CLOUD PEAK ENERGY INC. - 18911Q102
Detailed investor-level table based on 13F positions.
Early Q3 2018 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 3,916,000 | 72,132 | 0.01% | 0.01% | 1 | +61,207 | 1.59% | Q2 2014 | Aug 11, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 3,866,967 | 71,229 | 0.05% | 0.04% | 2 | +1,030,284 | 36.32% | Q2 2014 | Aug 08, 2014 |
| BlackRock Fund Advisors | History | Reduced | 3,164,479 | 58,290 | 0.02% | 0.02% | 3 | -164,699 | -4.95% | Q2 2014 | Aug 06, 2014 |
| Boston Partners | History | Added to | 2,349,458 | 43,278 | 0.07% | 0.03% | 4 | +1,649,028 | 235.43% | Q2 2014 | Aug 08, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 1,601,236 | 29,495 | 0.0% | 0.01% | 5 | -10,350 | -0.64% | Q2 2014 | Aug 06, 2014 |
| MANNING & NAPIER ADVISORS LLC | History | Added to | 935,270 | 17,226 | 4.74% | 0.08% | 6 | +66,510 | 7.66% | Q2 2014 | Jul 28, 2014 |
| TOWLE & CO | History | Added to | 812,445 | 14,965 | 2.84% | 3.21% | 7 | +11,220 | 1.4% | Q2 2014 | Aug 11, 2014 |
| VICTORY CAPITAL MANAGEMENT INC | History | Reduced | 685,169 | 12,621 | 0.09% | 0.1% | 8 | -3,670 | -0.53% | Q2 2014 | Aug 08, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 325,255 | 5,992 | 0.01% | 0.01% | 9 | -3,593 | -1.09% | Q2 2014 | Jul 30, 2014 |
| SEI TRUST CO | History | Added to | 247,800 | 4,564 | 0.04% | 0.02% | 10 | +160,900 | 185.16% | Q2 2014 | Jul 22, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 223,975 | 4,126 | 0.01% | 0.01% | 11 | -16,648 | -6.92% | Q2 2014 | Aug 06, 2014 |
| Morningstar Investment Services, Inc. | History | Added to | 172,218 | 3,172 | 0.18% | 0.23% | 12 | +15,881 | 10.16% | Q2 2014 | Aug 07, 2014 |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | History | Added to | 158,600 | 2,920 | 0.03% | 0.02% | 13 | +92,850 | 141.22% | Q2 2014 | Aug 11, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 141,500 | 2,606 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Irving Magee Investment Management | History | No change | 136,755 | 2,519 | 1.14% | 1.31% | 15 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| MASON STREET ADVISORS, LLC | History | Added to | 116,959 | 2,146 | 0.02% | 0.02% | 16 | +223 | 0.19% | Q2 2014 | Aug 05, 2014 |
| State of New Jersey Common Pension Fund D | History | New | 114,000 | 2,100 | 0.01% | — | 17 | +114,000 | New | Q2 2014 | Aug 11, 2014 |
| INVESTMENT MANAGEMENT OF VIRGINIA LLC | History | Added to | 112,748 | 2,077 | 0.34% | 0.38% | 18 | +2,825 | 2.57% | Q2 2014 | Aug 08, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | New | 100,435 | 1,850 | 0.01% | — | 19 | +100,435 | New | Q2 2014 | Aug 11, 2014 |
| FIRST TRUST ADVISORS LP | History | Reduced | 100,111 | 1,844 | 0.01% | 0.02% | 20 | -62,924 | -38.6% | Q2 2014 | Aug 11, 2014 |
| Goelzer Investment Management, Inc. | History | Added to | 98,640 | 1,817 | 0.3% | 0.34% | 21 | +7,630 | 8.38% | Q2 2014 | Jul 25, 2014 |
| ANCHOR CAPITAL ADVISORS LLC | History | Reduced | 96,491 | 1,777 | 0.03% | 0.09% | 22 | -109,254 | -53.1% | Q2 2014 | Aug 01, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 88,275 | 1,626 | 0.0% | 0.01% | 23 | -1,542 | -1.72% | Q2 2014 | Aug 06, 2014 |
| P.R. Herzig & Co. Inc. | History | Added to | 78,400 | 1,444 | 1.91% | 1.49% | 24 | +24,600 | 45.72% | Q2 2014 | Jul 10, 2014 |
| Swiss National Bank | History | No change | 70,100 | 1,291 | 0.0% | 0.01% | 25 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | Added to | 61,599 | 1,135 | 0.01% | 0.01% | 26 | +131 | 0.21% | Q2 2014 | Jul 21, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Reduced | 57,656 | 1,062 | 0.0% | 0.0% | 27 | -981 | -1.67% | Q2 2014 | Aug 07, 2014 |
| Nationwide Fund Advisors | History | Reduced | 57,655 | 1,062 | 0.0% | 0.01% | 28 | -53 | -0.09% | Q2 2014 | Aug 11, 2014 |
| BlackRock Group LTD | History | Reduced | 57,207 | 1,054 | 0.0% | 0.0% | 29 | -27,453 | -32.43% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 57,139 | 1,052 | 0.0% | 0.0% | 30 | +34,933 | 157.31% | Q2 2014 | Aug 11, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 49,510 | 912 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| First Heartland Consultants, Inc. | History | No change | 49,160 | 906 | 0.41% | 0.51% | 32 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 47,438 | 873 | 0.0% | 0.0% | 33 | -78 | -0.16% | Q2 2014 | Aug 08, 2014 |
| Arizona State Retirement System | History | Added to | 43,400 | 799 | 0.01% | 0.01% | 34 | +600 | 1.4% | Q2 2014 | Aug 07, 2014 |
| SCHWARTZ INVESTMENT COUNSEL INC | History | No change | 40,000 | 737 | 0.05% | 0.06% | 35 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 35,108 | 647 | 0.0% | 24.34% | 36 | -5,565 | -13.68% | Q2 2014 | Aug 06, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Added to | 34,023 | 627 | 0.02% | 0.02% | 37 | +4,070 | 13.59% | Q2 2014 | Jul 11, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | No change | 33,798 | 623 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| BABSON CAPITAL MANAGEMENT LLC | History | No change | 33,255 | 613 | 0.02% | 0.02% | 39 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| ProShare Advisors LLC | History | Reduced | 31,770 | 585 | 0.01% | 0.02% | 40 | -31,056 | -49.43% | Q2 2014 | Aug 08, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | No change | 30,200 | 556 | 0.01% | 0.01% | 41 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| Louisiana State Employees Retirement System | History | Added to | 28,300 | 521 | 0.02% | 0.03% | 42 | +100 | 0.35% | Q2 2014 | Jul 30, 2014 |
| FIRST CITIZENS BANK & TRUST CO | History | Added to | 27,244 | 502 | 0.04% | 0.05% | 43 | +63 | 0.23% | Q2 2014 | Aug 05, 2014 |
| BTG Pactual Global Asset Management Ltd | History | New | 25,000 | 460 | 0.06% | — | 44 | +25,000 | New | Q2 2014 | Aug 11, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | New | 23,400 | 431 | 0.01% | — | 45 | +23,400 | New | Q2 2014 | Aug 07, 2014 |
| PITCAIRN CO | History | Reduced | 22,971 | 423 | 0.05% | 0.06% | 46 | -992 | -4.14% | Q2 2014 | Jul 29, 2014 |
| 1st Global Advisors, Inc. | History | Reduced | 21,170 | 390 | 0.06% | 0.08% | 47 | -15 | -0.07% | Q2 2014 | Jul 10, 2014 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | History | New | 18,229 | 336 | 0.02% | — | 48 | +18,229 | New | Q2 2014 | Jul 21, 2014 |
| Cipher Capital LP | History | New | 18,011 | 332 | 0.11% | — | 49 | +18,011 | New | Q2 2014 | Aug 11, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | Added to | 16,711 | 308 | 0.02% | 0.03% | 50 | +1,389 | 9.07% | Q2 2014 | Aug 08, 2014 |
| ROBERTS GLORE & CO INC /IL/ | History | Reduced | 16,600 | 306 | 0.21% | 0.27% | 51 | -1,750 | -9.54% | Q2 2014 | Aug 05, 2014 |
| KBC Group NV | History | No change | 16,201 | 298 | 0.0% | 0.01% | 52 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| Municipal Employees' Retirement System of Michigan | History | No change | 14,800 | 273 | 0.02% | 0.02% | 53 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| DEERE & CO | History | New | 12,510 | 230 | 0.01% | — | 54 | +12,510 | New | Q2 2014 | Aug 11, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 11,875 | 219 | 0.01% | 0.01% | 55 | -1,885 | -13.7% | Q2 2014 | Aug 08, 2014 |
| IndexIQ Advisors LLC | History | Added to | 10,666 | 196 | 0.02% | 0.01% | 56 | +7,099 | 199.02% | Q2 2014 | Aug 04, 2014 |
| BlackRock Inc. | History | Reduced | 7,244 | 133 | 0.0% | 0.0% | 57 | -227 | -3.04% | Q2 2014 | Aug 06, 2014 |
| Global X Management CO LLC | History | No change | 5,426 | 100 | 0.01% | 0.01% | 58 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| RidgeWorth Capital Management LLC | History | New | 5,200 | 96 | 0.0% | — | 59 | +5,200 | New | Q2 2014 | Jul 31, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Added to | 4,771 | 87 | 0.0% | 0.0% | 60 | +2,996 | 168.79% | Q2 2014 | Aug 06, 2014 |
| HOWE & RUSLING INC | History | No change | 2,930 | 54 | 0.01% | 0.02% | 61 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| MASSMUTUAL TRUST CO FSB/ADV | History | Reduced | 2,290 | 42 | 0.02% | 0.04% | 62 | -740 | -24.42% | Q2 2014 | Jul 09, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 2,241 | 41 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Reduced | 1,623 | 30 | 0.01% | 0.02% | 64 | -920 | -36.18% | Q2 2014 | Aug 04, 2014 |
| CITY HOLDING CO | History | No change | 1,000 | 15 | 0.01% | 0.01% | 65 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 758 | 14 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 427 | 8 | 0.0% | 0.0% | 67 | +192 | 81.7% | Q2 2014 | Aug 08, 2014 |
| MetLife Securities, Inc | History | No change | 254 | 5 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| ADIRONDACK TRUST CO | History | No change | 175 | 3 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.03% | — | -5,805,610 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,142,102 | -100.0% | Q1 2014 | May 15, 2014 |
| Artisan Partners Limited Partnership | History | Closed out | 0 | 0 | — | 0.11% | — | -3,074,817 | -100.0% | Q1 2014 | May 14, 2014 |
| BALYASNY ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.61% | — | -2,558,789 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 75.73% | — | -2,487,057 | -100.0% | Q1 2014 | Aug 08, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -2,264,973 | -100.0% | Q1 2014 | May 15, 2014 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.22% | — | -2,096,008 | -100.0% | Q1 2014 | May 08, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.65% | — | -1,635,072 | -100.0% | Q1 2014 | May 14, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -1,500,835 | -100.0% | Q1 2014 | May 14, 2014 |
| GOLDENTREE ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 9.25% | — | -1,397,644 | -100.0% | Q1 2014 | May 15, 2014 |
| Impala Asset Management LLC | History | Closed out | 0 | 0 | — | 1.03% | — | -1,347,515 | -100.0% | Q1 2014 | May 14, 2014 |
| WESTWOOD HOLDINGS GROUP INC | History | Closed out | 0 | 0 | — | 0.21% | — | -1,265,136 | -100.0% | Q1 2014 | May 14, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.12% | — | -1,095,862 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -1,088,355 | -100.0% | Q1 2014 | May 14, 2014 |
| CARLSON CAPITAL L P | History | Closed out | 0 | 0 | — | 22.13% | — | -1,019,000 | -100.0% | Q1 2014 | May 16, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -975,114 | -100.0% | Q1 2014 | May 15, 2014 |
| River Road Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -914,158 | -100.0% | Q1 2014 | May 12, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -889,845 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.02% | — | -699,073 | -100.0% | Q1 2014 | May 15, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.06% | — | -657,400 | -100.0% | Q1 2014 | May 09, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -589,250 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -474,085 | -100.0% | Q1 2014 | May 14, 2014 |
| THIRD AVENUE MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -465,868 | -100.0% | Q1 2014 | May 14, 2014 |
| Kynikos Associates LP | History | Closed out | 0 | 0 | — | 2.9% | — | -421,970 | -100.0% | Q1 2014 | May 15, 2014 |
| Anchor Bolt Capital, LP | History | Closed out | 0 | 0 | — | 1.02% | — | -412,004 | -100.0% | Q1 2014 | May 15, 2014 |
| Bocage Capital, LLC | History | Closed out | 0 | 0 | — | 3.26% | — | -400,100 | -100.0% | Q1 2014 | May 14, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -385,698 | -100.0% | Q1 2014 | May 13, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -332,527 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -289,700 | -100.0% | Q1 2014 | Apr 18, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -285,155 | -100.0% | Q1 2014 | May 13, 2014 |
| Knighthead Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.61% | — | -272,707 | -100.0% | Q1 2014 | May 15, 2014 |
| Clearbridge Investments, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -267,150 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -251,281 | -100.0% | Q1 2014 | May 15, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.14% | — | -235,600 | -100.0% | Q1 2014 | May 15, 2014 |
| SCHNEIDER CAPITAL MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.53% | — | -230,387 | -100.0% | Q1 2014 | May 14, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -229,426 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -213,400 | -100.0% | Q1 2014 | May 14, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.02% | — | -202,400 | -100.0% | Q1 2014 | May 13, 2014 |
| Brandywine Global Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -198,232 | -100.0% | Q1 2014 | May 15, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.03% | — | -194,750 | -100.0% | Q1 2014 | May 14, 2014 |
| CLOUGH CAPITAL PARTNERS L P | History | Closed out | 0 | 0 | — | 0.12% | — | -180,000 | -100.0% | Q1 2014 | May 15, 2014 |
| STEPHENS INC /AR/ | History | Closed out | 0 | 0 | — | 0.18% | — | -154,388 | -100.0% | Q1 2014 | May 13, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -138,635 | -100.0% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -134,479 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.02% | — | -131,743 | -100.0% | Q1 2014 | May 15, 2014 |
| DECADE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -124,741 | -100.0% | Q1 2014 | May 15, 2014 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.02% | — | -122,878 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -118,775 | -100.0% | Q1 2014 | May 16, 2014 |
| State of New Jersey Common Pension Fund A | History | Closed out | 0 | 0 | — | 0.01% | — | -114,000 | -100.0% | Q1 2014 | May 05, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -110,644 | -100.0% | Q1 2014 | May 08, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -105,017 | -100.0% | Q1 2014 | May 13, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -101,819 | -100.0% | Q1 2014 | May 13, 2014 |
| KEANE CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.02% | — | -100,000 | -100.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -97,400 | -100.0% | Q1 2014 | May 19, 2014 |
| CONTRARIAN CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.45% | — | -87,500 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -86,594 | -100.0% | Q1 2014 | May 13, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -86,473 | -100.0% | Q1 2014 | May 15, 2014 |
| TIG Advisors, LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -75,000 | -100.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -74,261 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -64,797 | -100.0% | Q1 2014 | May 15, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -61,600 | -100.0% | Q1 2014 | May 15, 2014 |
| ETRADE Capital Management LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -60,638 | -100.0% | Q1 2014 | May 15, 2014 |
| CALDWELL & ORKIN INC | History | Closed out | 0 | 0 | — | 0.77% | — | -56,000 | -100.0% | Q1 2014 | May 07, 2014 |
| State of Tennessee, Treasury Department | History | Closed out | 0 | 0 | — | 0.01% | — | -55,000 | -100.0% | Q1 2014 | May 30, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -53,442 | -100.0% | Q1 2014 | May 16, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -52,371 | -100.0% | Q1 2014 | May 15, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -51,844 | -100.0% | Q1 2014 | May 14, 2014 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | Closed out | 0 | 0 | — | 0.01% | — | -50,136 | -100.0% | Q1 2014 | May 14, 2014 |
| Forward Management, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -48,500 | -100.0% | Q1 2014 | May 08, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -47,584 | -100.0% | Q1 2014 | May 13, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -45,914 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -42,898 | -100.0% | Q1 2014 | May 23, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -41,969 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -38,441 | -100.0% | Q1 2014 | May 15, 2014 |
| Independent Portfolio Consultants, Inc. | History | Closed out | 0 | 0 | — | 0.25% | — | -37,475 | -100.0% | Q1 2014 | May 13, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -36,700 | -100.0% | Q1 2014 | May 14, 2014 |
| PICTON MAHONEY ASSET MANAGEMENT | History | Closed out | 0 | 0 | — | 0.04% | — | -36,000 | -100.0% | Q1 2014 | May 05, 2014 |
| Sterling Capital Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -34,814 | -100.0% | Q1 2014 | May 16, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -31,156 | -100.0% | Q1 2014 | May 15, 2014 |
| VTL Associates, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -30,283 | -100.0% | Q1 2014 | May 15, 2014 |
| HANCOCK HOLDING CO | History | Closed out | 0 | 0 | — | 0.02% | — | -28,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Sandhill Capital Partners LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -26,607 | -100.0% | Q1 2014 | May 13, 2014 |
| Quantitative Systematic Strategies LLC | History | Closed out | 0 | 0 | — | 0.43% | — | -25,178 | -100.0% | Q1 2014 | Apr 07, 2014 |
| MIDAS MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.25% | — | -25,000 | -100.0% | Q1 2014 | May 12, 2014 |
| Savitr Capital, LLC | History | Closed out | 0 | 0 | — | 1.02% | — | -25,000 | -100.0% | Q1 2014 | May 15, 2014 |
| TD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,800 | -100.0% | Q1 2014 | May 09, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -24,263 | -100.0% | Q1 2014 | May 15, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -23,347 | -100.0% | Q1 2014 | May 15, 2014 |
| Matarin Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.26% | — | -20,698 | -100.0% | Q1 2014 | May 06, 2014 |
| Gotham Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -19,118 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -19,006 | -100.0% | Q1 2014 | May 15, 2014 |
| PDT Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -18,100 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -18,091 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -16,875 | -100.0% | Q1 2014 | May 13, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.0% | — | -15,640 | -100.0% | Q1 2014 | May 12, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,510 | -100.0% | Q1 2014 | May 12, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,477 | -100.0% | Q1 2014 | May 14, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,320 | -100.0% | Q1 2014 | May 15, 2014 |
| PineBridge Investments Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -15,188 | -100.0% | Q1 2014 | May 14, 2014 |
| DIAM Co., Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -14,400 | -100.0% | Q1 2014 | May 05, 2014 |
| Absolute Return Capital, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,874 | -100.0% | Q1 2014 | May 15, 2014 |
| BAHL & GAYNOR INC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,500 | -100.0% | Q1 2014 | May 20, 2014 |
| Advisors Preferred, LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -12,040 | -100.0% | Q1 2014 | May 14, 2014 |
| Airain ltd | History | Closed out | 0 | 0 | — | 0.04% | — | -10,292 | -100.0% | Q1 2014 | May 13, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,100 | -100.0% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,014 | -100.0% | Q1 2014 | May 15, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -9,884 | -100.0% | Q1 2014 | May 15, 2014 |
| TFS CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,801 | -100.0% | Q1 2014 | May 05, 2014 |
| STRATEGIC INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -9,741 | -100.0% | Q1 2014 | May 14, 2014 |
| Index Management Solutions, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -9,322 | -100.0% | Q1 2014 | May 15, 2014 |
| PARADIGM ASSET MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,550 | -100.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,430 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -2,200 | -100.0% | Q1 2014 | Apr 11, 2014 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q1 2014 | May 09, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,848 | -100.0% | Q1 2014 | May 07, 2014 |
| CLEARBRIDGE, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -907 | -100.0% | Q1 2014 | May 15, 2014 |
| MYCIO WEALTH PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -768 | -100.0% | Q1 2014 | May 13, 2014 |
| FTB Advisors, Inc. | History | Reduced | 25 | 0 | — | 0.0% | — | -529 | -95.49% | Q2 2014 | Aug 07, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -412 | -100.0% | Q1 2014 | May 12, 2014 |
| Archford Capital Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -254 | -100.0% | Q1 2014 | May 15, 2014 |
| Gemmer Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -242 | -100.0% | Q1 2014 | May 23, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -204 | -100.0% | Q1 2014 | May 02, 2014 |
| WEALTHFRONT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -31 | -100.0% | Q1 2014 | May 29, 2014 |