CymaBay Therapeutics, Inc. - 23257D103
Detailed investor-level table based on 13F positions.
Early Q1 2024 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Avoro Capital Advisors LLC | History | Added to | 11,111,111 | 262,444 | 3.63% | 2.4% | 1 | +811,111 | 7.87% | Q4 2023 | Feb 14, 2024 |
| RA CAPITAL MANAGEMENT, L.P. | History | No change | 6,940,000 | 163,922 | 2.56% | 275.29% | 2 | 0 | 0.0% | Q4 2023 | Feb 14, 2024 |
| VANGUARD GROUP INC | History | Added to | 6,306,149 | 148,951 | 0.0% | 0.0% | 3 | +558,562 | 9.72% | Q4 2023 | Mar 11, 2024 |
| JANUS HENDERSON GROUP PLC | History | Reduced | 6,103,797 | 144,178 | 0.09% | 0.07% | 4 | -699,687 | -10.28% | Q4 2023 | Feb 14, 2024 |
| PERCEPTIVE ADVISORS LLC | History | Reduced | 4,024,400 | 95,056 | 2.12% | 2.01% | 5 | -18,791 | -0.46% | Q4 2023 | Feb 26, 2024 |
| JENNISON ASSOCIATES LLC | History | Added to | 3,992,711 | 94,307 | 0.07% | 0.05% | 6 | +437,437 | 12.3% | Q4 2023 | Feb 01, 2024 |
| FRANKLIN RESOURCES INC | History | Reduced | 3,267,927 | 77,188 | 0.04% | 0.03% | 7 | -39,988 | -1.21% | Q4 2023 | Feb 09, 2024 |
| FMR LLC | History | Added to | 3,061,996 | 72,324 | 0.01% | 0.0% | 8 | +1,493,048 | 95.16% | Q4 2023 | Feb 13, 2024 |
| Holocene Advisors, LP | History | Reduced | 2,993,945 | 70,716 | 0.28% | 0.2% | 9 | -123,740 | -3.97% | Q4 2023 | Feb 14, 2024 |
| STATE STREET CORP | History | Added to | 2,797,916 | 66,086 | 0.0% | 0.0% | 10 | +511,972 | 22.4% | Q4 2023 | Feb 14, 2024 |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | History | Reduced | 2,628,000 | 62,073 | 0.13% | 0.14% | 11 | -1,497,000 | -36.29% | Q4 2023 | Feb 14, 2024 |
| Point72 Asset Management, L.P. | History | Added to | 2,573,700 | 60,790 | 0.15% | 0.11% | 12 | +143,776 | 5.92% | Q4 2023 | Feb 14, 2024 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 2,380,105 | 56,224 | 0.01% | 0.0% | 13 | +304,549 | 14.67% | Q4 2023 | Feb 13, 2024 |
| FRED ALGER MANAGEMENT, LLC | History | Reduced | 1,967,858 | 46,480 | 0.25% | 0.19% | 14 | -204,451 | -9.41% | Q4 2023 | Feb 14, 2024 |
| DEUTSCHE BANK AG\ | History | Added to | 1,377,964 | 32,547 | 0.02% | 0.0% | 15 | +921,858 | 202.11% | Q4 2023 | Feb 14, 2024 |
| DIMENSIONAL FUND ADVISORS LP | History | No change | 1,161,964 | 27,446 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q4 2023 | Feb 07, 2024 |
| NORTHERN TRUST CORP | History | Added to | 1,090,087 | 25,747 | 0.0% | 0.0% | 17 | +82,575 | 8.2% | Q4 2023 | Feb 13, 2024 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 1,003,557 | 23,704 | 0.0% | 0.0% | 18 | +347,204 | 52.9% | Q4 2023 | Feb 14, 2024 |
| MORGAN STANLEY | History | Added to | 956,945 | 22,603 | 0.0% | 0.0% | 19 | +449,474 | 88.57% | Q4 2023 | Aug 16, 2024 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 921,330 | 21,761 | 0.01% | 0.0% | 20 | +732,026 | 386.69% | Q4 2023 | Feb 14, 2024 |
| Caption Management, LLC | History | Reduced | 884,200 | 20,884 | 0.28% | 0.24% | 21 | -142,500 | -13.88% | Q4 2023 | Feb 14, 2024 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 853,475 | 20,159 | 0.01% | 0.0% | 22 | +54,920 | 6.88% | Q4 2023 | Feb 06, 2024 |
| DRIEHAUS CAPITAL MANAGEMENT LLC | History | New | 841,677 | 19,880 | 0.24% | — | 23 | +841,677 | New | Q4 2023 | Feb 14, 2024 |
| D. E. Shaw & Co., Inc. | History | Reduced | 786,897 | 18,586 | 84.41% | 0.01% | 24 | -11,112 | -1.39% | Q4 2023 | Nov 14, 2024 |
| Assenagon Asset Management S.A. | History | New | 746,353 | 17,628 | 0.05% | — | 25 | +746,353 | New | Q4 2023 | Jan 17, 2024 |
| Invesco Ltd. | History | Reduced | 727,706 | 17,188 | 0.0% | 0.0% | 26 | -214,102 | -22.73% | Q4 2023 | Feb 13, 2024 |
| WESTFIELD CAPITAL MANAGEMENT CO LP | History | New | 700,056 | 16,535 | 0.1% | — | 27 | +700,056 | New | Q4 2023 | Feb 09, 2024 |
| VICTORY CAPITAL MANAGEMENT INC | History | Reduced | 689,603 | 16,288 | 0.02% | 0.02% | 28 | -347,830 | -33.53% | Q4 2023 | Feb 05, 2024 |
| J. Goldman & Co LP | History | Added to | 687,037 | 16,227 | 0.66% | 0.14% | 29 | +413,088 | 150.79% | Q4 2023 | Feb 14, 2024 |
| CITADEL ADVISORS LLC | History | Added to | 661,934 | 15,634 | 0.0% | 0.0% | 30 | +252,227 | 61.56% | Q4 2023 | Feb 14, 2024 |
| Jefferies Financial Group Inc. | History | New | 650,098 | 15,355 | 0.1% | — | 31 | +650,098 | New | Q4 2023 | May 06, 2024 |
| GOLDMAN SACHS GROUP INC | History | Added to | 630,735 | 14,897 | 0.0% | 0.0% | 32 | +69,974 | 12.48% | Q4 2023 | May 14, 2024 |
| Woodline Partners LP | History | Added to | 532,002 | 12,565 | 0.14% | 0.07% | 33 | +121,287 | 29.53% | Q4 2023 | Feb 14, 2024 |
| Hood River Capital Management LLC | History | Added to | 519,249 | 12,264 | 0.34% | 0.25% | 34 | +6,838 | 1.33% | Q4 2023 | Feb 14, 2024 |
| Bank of New York Mellon Corp | History | Added to | 413,279 | 9,761 | 0.0% | 0.0% | 35 | +37,730 | 10.05% | Q4 2023 | Jan 29, 2024 |
| ALLIANCEBERNSTEIN L.P. | History | Added to | 349,739 | 8,260 | 0.0% | 0.0% | 36 | +248,739 | 246.28% | Q4 2023 | Feb 14, 2024 |
| BARCLAYS PLC | History | Added to | 250,332 | 5,912 | 0.0% | 0.0% | 37 | +122,894 | 96.43% | Q4 2023 | Mar 25, 2026 |
| UBS Group AG | History | Added to | 238,241 | 5,627 | 0.0% | 0.0% | 38 | +80,841 | 51.36% | Q4 2023 | Feb 09, 2024 |
| PRUDENTIAL FINANCIAL INC | History | Reduced | 233,921 | 5,525 | 0.01% | 3.34% | 39 | -8,056 | -3.33% | Q4 2023 | Feb 13, 2024 |
| WELLINGTON MANAGEMENT GROUP LLP | History | New | 202,782 | 4,789 | 0.79% | — | 40 | +202,782 | New | Q4 2023 | Mar 05, 2024 |
| JANE STREET GROUP, LLC | History | Added to | 194,968 | 4,605 | 0.0% | 0.0% | 41 | +136,320 | 232.44% | Q4 2023 | Feb 15, 2024 |
| ArrowMark Colorado Holdings LLC | History | No change | 179,400 | 4,237 | 0.05% | 0.03% | 42 | 0 | 0.0% | Q4 2023 | Feb 14, 2024 |
| ExodusPoint Capital Management, LP | History | Added to | 177,072 | 4,182 | 0.03% | 0.0% | 43 | +163,441 | 1199.04% | Q4 2023 | Feb 14, 2024 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 169,082 | 3,993 | 0.0% | 0.0% | 44 | +104,776 | 162.93% | Q4 2023 | Feb 14, 2024 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 159,950 | 3,778 | 0.01% | 0.0% | 45 | +46,500 | 40.99% | Q4 2023 | Feb 13, 2024 |
| JPMORGAN CHASE & CO | History | Reduced | 159,857 | 3,775 | 0.0% | 0.0% | 46 | -202,830 | -55.92% | Q4 2023 | Dec 26, 2024 |
| TD ASSET MANAGEMENT INC | History | Added to | 157,556 | 3,721 | 0.0% | 0.0% | 47 | +65,600 | 71.34% | Q4 2023 | Feb 12, 2024 |
| Swiss National Bank | History | Reduced | 155,400 | 3,670 | 0.0% | 0.0% | 48 | -26,100 | -14.38% | Q4 2023 | Feb 06, 2024 |
| RHUMBLINE ADVISERS | History | Added to | 150,169 | 3,546 | 0.0% | 0.0% | 49 | +20,665 | 15.96% | Q4 2023 | Feb 08, 2024 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 146,189 | 3,452 | 0.01% | 0.01% | 50 | -100 | -0.07% | Q4 2023 | Feb 14, 2024 |
| Qube Research & Technologies Ltd | History | New | 132,809 | 3,136 | 0.01% | — | 51 | +132,809 | New | Q4 2023 | Feb 13, 2024 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Added to | 129,280 | 3,053 | 0.0% | 0.0% | 52 | +29,844 | 30.01% | Q4 2023 | Feb 13, 2024 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Added to | 122,998 | 2,905 | 0.0% | 0.0% | 53 | +83,293 | 209.78% | Q4 2023 | Feb 07, 2025 |
| TWO SIGMA ADVISERS, LP | History | Reduced | 120,200 | 2,839 | 0.01% | 0.03% | 54 | -547,838 | -82.01% | Q4 2023 | Feb 14, 2024 |
| Russell Investments Group, Ltd. | History | Added to | 111,550 | 2,634 | 0.0% | 0.0% | 55 | +107,451 | 2621.4% | Q4 2023 | Feb 05, 2024 |
| CITIGROUP INC | History | Added to | 107,005 | 2,527 | 0.0% | 0.0% | 56 | +88,591 | 481.11% | Q4 2023 | Feb 09, 2024 |
| LPL Financial LLC | History | Reduced | 95,601 | 2,258 | 0.0% | 0.0% | 57 | -27,763 | -22.5% | Q4 2023 | Feb 14, 2024 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Added to | 95,043 | 2,244 | 0.0% | 0.0% | 58 | +30,639 | 47.57% | Q4 2023 | Oct 08, 2025 |
| ROYAL BANK OF CANADA | History | Added to | 94,260 | 2,226 | 0.0% | 0.0% | 59 | +22,811 | 31.93% | Q4 2023 | Feb 14, 2024 |
| Squarepoint Ops LLC | History | Added to | 93,133 | 2,199 | 0.0% | 0.0% | 60 | +9,232 | 11.0% | Q4 2023 | Feb 14, 2024 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 88,882 | 2,099 | 0.0% | 0.0% | 61 | -5,731 | -6.06% | Q4 2023 | Feb 13, 2024 |
| Legal & General Group Plc | History | Added to | 86,244 | 2,037 | 0.0% | 0.0% | 62 | +3,055 | 3.67% | Q4 2023 | May 29, 2025 |
| UBS ASSET MANAGEMENT AMERICAS INC | History | Added to | 85,842 | 2,027 | 0.0% | 0.0% | 63 | +9,716 | 12.76% | Q4 2023 | Feb 14, 2024 |
| Hudson Bay Capital Management LP | History | Added to | 85,000 | 2,007 | 0.01% | 0.0% | 64 | +55,000 | 183.33% | Q4 2023 | Feb 14, 2024 |
| Allspring Global Investments Holdings, LLC | History | New | 80,029 | 1,890 | 0.0% | — | 65 | +80,029 | New | Q4 2023 | Jan 25, 2024 |
| ALPS ADVISORS INC | History | Added to | 75,374 | 1,780 | 0.01% | 0.01% | 66 | +2,913 | 4.02% | Q4 2023 | Feb 14, 2024 |
| SEI INVESTMENTS CO | History | Reduced | 70,972 | 1,676 | 0.0% | 0.0% | 67 | -13,448 | -15.93% | Q4 2023 | Feb 14, 2024 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Reduced | 69,615 | 1,644 | 0.0% | 0.0% | 68 | -2,319 | -3.22% | Q4 2023 | Feb 12, 2024 |
| COMERICA BANK | History | Added to | 69,260 | 1,635 | 0.01% | 0.0% | 69 | +67,907 | 5018.99% | Q4 2023 | Feb 14, 2024 |
| MetLife Investment Management, LLC | History | Added to | 59,442 | 1,404 | 3.31% | 0.01% | 70 | +7,640 | 14.75% | Q4 2023 | Apr 22, 2024 |
| Susquehanna Portfolio Strategies, LLC | History | New | 58,123 | 1,372 | 0.02% | — | 71 | +58,123 | New | Q4 2023 | Feb 14, 2024 |
| Calamos Advisors LLC | History | New | 56,825 | 1,342 | 0.01% | — | 72 | +56,825 | New | Q4 2023 | Jan 31, 2024 |
| Mirae Asset Global Investments Co., Ltd. | History | Added to | 48,669 | 1,149 | 0.0% | 0.0% | 73 | +525 | 1.09% | Q4 2023 | Jan 24, 2024 |
| Ensign Peak Advisors, Inc | History | Added to | 46,700 | 1,103 | 0.0% | 0.0% | 74 | +5,450 | 13.21% | Q4 2023 | Feb 14, 2024 |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | History | New | 45,000 | 1,062 | 0.0% | — | 75 | +45,000 | New | Q4 2023 | Mar 21, 2024 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 43,156 | 1,019 | 0.0% | 0.0% | 76 | -15,472 | -26.39% | Q4 2023 | Feb 14, 2024 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 39,544 | 934 | 0.0% | 0.0% | 77 | -23,884 | -37.66% | Q4 2023 | Feb 13, 2024 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 30,973 | 731 | 0.0% | 0.0% | 78 | -14,536 | -31.94% | Q4 2023 | Feb 14, 2024 |
| WELLS FARGO & COMPANY/MN | History | Added to | 30,941 | 730 | 0.0% | 0.0% | 79 | +10,319 | 50.04% | Q4 2023 | Feb 09, 2024 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 29,400 | 694 | 0.0% | 0.0% | 80 | +1,410 | 5.04% | Q4 2023 | Feb 09, 2024 |
| GLENMEDE TRUST CO NA | History | Reduced | 29,373 | 693 | 0.0% | 0.0% | 81 | -8,521 | -22.49% | Q4 2023 | Feb 13, 2024 |
| US BANCORP \DE\ | History | Reduced | 28,986 | 684 | 0.0% | 0.0% | 82 | -16,071 | -35.67% | Q4 2023 | Feb 09, 2024 |
| ProShare Advisors LLC | History | Added to | 25,976 | 613 | 0.0% | 0.0% | 83 | +6,817 | 35.58% | Q4 2023 | Feb 14, 2024 |
| Walleye Capital LLC | History | Reduced | 25,800 | 609 | 0.0% | 0.0% | 84 | -21,996 | -46.02% | Q4 2023 | Feb 14, 2024 |
| AMERIPRISE FINANCIAL INC | History | New | 25,711 | 607 | 0.0% | — | 85 | +25,711 | New | Q4 2023 | Feb 14, 2024 |
| Miracle Mile Advisors, LLC | History | No change | 25,000 | 590 | 0.02% | 0.01% | 86 | 0 | 0.0% | Q4 2023 | Jan 22, 2024 |
| BLAIR WILLIAM & CO/IL | History | New | 24,888 | 587 | 0.0% | — | 87 | +24,888 | New | Q4 2023 | Feb 12, 2024 |
| AQR CAPITAL MANAGEMENT LLC | History | Reduced | 22,270 | 526 | 0.0% | 0.0% | 88 | -9,839 | -30.64% | Q4 2023 | Feb 14, 2024 |
| Arizona State Retirement System | History | Reduced | 22,048 | 520 | 0.0% | 0.0% | 89 | -164 | -0.74% | Q4 2023 | Jan 24, 2024 |
| OSAIC HOLDINGS, INC. | History | Added to | 19,597 | 462 | 0.0% | 0.0% | 90 | +15,436 | 370.97% | Q4 2023 | Feb 12, 2024 |
| Gotham Asset Management, LLC | History | Reduced | 19,081 | 450 | 0.01% | 0.01% | 91 | -21,381 | -52.84% | Q4 2023 | Feb 14, 2024 |
| Rafferty Asset Management, LLC | History | Added to | 18,428 | 435 | 0.0% | 0.0% | 93 | +8,004 | 76.78% | Q4 2023 | Feb 13, 2024 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 18,430 | 435 | 0.0% | 0.0% | 92 | -4,705 | -20.34% | Q4 2023 | Feb 07, 2024 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Reduced | 17,623 | 416 | 0.0% | 0.0% | 94 | -252 | -1.41% | Q4 2023 | Jan 30, 2024 |
| Steward Partners Investment Advisory, LLC | History | Added to | 17,600 | 415 | 0.01% | 0.0% | 95 | +2,250 | 14.66% | Q4 2023 | Feb 12, 2024 |
| Walleye Trading LLC | History | New | 16,100 | 380 | 0.0% | — | 96 | +16,100 | New | Q4 2023 | Feb 14, 2024 |
| NEOS Investment Management LLC | History | New | 15,189 | 358 | 0.03% | — | 97 | +15,189 | New | Q4 2023 | Feb 13, 2024 |
| Y-Intercept (Hong Kong) Ltd | History | New | 14,924 | 352 | 0.03% | — | 98 | +14,924 | New | Q4 2023 | Feb 13, 2024 |
| PRINCIPAL FINANCIAL GROUP INC | History | Added to | 13,068 | 308 | 0.0% | 0.0% | 99 | +2,723 | 26.32% | Q4 2023 | Feb 07, 2024 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | Reduced | 12,515 | 296 | 0.0% | 0.01% | 100 | -615,788 | -98.01% | Q4 2023 | Feb 14, 2024 |
| Orion Porfolio Solutions, LLC | History | Reduced | 12,357 | 291 | 0.0% | 0.0% | 101 | -2,977 | -19.41% | Q4 2023 | Jul 31, 2025 |
| Pictet Asset Management Holding SA | History | No change | 12,197 | 288 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q4 2023 | Feb 13, 2024 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | New | 11,997 | 283 | 0.0% | — | 103 | +11,997 | New | Q4 2023 | Feb 13, 2024 |
| XTX Topco Ltd | History | Reduced | 10,767 | 254 | 0.06% | 0.05% | 104 | -7,809 | -42.04% | Q4 2023 | Feb 13, 2024 |
| Tower Research Capital LLC (TRC) | History | Added to | 10,517 | 248 | 0.0% | 0.0% | 105 | +8,636 | 459.12% | Q4 2023 | Feb 13, 2024 |
| Verition Fund Management LLC | History | Reduced | 10,170 | 240 | 0.0% | 0.0% | 106 | -527 | -4.93% | Q4 2023 | Feb 14, 2024 |
| STRS OHIO | History | No change | 9,400 | 222 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q4 2023 | Jan 30, 2024 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 8,179 | 193 | 0.0% | 0.0% | 108 | +7,756 | 1833.57% | Q4 2023 | Mar 22, 2024 |
| NISA INVESTMENT ADVISORS, LLC | History | Reduced | 1,211 | 28 | 0.0% | 0.0% | 109 | -880 | -42.09% | Q4 2023 | Jan 25, 2024 |
| Parallel Advisors, LLC | History | Added to | 730 | 17 | 0.0% | 0.0% | 110 | +636 | 676.6% | Q4 2023 | Feb 12, 2024 |
| IFP Advisors, Inc | History | No change | 650 | 15 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q4 2023 | Jan 09, 2024 |
| SIGNATUREFD, LLC | History | Added to | 365 | 8 | 0.0% | 0.0% | 112 | +164 | 81.59% | Q4 2023 | Feb 01, 2024 |
| Hillsdale Investment Management Inc. | History | Reduced | 310 | 7 | 0.0% | 0.0% | 113 | -30 | -8.82% | Q4 2023 | Feb 09, 2024 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 250 | 5 | 0.0% | — | 114 | +250 | New | Q4 2023 | Feb 13, 2024 |
| Farther Finance Advisors, LLC | History | New | 135 | 3 | 0.0% | — | 116 | +135 | New | Q4 2023 | Feb 15, 2024 |
| Allworth Financial LP | History | Added to | 132 | 3 | 0.0% | — | 115 | +124 | 1550.0% | Q4 2023 | Jan 24, 2024 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.03% | — | -1,024,139 | -100.0% | Q3 2023 | Nov 14, 2023 |
| Schonfeld Strategic Advisors LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -454,620 | -100.0% | Q3 2023 | Nov 14, 2023 |
| Trexquant Investment LP | History | Closed out | 0 | 0 | — | 0.08% | — | -219,755 | -100.0% | Q3 2023 | Nov 13, 2023 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -158,411 | -100.0% | Q3 2023 | Nov 14, 2023 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -84,282 | -100.0% | Q3 2023 | Nov 14, 2023 |
| Jump Financial, LLC | History | Closed out | 0 | 0 | — | 1.73% | — | -63,684 | -100.0% | Q3 2023 | Oct 21, 2024 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -55,629 | -100.0% | Q3 2023 | Nov 01, 2023 |
| Engineers Gate Manager LP | History | Closed out | 0 | 0 | — | 0.03% | — | -53,982 | -100.0% | Q3 2023 | Nov 14, 2023 |
| Belvedere Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -32,951 | -100.0% | Q3 2023 | Oct 27, 2023 |
| Baker Avenue Asset Management, LP | History | Closed out | 0 | 0 | — | 0.02% | — | -32,800 | -100.0% | Q3 2023 | Nov 15, 2023 |
| OMERS ADMINISTRATION Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -24,900 | -100.0% | Q3 2023 | Nov 13, 2023 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.0% | — | -24,769 | -100.0% | Q3 2023 | Nov 15, 2023 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -23,495 | -100.0% | Q3 2023 | Nov 09, 2023 |
| Parallax Volatility Advisers, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -15,700 | -100.0% | Q3 2023 | Nov 14, 2023 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,200 | -100.0% | Q3 2023 | Oct 13, 2023 |
| Advisory Services Network, LLC | History | New | 41 | 0 | — | — | — | +41 | New | Q4 2023 | Feb 09, 2024 |
| PRINCIPAL SECURITIES, INC. | History | New | 12 | 0 | — | — | — | +12 | New | Q4 2023 | May 10, 2024 |
| FEDERATED HERMES, INC. | History | New | 3 | 0 | — | — | — | +3 | New | Q4 2023 | Jan 31, 2024 |