887 | 1,736 | 0.65% | 0.75% | 7 | -6,637 | -9.55% | Q2 2014 | Jul 11, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 53,415 | 1,474 | 0.02% | 0.02% | 8 | +1,004 | 1.92% | Q2 2014 | Jul 23, 2014 |
| DAVENPORT & Co LLC | History | Added to | 49,070 | 1,354 | 0.02% | 0.02% | 9 | +18,560 | 60.83% | Q2 2014 | Jul 25, 2014 |
| CAMBRIDGE TRUST CO | History | Added to | 35,505 | 980 | 0.08% | 0.07% | 10 | +8,465 | 31.31% | Q2 2014 | Aug 08, 2014 |
| Empirical Financial Services, LLC | History | Added to | 25,814 | 712 | 0.18% | 0.18% | 11 | +1,523 | 6.27% | Q2 2014 | Jul 17, 2014 |
| LINCOLN NATIONAL CORP | History | New | 21,652 | 598 | 0.06% | — | 12 | +21,652 | New | Q2 2014 | Aug 11, 2014 |
| LPL Financial LLC | History | Reduced | 21,055 | 581 | 0.0% | 0.03% | 13 | -176,179 | -89.32% | Q2 2014 | Aug 05, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 14,664 | 405 | 0.01% | 0.01% | 14 | +441 | 3.1% | Q2 2014 | Jul 25, 2014 |
| COURIER CAPITAL CORP | History | Added to | 14,543 | 401 | 0.08% | 0.08% | 15 | +908 | 6.66% | Q2 2014 | Aug 06, 2014 |
| Segment Wealth Management, LLC | History | Added to | 11,850 | 327 | 0.13% | 0.13% | 16 | +1,300 | 12.32% | Q2 2014 | Jul 28, 2014 |
| GM Advisory Group, Inc. | History | No change | 9,177 | 253 | 0.22% | 0.2% | 17 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Prospera Financial Services | History | Added to | 8,575 | 237 | 0.06% | 0.07% | 18 | +1,072 | 14.29% | Q2 2014 | Jul 07, 2014 |
| Capital Advisors, Ltd. LLC | History | Added to | 7,445 | 205 | 0.11% | 0.11% | 19 | +376 | 5.32% | Q2 2014 | Jul 25, 2014 |
| Private Ocean, LLC | History | Added to | 5,485 | 151 | 0.11% | 0.11% | 20 | +53 | 0.98% | Q2 2014 | Jul 30, 2014 |
| PRIVATE TRUST CO NA | History | Added to | 4,095 | 113 | 0.04% | 0.0% | 21 | +3,770 | 1160.0% | Q2 2014 | Jul 22, 2014 |
| Alexandria Capital, LLC | History | No change | 2,695 | 74 | 0.03% | 0.03% | 22 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| Carroll Financial Associates, Inc. | History | No change | 1,800 | 50 | 0.01% | 0.02% | 23 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 800 | 22 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| JNBA Financial Advisors | History | No change | 800 | 22 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| Wunderlich Securities, Inc. | History | New | 370 | 10 | 0.01% | — | 26 | +370 | New | Q2 2014 | Jul 17, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | New | 50 | 1 | 0.0% | — | 27 | +50 | New | Q2 2014 | Aug 08, 2014 |
| Transamerica Financial Advisors, Inc. | History | No change | 1 | 1 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.25% | — | -3,152,351 | -100.0% | Q1 2014 | May 16, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -303,140 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.01% | — | -239,800 | -100.0% | Q1 2014 | May 16, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -234,010 | -100.0% | Q1 2014 | May 15, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.04% | — | -146,398 | -100.0% | Q1 2014 | May 15, 2014 |
| Bluefin Trading, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -73,142 | -100.0% | Q1 2014 | May 15, 2014 |
| Ashfield Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -64,682 | -100.0% | Q1 2014 | May 09, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -56,841 | -100.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -46,972 | -100.0% | Q1 2014 | May 15, 2014 |
| Raymond James Financial Services Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.07% | — | -44,019 | -100.0% | Q1 2014 | May 08, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -38,308 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,628 | -100.0% | Q1 2014 | May 14, 2014 |
| Parasol Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.32% | — | -16,175 | -100.0% | Q1 2014 | Apr 14, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -16,114 | -100.0% | Q1 2014 | May 14, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,761 | -100.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,493 | -100.0% | Q1 2014 | May 12, 2014 |
| David R. Rahn & Associates Inc. | History | Closed out | 0 | 0 | — | 0.24% | — | -10,940 | -100.0% | Q1 2014 | Apr 28, 2014 |
| WEALTHCARE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -990 | -100.0% | Q1 2014 | May 13, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -230 | -100.0% | Q1 2014 | May 15, 2014 |