CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2014 - 18383M571
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| TD Capital Management LLC | History | Reduced | 722,005 | 15,249 | 3.43% | 3.54% | 1 | -4,258 | -0.59% | Q2 2014 | Aug 05, 2014 |
| Evanston Investments, Inc., dba Evanston Advisors | History | Reduced | 530,815 | 11,211 | 3.88% | 4.1% | 2 | -9,889 | -1.83% | Q2 2014 | Jul 25, 2014 |
| COURIER CAPITAL CORP | History | Reduced | 500,099 | 10,562 | 2.09% | 2.22% | 3 | -7,777 | -1.53% | Q2 2014 | Aug 06, 2014 |
| HENGEHOLD CAPITAL MANAGEMENT LLC | History | Added to | 488,251 | 10,312 | 3.45% | 2.99% | 4 | +72,114 | 17.33% | Q2 2014 | Aug 01, 2014 |
| SIMMONS FIRST TRUST CO NA | History | Reduced | 330,996 | 6,990 | 2.14% | 2.61% | 5 | -55,094 | -14.27% | Q2 2014 | Jul 31, 2014 |
| LPL Financial LLC | History | Reduced | 293,092 | 6,190 | 0.04% | 0.04% | 6 | -25,407 | -7.98% | Q2 2014 | Aug 05, 2014 |
| DAVIDSON D A & CO | History | Added to | 168,902 | 3,567 | 0.12% | 0.13% | 7 | +1,396 | 0.83% | Q2 2014 | Jul 29, 2014 |
| ATWOOD & PALMER INC | History | New | 160,730 | 3,395 | 0.91% | — | 8 | +160,730 | New | Q2 2014 | Aug 11, 2014 |
| Empirical Financial Services, LLC | History | Added to | 120,253 | 2,540 | 0.63% | 0.65% | 9 | +4,387 | 3.79% | Q2 2014 | Jul 17, 2014 |
| Linscomb & Williams, Inc. | History | Reduced | 111,622 | 2,357 | 0.25% | 0.48% | 10 | -91,877 | -45.15% | Q2 2014 | Aug 05, 2014 |
| Raub Brock Capital Management LP | History | Reduced | 82,728 | 1,747 | 0.66% | 0.67% | 11 | -20 | -0.02% | Q2 2014 | Jul 31, 2014 |
| Capital Advisors, Ltd. LLC | History | Reduced | 80,165 | 1,693 | 0.95% | 1.04% | 12 | -3,754 | -4.47% | Q2 2014 | Jul 25, 2014 |
| Neuberger Berman Group LLC | History | Added to | 36,160 | 764 | 0.0% | 0.0% | 13 | +6,490 | 21.87% | Q2 2014 | Aug 05, 2014 |
| AMERICAN ECONOMIC PLANNING GROUP INC /ADV | History | Added to | 35,603 | 752 | 0.28% | 0.29% | 14 | +50 | 0.14% | Q2 2014 | Aug 07, 2014 |
| ATRIA INVESTMENTS LLC | History | Added to | 35,603 | 752 | 0.08% | 0.08% | 15 | +50 | 0.14% | Q2 2014 | Jul 21, 2014 |
| DAVENPORT & Co LLC | History | No change | 35,525 | 750 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| LINCOLN NATIONAL CORP | History | New | 34,876 | 737 | 0.08% | — | 17 | +34,876 | New | Q2 2014 | Aug 11, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 33,825 | 714 | 0.01% | 0.01% | 18 | -3,874 | -10.28% | Q2 2014 | Jul 23, 2014 |
| Confluence Wealth Management LLC | History | Added to | 28,600 | 604 | 0.34% | 0.29% | 19 | +10,671 | 59.52% | Q2 2014 | Aug 06, 2014 |
| American Money Management, LLC | History | No change | 24,910 | 526 | 0.43% | 0.45% | 20 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| East Coast Asset Management, LLC. | History | No change | 23,914 | 505 | 0.28% | 0.29% | 21 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| Legacy Private Trust Co. | History | Reduced | 23,299 | 492 | 0.08% | 0.34% | 22 | -67,609 | -74.37% | Q2 2014 | Jul 18, 2014 |
| Long Wharf Investors, Inc. | History | Reduced | 20,427 | 431 | 0.34% | 0.39% | 23 | -1,000 | -4.67% | Q2 2014 | Aug 04, 2014 |
| Prospera Financial Services | History | Reduced | 19,239 | 406 | 0.11% | 0.13% | 24 | -947 | -4.69% | Q2 2014 | Jul 07, 2014 |
| Vantage Investment Advisors, LLC | History | Reduced | 15,544 | 328 | 0.2% | 0.24% | 25 | -1,890 | -10.84% | Q2 2014 | Jul 25, 2014 |
| PARK NATIONAL CORP /OH/ | History | No change | 13,370 | 282 | 0.02% | 0.02% | 26 | 0 | 0.0% | Q2 2014 | Jul 01, 2014 |
| SYNOVUS FINANCIAL CORP | History | No change | 13,000 | 275 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| CADENCE BANK NA | History | Reduced | 12,046 | 255 | 0.14% | 0.17% | 28 | -1,581 | -11.6% | Q2 2014 | Aug 04, 2014 |
| WASHINGTON TRUST BANK | History | No change | 11,000 | 232 | 0.05% | 0.05% | 29 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| BBVA COMPASS BANCSHARES, INC | History | Reduced | 10,960 | 231 | 0.01% | 0.01% | 30 | -1,189 | -9.79% | Q2 2014 | Aug 06, 2014 |
| Segment Wealth Management, LLC | History | No change | 10,400 | 220 | 0.09% | 0.1% | 31 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| Concert Wealth Management Inc. | History | Added to | 9,959 | 206 | 0.03% | 0.03% | 32 | +5 | 0.05% | Q2 2014 | Jul 31, 2014 |
| Alexandria Capital, LLC | History | Reduced | 8,596 | 182 | 0.08% | 0.09% | 33 | -1,115 | -11.48% | Q2 2014 | Aug 01, 2014 |
| Madden Advisory Services, Inc. | History | No change | 8,452 | 179 | 0.09% | 0.1% | 34 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| MetLife Securities, Inc | History | No change | 3,420 | 72 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 233 | 4 | 0.0% | 0.0% | 36 | -17,960 | -98.72% | Q2 2014 | Aug 08, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -2,868,721 | -100.0% | Q1 2014 | May 16, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -541,924 | -100.0% | Q1 2014 | May 13, 2014 |
| CLS Investments, LLC | History | Closed out | 0 | 0 | — | 0.36% | — | -444,097 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.01% | — | -362,157 | -100.0% | Q1 2014 | May 16, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -282,290 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -271,170 | -100.0% | Q1 2014 | May 15, 2014 |
| Bluefin Trading, LLC | History | Closed out | 0 | 0 | — | 0.25% | — | -181,972 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -168,058 | -100.0% | Q1 2014 | May 14, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -134,473 | -100.0% | Q1 2014 | May 14, 2014 |
| Saba Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.16% | — | -131,186 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -108,915 | -100.0% | Q1 2014 | May 15, 2014 |
| TCTC Holdings, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -86,350 | -100.0% | Q1 2014 | May 15, 2014 |
| Cetera Advisor Networks LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -66,071 | -100.0% | Q1 2014 | May 15, 2014 |
| Parasol Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.76% | — | -50,205 | -100.0% | Q1 2014 | Apr 14, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -37,200 | -100.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -35,029 | -100.0% | Q1 2014 | May 12, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -31,446 | -100.0% | Q1 2014 | May 14, 2014 |
| HT Partners LLC | History | Closed out | 0 | 0 | — | 0.37% | — | -27,058 | -100.0% | Q1 2014 | Apr 10, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -21,223 | -100.0% | Q1 2014 | May 15, 2014 |
| Eqis Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.1% | — | -21,062 | -100.0% | Q1 2014 | May 14, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,656 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -14,479 | -100.0% | Q1 2014 | May 15, 2014 |
| Raymond James Financial Services Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -11,965 | -100.0% | Q1 2014 | May 08, 2014 |
| CAHILL FINANCIAL ADVISORS INC | History | Closed out | 0 | 0 | — | 0.19% | — | -10,392 | -100.0% | Q1 2014 | May 14, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,584 | -100.0% | Q1 2014 | May 15, 2014 |
| Buffington Mohr McNeal | History | Closed out | 0 | 0 | — | 0.09% | — | -6,800 | -100.0% | Q1 2014 | May 13, 2014 |
| HOWE & RUSLING INC | History | Closed out | 0 | 0 | — | 0.02% | — | -4,700 | -100.0% | Q1 2014 | May 07, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,050 | -100.0% | Q1 2014 | May 15, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,348 | -100.0% | Q1 2014 | May 14, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,333 | -100.0% | Q1 2014 | May 15, 2014 |
| KINGS POINT CAPITAL MANAGEMENT | History | Closed out | 0 | 0 | — | 0.0% | — | -700 | -100.0% | Q1 2014 | May 12, 2014 |
| Partnervest Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -95 | -100.0% | Q1 2014 | May 12, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -91 | -100.0% | Q1 2014 | Apr 14, 2014 |