DELCATH SYS INC - 24661P104
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 636,644 | 178 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | No change | 452,198 | 127 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| HighTower Advisors, LLC | History | No change | 150,077 | 42 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | No change | 134,080 | 38 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CITADEL ADVISORS LLC | History | No change | 112,913 | 32 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | No change | 82,523 | 23 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | No change | 73,552 | 21 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | No change | 72,004 | 20 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 65,362 | 18 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| FACTORY MUTUAL INSURANCE CO | History | No change | 50,000 | 14 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GROUP ONE TRADING, L.P. | History | No change | 42,173 | 12 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| ROYAL BANK OF CANADA | History | No change | 40,690 | 11 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 39,149 | 11 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| RUSSELL FRANK CO/ | History | No change | 34,800 | 10 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 29,450 | 8 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | No change | 20,940 | 6 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | No change | 18,284 | 5 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 16,800 | 4 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | No change | 17,500 | 4 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| OPPENHEIMER & CO INC | History | No change | 10,400 | 3 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| Tower Research Capital LLC | History | No change | 6,204 | 2 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 4,000 | 1 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | No change | 4,000 | 1 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -6,858,156 | -100.0% | Q2 2014 | Aug 06, 2014 |
| VANGUARD GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,871,827 | -100.0% | Q2 2014 | Aug 11, 2014 |
| Joel Isaacson & Co., LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -150,000 | -100.0% | Q2 2014 | Jul 21, 2014 |
| OXFORD ASSET MANAGEMENT | History | Closed out | 0 | 0 | — | 0.0% | — | -65,700 | -100.0% | Q2 2014 | Jul 16, 2014 |
| DUMONT & BLAKE INVESTMENT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -57,100 | -100.0% | Q2 2014 | Jul 22, 2014 |
| HT Partners LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -30,898 | -100.0% | Q2 2014 | Jul 09, 2014 |
| BRAVE ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -25,000 | -100.0% | Q2 2014 | Aug 11, 2014 |
| Fisher Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,701 | -100.0% | Q2 2014 | Jul 25, 2014 |
| WealthTrust Axiom LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,300 | -100.0% | Q2 2014 | Aug 01, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -13,575 | -100.0% | Q2 2014 | Jul 25, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -12,235 | -100.0% | Q2 2014 | Aug 06, 2014 |
| BLACKROCK ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,121 | -100.0% | Q2 2014 | Aug 06, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,500 | -100.0% | Q2 2014 | Aug 04, 2014 |
| ADIRONDACK TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -11,200 | -100.0% | Q2 2014 | Jul 23, 2014 |
| GILLESPIE ROBINSON & GRIMM INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q2 2014 | Jul 15, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Closed out | 0 | 0 | — | 0.0% | — | -3,000 | -100.0% | Q2 2014 | Aug 04, 2014 |
| ARROW FINANCIAL CORP | History | Closed out | 0 | 0 | — | — | — | -150 | -100.0% | Q2 2014 | Jul 30, 2014 |
| BARCLAYS PLC | History | No change | 51,192 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 500 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 1,698 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Gemmer Asset Management LLC | History | No change | 300 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 23, 2014 |