CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 - 18383M548
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DAVENPORT & Co LLC | History | Added to | 750,769 | 17,200 | 0.29% | 0.24% | 1 | +159,469 | 26.97% | Q2 2014 | Jul 25, 2014 |
| Evanston Investments, Inc., dba Evanston Advisors | History | Added to | 615,730 | 14,106 | 4.89% | 4.95% | 2 | +9,775 | 1.61% | Q2 2014 | Jul 25, 2014 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Added to | 406,353 | 9,310 | 3.27% | 3.01% | 3 | +69,345 | 20.58% | Q2 2014 | Jul 22, 2014 |
| EASTERN BANK | History | Added to | 308,116 | 7,059 | 0.57% | 0.57% | 4 | +11,782 | 3.98% | Q2 2014 | Jul 16, 2014 |
| Linscomb & Williams, Inc. | History | Reduced | 286,527 | 6,564 | 0.69% | 0.77% | 5 | -17,524 | -5.76% | Q2 2014 | Aug 05, 2014 |
| HENGEHOLD CAPITAL MANAGEMENT LLC | History | Added to | 230,977 | 5,292 | 1.77% | 1.67% | 6 | +15,107 | 7.0% | Q2 2014 | Aug 01, 2014 |
| COURIER CAPITAL CORP | History | Added to | 152,093 | 3,484 | 0.69% | 0.69% | 7 | +6,037 | 4.13% | Q2 2014 | Aug 06, 2014 |
| Raub Brock Capital Management LP | History | Added to | 150,884 | 3,457 | 1.3% | 1.26% | 8 | +6,846 | 4.75% | Q2 2014 | Jul 31, 2014 |
| Gradient Investments LLC | History | Added to | 143,544 | 3,289 | 0.65% | 0.61% | 9 | +27,215 | 23.39% | Q2 2014 | Jul 11, 2014 |
| Empirical Financial Services, LLC | History | Added to | 106,452 | 2,439 | 0.6% | 0.59% | 10 | +7,825 | 7.93% | Q2 2014 | Jul 17, 2014 |
| ATWOOD & PALMER INC | History | New | 105,490 | 2,417 | 0.64% | — | 11 | +105,490 | New | Q2 2014 | Aug 11, 2014 |
| Legacy Private Trust Co. | History | Added to | 105,441 | 2,416 | 0.37% | 0.31% | 12 | +28,065 | 36.27% | Q2 2014 | Jul 18, 2014 |
| LPL Financial LLC | History | Added to | 101,200 | 2,318 | 0.01% | 0.01% | 13 | +10,366 | 11.41% | Q2 2014 | Aug 05, 2014 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | History | Added to | 96,738 | 2,216 | 0.1% | 0.11% | 14 | +2,047 | 2.16% | Q2 2014 | Jul 21, 2014 |
| PacWest Financial Management Inc | History | Added to | 75,391 | 1,727 | 1.28% | 1.21% | 15 | +6,777 | 9.88% | Q2 2014 | Jul 24, 2014 |
| Courage Miller Partners, LLC | History | New | 68,352 | 1,566 | 1.15% | — | 16 | +68,352 | New | Q2 2014 | Aug 01, 2014 |
| First Fiduciary Investment Counsel, Inc. | History | Added to | 66,210 | 1,517 | 0.33% | 0.34% | 17 | +1,960 | 3.05% | Q2 2014 | Aug 05, 2014 |
| PARK NATIONAL CORP /OH/ | History | Added to | 58,614 | 1,342 | 0.09% | 0.08% | 18 | +11,555 | 24.55% | Q2 2014 | Jul 01, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 44,404 | 1,017 | 0.01% | 0.01% | 19 | -119 | -0.27% | Q2 2014 | Jul 23, 2014 |
| ATRIA INVESTMENTS LLC | History | Added to | 42,395 | 971 | 0.1% | 0.09% | 20 | +4,424 | 11.65% | Q2 2014 | Jul 21, 2014 |
| AMERICAN ECONOMIC PLANNING GROUP INC /ADV | History | Added to | 40,420 | 926 | 0.34% | 0.34% | 21 | +2,670 | 7.07% | Q2 2014 | Aug 07, 2014 |
| LINCOLN NATIONAL CORP | History | New | 26,542 | 608 | 0.06% | — | 22 | +26,542 | New | Q2 2014 | Aug 11, 2014 |
| PRIVATE BANK & TRUST CO | History | No change | 25,750 | 590 | 0.11% | 0.12% | 23 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| SMITH, MOORE & CO. | History | No change | 21,149 | 485 | 0.29% | 0.29% | 24 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| VSR Financial Services, Inc. | History | Added to | 21,107 | 484 | 0.06% | 0.05% | 25 | +5,231 | 32.95% | Q2 2014 | Aug 05, 2014 |
| Concert Wealth Management Inc. | History | Added to | 19,963 | 448 | 0.05% | 0.06% | 26 | +216 | 1.09% | Q2 2014 | Jul 31, 2014 |
| Capital Advisors, Ltd. LLC | History | Reduced | 18,882 | 433 | 0.24% | 0.29% | 27 | -2,595 | -12.08% | Q2 2014 | Jul 25, 2014 |
| CADENCE BANK NA | History | Reduced | 17,585 | 403 | 0.22% | 0.26% | 28 | -1,475 | -7.74% | Q2 2014 | Aug 04, 2014 |
| Confluence Wealth Management LLC | History | Added to | 17,117 | 392 | 0.22% | 0.23% | 29 | +3,479 | 25.51% | Q2 2014 | Aug 06, 2014 |
| East Coast Asset Management, LLC. | History | No change | 16,879 | 387 | 0.21% | 0.22% | 30 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | New | 15,800 | 362 | 0.01% | — | 31 | +15,800 | New | Q2 2014 | Aug 08, 2014 |
| Long Wharf Investors, Inc. | History | No change | 12,821 | 294 | 0.23% | 0.25% | 32 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Winfield Associates, Inc. | History | No change | 10,700 | 245 | 0.18% | 0.2% | 33 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| PRIVATE TRUST CO NA | History | New | 5,255 | 120 | 0.04% | — | 34 | +5,255 | New | Q2 2014 | Jul 22, 2014 |
| Lehman Financial Resources, Inc. | History | No change | 4,421 | 101 | 0.05% | 0.05% | 35 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Alexandria Capital, LLC | History | No change | 3,185 | 73 | 0.03% | 0.03% | 36 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| SMITHFIELD TRUST CO | History | No change | 2,800 | 64 | 0.01% | 0.01% | 37 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 1,250 | 29 | 0.0% | — | 38 | +1,250 | New | Q2 2014 | Aug 08, 2014 |
| JNBA Financial Advisors | History | No change | 600 | 14 | 0.01% | 0.01% | 39 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| Madden Advisory Services, Inc. | History | No change | 525 | 12 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 501 | 11 | 0.0% | 0.0% | 41 | -18,090 | -97.31% | Q2 2014 | Aug 08, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | Reduced | 241 | 6 | 0.0% | 0.0% | 42 | -128 | -34.69% | Q2 2014 | Jul 21, 2014 |
| WealthTrust-Arizona, LLC | History | New | 42 | 1 | 0.0% | — | 43 | +42 | New | Q2 2014 | Jul 22, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.01% | — | -1,103,258 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.02% | — | -1,094,297 | -100.0% | Q1 2014 | May 16, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -708,675 | -100.0% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -541,163 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -193,001 | -100.0% | Q1 2014 | May 15, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -160,321 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -114,543 | -100.0% | Q1 2014 | May 14, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -69,294 | -100.0% | Q1 2014 | May 14, 2014 |
| Parasol Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.84% | — | -51,850 | -100.0% | Q1 2014 | Apr 14, 2014 |
| Saba Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.07% | — | -50,628 | -100.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -42,333 | -100.0% | Q1 2014 | May 12, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -32,777 | -100.0% | Q1 2014 | May 14, 2014 |
| Ashfield Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -29,996 | -100.0% | Q1 2014 | May 09, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -29,480 | -100.0% | Q1 2014 | May 15, 2014 |
| MADISON INVESTMENT HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -27,938 | -100.0% | Q1 2014 | May 06, 2014 |
| Financial Advisory Group | History | Closed out | 0 | 0 | — | 0.35% | — | -27,151 | -100.0% | Q1 2014 | May 08, 2014 |
| Eqis Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.1% | — | -19,730 | -100.0% | Q1 2014 | May 14, 2014 |
| Partnervest Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -18,496 | -100.0% | Q1 2014 | May 12, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,456 | -100.0% | Q1 2014 | May 16, 2014 |
| TOWER TRUST Co | History | Closed out | 0 | 0 | — | 0.21% | — | -14,871 | -100.0% | Q1 2014 | May 08, 2014 |
| FCG ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -14,244 | -100.0% | Q1 2014 | May 14, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -13,434 | -100.0% | Q1 2014 | May 15, 2014 |
| Fusion Investment Group, LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -13,143 | -100.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,527 | -100.0% | Q1 2014 | May 15, 2014 |
| GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,200 | -100.0% | Q1 2014 | May 15, 2014 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,400 | -100.0% | Q1 2014 | May 14, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -800 | -100.0% | Q1 2014 | May 15, 2014 |