CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2015 - 18383M563
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DAVENPORT & Co LLC | History | Added to | 754,895 | 16,532 | 0.28% | 0.26% | 1 | +93,997 | 14.22% | Q2 2014 | Jul 25, 2014 |
| TD Capital Management LLC | History | Added to | 666,262 | 14,591 | 3.29% | 3.35% | 2 | +1,595 | 0.24% | Q2 2014 | Aug 05, 2014 |
| COURIER CAPITAL CORP | History | Added to | 563,804 | 12,347 | 2.44% | 2.51% | 3 | +7,720 | 1.39% | Q2 2014 | Aug 06, 2014 |
| Evanston Investments, Inc., dba Evanston Advisors | History | Added to | 489,878 | 10,728 | 3.72% | 3.74% | 4 | +11,971 | 2.5% | Q2 2014 | Jul 25, 2014 |
| LPL Financial LLC | History | Added to | 396,347 | 8,680 | 0.05% | 0.05% | 5 | +10,600 | 2.75% | Q2 2014 | Aug 05, 2014 |
| SYNOVUS FINANCIAL CORP | History | Added to | 340,993 | 7,466 | 0.21% | 0.21% | 6 | +10,733 | 3.25% | Q2 2014 | Aug 01, 2014 |
| Pinnacle Advisory Group, Inc. | History | Added to | 292,642 | 6,408 | 0.75% | 0.62% | 7 | +7,779 | 2.73% | Q2 2014 | Jul 23, 2014 |
| SPINNAKER TRUST | History | Reduced | 292,488 | 6,406 | 1.05% | 1.18% | 8 | -34,453 | -10.54% | Q2 2014 | Jul 28, 2014 |
| Linscomb & Williams, Inc. | History | Reduced | 258,347 | 5,658 | 0.6% | 0.71% | 9 | -35,397 | -12.05% | Q2 2014 | Aug 05, 2014 |
| Legacy Private Trust Co. | History | Added to | 205,707 | 4,505 | 0.7% | 0.78% | 10 | +1,745 | 0.86% | Q2 2014 | Jul 18, 2014 |
| ATWOOD & PALMER INC | History | New | 194,435 | 4,258 | 1.14% | — | 11 | +194,435 | New | Q2 2014 | Aug 11, 2014 |
| DAVIDSON D A & CO | History | Added to | 168,637 | 3,693 | 0.13% | 0.13% | 12 | +1,288 | 0.77% | Q2 2014 | Jul 29, 2014 |
| Raub Brock Capital Management LP | History | Added to | 118,235 | 2,589 | 0.97% | 0.95% | 13 | +4,565 | 4.02% | Q2 2014 | Jul 31, 2014 |
| Empirical Financial Services, LLC | History | Added to | 117,470 | 2,573 | 0.64% | 0.64% | 14 | +6,188 | 5.56% | Q2 2014 | Jul 17, 2014 |
| Capital Advisors, Ltd. LLC | History | Reduced | 96,787 | 2,120 | 1.19% | 1.3% | 15 | -4,184 | -4.14% | Q2 2014 | Jul 25, 2014 |
| Confluence Wealth Management LLC | History | Added to | 79,341 | 1,738 | 0.99% | 0.92% | 16 | +23,516 | 42.12% | Q2 2014 | Aug 06, 2014 |
| PARK NATIONAL CORP /OH/ | History | Added to | 78,100 | 1,710 | 0.12% | 0.11% | 17 | +4,205 | 5.69% | Q2 2014 | Jul 01, 2014 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | History | Added to | 66,910 | 1,465 | 0.07% | 0.07% | 18 | +1,481 | 2.26% | Q2 2014 | Jul 21, 2014 |
| Apriem Advisors | History | Reduced | 62,128 | 1,361 | 0.52% | 0.58% | 19 | -8,285 | -11.77% | Q2 2014 | Aug 11, 2014 |
| ATRIA INVESTMENTS LLC | History | Added to | 42,139 | 923 | 0.09% | 0.08% | 21 | +4,782 | 12.8% | Q2 2014 | Jul 21, 2014 |
| AMERICAN ECONOMIC PLANNING GROUP INC /ADV | History | Added to | 42,139 | 923 | 0.34% | 0.34% | 20 | +2,952 | 7.53% | Q2 2014 | Aug 07, 2014 |
| East Coast Asset Management, LLC. | History | No change | 40,954 | 897 | 0.49% | 0.52% | 22 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| Long Wharf Investors, Inc. | History | No change | 40,718 | 892 | 0.7% | 0.76% | 23 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Neuberger Berman Group LLC | History | Added to | 33,630 | 736 | 0.0% | 0.0% | 24 | +3,720 | 12.44% | Q2 2014 | Aug 05, 2014 |
| VSR Financial Services, Inc. | History | Added to | 32,640 | 715 | 0.09% | 0.08% | 25 | +5,443 | 20.01% | Q2 2014 | Aug 05, 2014 |
| LINCOLN NATIONAL CORP | History | New | 30,721 | 673 | 0.07% | — | 26 | +30,721 | New | Q2 2014 | Aug 11, 2014 |
| American Money Management, LLC | History | Reduced | 28,045 | 614 | 0.5% | 0.52% | 27 | -40 | -0.14% | Q2 2014 | Aug 07, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 23,402 | 513 | 0.02% | 0.02% | 28 | -1,223 | -4.97% | Q2 2014 | Jul 25, 2014 |
| Prospera Financial Services | History | Added to | 22,263 | 488 | 0.13% | 0.15% | 29 | +107 | 0.48% | Q2 2014 | Jul 07, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 15,546 | 340 | 0.0% | 0.01% | 30 | -2,508 | -13.89% | Q2 2014 | Jul 23, 2014 |
| HT Partners LLC | History | Added to | 15,036 | 328 | 0.17% | 0.19% | 31 | +1,994 | 15.29% | Q2 2014 | Jul 09, 2014 |
| CADENCE BANK NA | History | No change | 14,383 | 315 | 0.17% | 0.19% | 32 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Segment Wealth Management, LLC | History | No change | 12,650 | 277 | 0.11% | 0.13% | 33 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| Concert Wealth Management Inc. | History | Added to | 12,132 | 259 | 0.03% | 0.03% | 34 | +10 | 0.08% | Q2 2014 | Jul 31, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | Added to | 11,221 | 246 | 0.0% | 0.0% | 35 | +29 | 0.26% | Q2 2014 | Aug 08, 2014 |
| Alexandria Capital, LLC | History | Added to | 10,681 | 234 | 0.1% | 0.1% | 36 | +596 | 5.91% | Q2 2014 | Aug 01, 2014 |
| WASHINGTON TRUST BANK | History | No change | 8,000 | 175 | 0.04% | 0.04% | 37 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Gradient Investments LLC | History | Reduced | 5,275 | 116 | 0.02% | 0.04% | 38 | -1,695 | -24.32% | Q2 2014 | Jul 11, 2014 |
| Winfield Associates, Inc. | History | No change | 5,000 | 109 | 0.08% | 0.09% | 39 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| Madden Advisory Services, Inc. | History | No change | 4,795 | 105 | 0.05% | 0.06% | 40 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 3,203 | 70 | 0.0% | — | 41 | +3,203 | New | Q2 2014 | Aug 08, 2014 |
| Transamerica Financial Advisors, Inc. | History | Added to | 2,776 | 61 | 0.01% | 0.01% | 42 | +353 | 14.57% | Q2 2014 | Jul 14, 2014 |
| HOWE & RUSLING INC | History | No change | 2,081 | 46 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| PRIVATE TRUST CO NA | History | New | 1,139 | 25 | 0.01% | — | 44 | +1,139 | New | Q2 2014 | Jul 22, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 677 | 14 | 0.0% | 0.0% | 45 | -29,207 | -97.73% | Q2 2014 | Aug 08, 2014 |
| JNBA Financial Advisors | History | No change | 600 | 13 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| FTB Advisors, Inc. | History | No change | 390 | 9 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -801,202 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.02% | — | -776,968 | -100.0% | Q1 2014 | May 16, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -548,963 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -331,667 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -212,873 | -100.0% | Q1 2014 | May 14, 2014 |
| Cetera Advisor Networks LLC | History | Closed out | 0 | 0 | — | 0.33% | — | -207,294 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -184,220 | -100.0% | Q1 2014 | May 15, 2014 |
| Buffington Mohr McNeal | History | Closed out | 0 | 0 | — | 1.48% | — | -112,790 | -100.0% | Q1 2014 | May 13, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -95,046 | -100.0% | Q1 2014 | May 14, 2014 |
| Parasol Investment Management, LLC | History | Closed out | 0 | 0 | — | 1.39% | — | -89,545 | -100.0% | Q1 2014 | Apr 14, 2014 |
| CLS Investments, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -55,472 | -100.0% | Q1 2014 | May 13, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -40,919 | -100.0% | Q1 2014 | May 15, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -35,311 | -100.0% | Q1 2014 | May 14, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -31,507 | -100.0% | Q1 2014 | May 12, 2014 |
| Ashfield Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -24,223 | -100.0% | Q1 2014 | May 09, 2014 |
| Eqis Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.1% | — | -20,463 | -100.0% | Q1 2014 | May 14, 2014 |
| MADISON INVESTMENT HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -18,042 | -100.0% | Q1 2014 | May 06, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,652 | -100.0% | Q1 2014 | May 16, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -10,308 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,675 | -100.0% | Q1 2014 | May 15, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,285 | -100.0% | Q1 2014 | May 14, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -716 | -100.0% | Q1 2014 | May 15, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -89 | -100.0% | Q1 2014 | Apr 14, 2014 |