CLAYMORE EXCHANGE TRD FD TR GUGG ULTR SH DUR - 18383M654
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Pinnacle Advisory Group, Inc. | History | Added to | 1,266,095 | 63,709 | 7.48% | 4.81% | 1 | +306,925 | 32.0% | Q2 2014 | Jul 23, 2014 |
| TD Capital Management LLC | History | Reduced | 655,583 | 32,989 | 7.43% | 10.36% | 2 | -239,625 | -26.77% | Q2 2014 | Aug 05, 2014 |
| GREEN SQUARE CAPITAL LLC | History | Reduced | 92,670 | 4,663 | 1.1% | 1.26% | 3 | -8,357 | -8.27% | Q2 2014 | Aug 05, 2014 |
| CABOT MONEY MANAGEMENT INC | History | Reduced | 83,896 | 4,222 | 1.06% | 1.3% | 4 | -14,295 | -14.56% | Q2 2014 | Jul 28, 2014 |
| MONROE BANK & TRUST/MI | History | Added to | 73,263 | 3,686 | 1.22% | 0.99% | 5 | +14,008 | 23.64% | Q2 2014 | Jul 31, 2014 |
| DAVIDSON D A & CO | History | Reduced | 63,417 | 3,191 | 0.11% | 0.17% | 6 | -32,493 | -33.88% | Q2 2014 | Jul 29, 2014 |
| Strategic Capital Group LLC | History | Reduced | 61,165 | 3,078 | 0.96% | 1.07% | 7 | -4,466 | -6.8% | Q2 2014 | Jul 14, 2014 |
| AVIANCE CAPITAL MANAGEMENT, LLC | History | Added to | 34,021 | 1,712 | 0.07% | 0.07% | 8 | +5,265 | 18.31% | Q2 2014 | Jul 23, 2014 |
| LPL Financial LLC | History | Reduced | 30,489 | 1,534 | 0.01% | 0.02% | 9 | -22,934 | -42.93% | Q2 2014 | Aug 05, 2014 |
| VSR Financial Services, Inc. | History | Added to | 29,375 | 1,478 | 0.19% | 0.21% | 10 | +60 | 0.2% | Q2 2014 | Aug 05, 2014 |
| Capital Advisors, Ltd. LLC | History | Added to | 18,638 | 938 | 0.53% | 0.45% | 11 | +3,339 | 21.82% | Q2 2014 | Jul 25, 2014 |
| Transamerica Financial Advisors, Inc. | History | Added to | 17,898 | 901 | 0.08% | 0.07% | 12 | +3,774 | 26.72% | Q2 2014 | Jul 14, 2014 |
| BLAIR WILLIAM & CO/IL | History | Added to | 15,142 | 762 | 0.0% | 0.0% | 13 | +994 | 7.03% | Q2 2014 | Aug 01, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 8,338 | 419 | 0.0% | 0.0% | 14 | -1,057 | -11.25% | Q2 2014 | Aug 08, 2014 |
| Visionary Asset Management, Inc. | History | Reduced | 7,648 | 385 | 0.09% | 0.13% | 15 | -3,325 | -30.3% | Q2 2014 | Aug 07, 2014 |
| PFG Financial Advisors | History | Added to | 6,173 | 311 | 0.1% | 0.08% | 16 | +1,698 | 37.94% | Q2 2014 | Jul 11, 2014 |
| MetLife Securities, Inc | History | Reduced | 5,583 | 281 | 0.04% | 0.05% | 17 | -808 | -12.64% | Q2 2014 | Aug 04, 2014 |
| WETHERBY ASSET MANAGEMENT INC | History | New | 5,052 | 254 | 0.07% | — | 18 | +5,052 | New | Q2 2014 | Aug 01, 2014 |
| ParenteBeard Wealth Management, LLC | History | New | 4,947 | 249 | 0.11% | — | 19 | +4,947 | New | Q2 2014 | Jul 23, 2014 |
| Legacy Private Trust Co. | History | Reduced | 4,398 | 221 | 0.03% | 0.06% | 20 | -2,452 | -35.8% | Q2 2014 | Jul 18, 2014 |
| Gary Goldberg Planning Services Inc | History | No change | 1,000 | 50 | 0.02% | 0.02% | 21 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 854 | 43 | 0.0% | — | 22 | +854 | New | Q2 2014 | Aug 08, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | No change | 590 | 30 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Financial Architects, Inc | History | New | 199 | 10 | 0.0% | — | 24 | +199 | New | Q2 2014 | Aug 06, 2014 |
| Windhaven Investment Management, Inc. | History | Closed out | 0 | 0 | — | 0.77% | — | -2,739,299 | -100.0% | Q1 2014 | May 20, 2014 |
| Astor Investment Management LLC | History | Closed out | 0 | 0 | — | 8.06% | — | -508,605 | -100.0% | Q1 2014 | Apr 29, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -501,379 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.02% | — | -395,766 | -100.0% | Q1 2014 | May 16, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -362,274 | -100.0% | Q1 2014 | May 13, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -207,902 | -100.0% | Q1 2014 | May 16, 2014 |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 1.94% | — | -182,646 | -100.0% | Q1 2014 | May 15, 2014 |
| Coyle Financial Counsel, Inc. | History | Closed out | 0 | 0 | — | 10.73% | — | -152,769 | -100.0% | Q1 2014 | May 21, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -117,549 | -100.0% | Q1 2014 | May 15, 2014 |
| New England Private Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 2.34% | — | -110,913 | -100.0% | Q1 2014 | May 13, 2014 |
| Buckingham Capital Management, Inc. | History | Closed out | 0 | 0 | — | 1.37% | — | -81,195 | -100.0% | Q1 2014 | May 13, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.18% | — | -47,170 | -100.0% | Q1 2014 | May 15, 2014 |
| Eqis Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.49% | — | -45,945 | -100.0% | Q1 2014 | May 14, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.02% | — | -41,158 | -100.0% | Q1 2014 | May 12, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -40,125 | -100.0% | Q1 2014 | May 09, 2014 |
| Portfolio Strategies Inc | History | Closed out | 0 | 0 | — | 1.88% | — | -32,852 | -100.0% | Q1 2014 | May 16, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -28,310 | -100.0% | Q1 2014 | May 14, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -25,350 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -23,390 | -100.0% | Q1 2014 | May 15, 2014 |
| Laffer Investments | History | Closed out | 0 | 0 | — | 0.13% | — | -15,512 | -100.0% | Q1 2014 | May 15, 2014 |
| KMS FINANCIAL SERVICES, INC | History | Closed out | 0 | 0 | — | 0.1% | — | -12,479 | -100.0% | Q1 2014 | Aug 08, 2014 |
| Partnervest Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -8,901 | -100.0% | Q1 2014 | May 12, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -7,145 | -100.0% | Q1 2014 | May 15, 2014 |
| Fusion Investment Group, LLC | History | Closed out | 0 | 0 | — | 0.33% | — | -6,495 | -100.0% | Q1 2014 | May 14, 2014 |
| Commonwealth Equity Services, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -4,305 | -100.0% | Q1 2014 | May 07, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -1,874 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,730 | -100.0% | Q1 2014 | May 15, 2014 |
| Hudock Moyer Wealth Resources, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -999 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -600 | -100.0% | Q1 2014 | May 14, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -419 | -100.0% | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -407 | -100.0% | Q1 2014 | Apr 24, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q1 2014 | Apr 11, 2014 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -92 | -100.0% | Q1 2014 | May 16, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | — | — | -9 | -100.0% | Q1 2014 | May 15, 2014 |