DELCATH SYS INC - 24661P104
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BlackRock Institutional Trust Company, N.A. | History | Added to | 6,858,156 | 1,920 | 0.0% | 0.0% | 1 | +2,326,905 | 51.35% | Q1 2014 | May 02, 2014 |
| VANGUARD GROUP INC | History | Added to | 2,871,827 | 804 | 0.0% | 0.0% | 2 | +1,373,128 | 91.62% | Q1 2014 | May 13, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 636,644 | 178 | 0.0% | 0.0% | 3 | +221,373 | 53.31% | Q1 2014 | May 14, 2014 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Reduced | 452,198 | 127 | 0.0% | 0.0% | 4 | -123,674 | -21.48% | Q1 2014 | May 15, 2014 |
| HighTower Advisors, LLC | History | No change | 150,077 | 42 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Joel Isaacson & Co., LLC | History | No change | 150,000 | 42 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q1 2014 | Apr 14, 2014 |
| NORTHERN TRUST CORP | History | Reduced | 134,080 | 38 | 0.0% | 0.0% | 7 | -2,968 | -2.17% | Q1 2014 | May 14, 2014 |
| CITADEL ADVISORS LLC | History | Added to | 112,913 | 32 | 0.05% | 0.03% | 8 | +32,894 | 41.11% | Q1 2014 | Aug 08, 2014 |
| STATE STREET CORP | History | No change | 82,523 | 23 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | Reduced | 73,552 | 21 | 0.0% | 0.0% | 10 | -8,687 | -10.56% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Added to | 72,004 | 20 | 0.0% | — | 11 | +70,154 | 3792.11% | Q1 2014 | May 16, 2014 |
| OXFORD ASSET MANAGEMENT | History | Added to | 65,700 | 18 | 0.0% | 0.01% | 13 | +42,666 | 185.23% | Q1 2014 | May 05, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 65,362 | 18 | 0.0% | 0.0% | 12 | +14,848 | 29.39% | Q1 2014 | May 16, 2014 |
| DUMONT & BLAKE INVESTMENT ADVISORS LLC | History | No change | 57,100 | 16 | 0.01% | 0.01% | 14 | 0 | 0.0% | Q1 2014 | Apr 29, 2014 |
| FACTORY MUTUAL INSURANCE CO | History | No change | 50,000 | 14 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GROUP ONE TRADING, L.P. | History | Reduced | 42,173 | 12 | 0.0% | 0.0% | 16 | -134,530 | -76.13% | Q1 2014 | May 07, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 39,149 | 11 | 0.0% | 0.0% | 18 | +6,549 | 20.09% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | Added to | 40,690 | 11 | 0.0% | 0.0% | 17 | +600 | 1.5% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | Reduced | 34,800 | 10 | 0.0% | 0.0% | 19 | -64,000 | -64.78% | Q1 2014 | May 16, 2014 |
| HT Partners LLC | History | No change | 30,898 | 9 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q1 2014 | Apr 10, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 29,450 | 8 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BRAVE ASSET MANAGEMENT INC | History | No change | 25,000 | 7 | 0.01% | 0.0% | 22 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| D. E. Shaw & Co., Inc. | History | Reduced | 20,940 | 6 | 0.0% | 0.0% | 23 | -52,201 | -71.37% | Q1 2014 | May 15, 2014 |
| Fisher Asset Management, LLC | History | New | 18,701 | 5 | 0.0% | — | 24 | +18,701 | New | Q1 2014 | Apr 22, 2014 |
| MORGAN STANLEY | History | Added to | 18,284 | 5 | 0.0% | 0.0% | 25 | +4,104 | 28.94% | Q1 2014 | May 13, 2014 |
| WealthTrust Axiom LLC | History | No change | 18,300 | 5 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2014 | Apr 30, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | New | 12,235 | 4 | 0.0% | — | 28 | +12,235 | New | Q1 2014 | May 01, 2014 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 16,800 | 4 | 0.0% | 0.0% | 27 | -3,300 | -16.42% | Q1 2014 | May 15, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 13,575 | 4 | 0.0% | 0.0% | 30 | -1,500 | -9.95% | Q1 2014 | Apr 29, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | No change | 17,500 | 4 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| OPPENHEIMER & CO INC | History | No change | 10,400 | 3 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| GILLESPIE ROBINSON & GRIMM INC | History | No change | 10,000 | 3 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2014 | Apr 22, 2014 |
| ADIRONDACK TRUST CO | History | No change | 11,200 | 3 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2014 | Apr 17, 2014 |
| BLACKROCK ADVISORS LLC | History | No change | 12,121 | 3 | 0.08% | 0.09% | 34 | 0 | 0.0% | Q1 2014 | Jun 05, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | No change | 11,500 | 3 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| Tower Research Capital LLC | History | New | 6,204 | 2 | 0.0% | — | 36 | +6,204 | New | Q1 2014 | May 02, 2014 |
| CITIGROUP INC | History | Reduced | 4,000 | 1 | 0.0% | 0.0% | 38 | -11,228 | -73.73% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 4,000 | 1 | 0.0% | 0.05% | 37 | -7,926 | -66.46% | Q1 2014 | May 15, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 3,000 | 1 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2014 | May 21, 2014 |
| SABBY MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -6,246,652 | -100.0% | Q4 2013 | Feb 14, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,875,138 | -100.0% | Q4 2013 | Feb 14, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,239,151 | -100.0% | Q4 2013 | Feb 24, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -60,920 | -100.0% | Q4 2013 | Feb 13, 2014 |
| PFG Financial Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -23,000 | -100.0% | Q4 2013 | Jan 10, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,839 | -100.0% | Q4 2013 | Feb 14, 2014 |
| BARCLAYS PLC | History | Reduced | 51,192 | 0 | — | — | — | -7,400 | -12.63% | Q1 2014 | May 15, 2014 |
| SYNOVUS FINANCIAL CORP | History | Closed out | 0 | 0 | — | — | — | -3,000 | -100.0% | Q4 2013 | Feb 10, 2014 |
| Gemmer Asset Management LLC | History | New | 300 | 0 | — | — | — | +300 | New | Q1 2014 | May 23, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | — | — | -100 | -100.0% | Q4 2013 | Jan 06, 2014 |
| ARROW FINANCIAL CORP | History | No change | 150 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | Apr 30, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 500 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 1,698 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |