DENDREON CORP COM - 24823Q107
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 10,844,707 | 24,943 | 0.0% | 0.0% | 1 | +1,187,322 | 12.29% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Reduced | 5,867,267 | 13,495 | 0.0% | 0.01% | 2 | -6,325 | -0.11% | Q2 2014 | Aug 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 5,162,149 | 11,873 | 0.0% | 0.0% | 3 | +335,314 | 6.95% | Q2 2014 | Aug 06, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 468,083 | 1,077 | 0.0% | 0.0% | 4 | -136,856 | -22.62% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 403,001 | 927 | 0.0% | 0.0% | 5 | +144,413 | 55.85% | Q2 2014 | Aug 11, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 379,242 | 873 | 0.0% | 0.0% | 6 | -52,323 | -12.12% | Q2 2014 | Jul 30, 2014 |
| STRS OHIO | History | New | 350,100 | 805 | 0.0% | — | 7 | +350,100 | New | Q2 2014 | Jul 24, 2014 |
| State of New Jersey Common Pension Fund D | History | New | 265,000 | 610 | 0.0% | — | 8 | +265,000 | New | Q2 2014 | Aug 11, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 189,292 | 435 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| Swiss National Bank | History | No change | 176,200 | 405 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| ProShare Advisors LLC | History | Reduced | 175,071 | 403 | 0.01% | 0.01% | 11 | -105,049 | -37.5% | Q2 2014 | Aug 08, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 141,908 | 326 | 0.0% | 0.0% | 12 | -4,188 | -2.87% | Q2 2014 | Aug 06, 2014 |
| BlackRock Group LTD | History | Reduced | 131,012 | 301 | 0.0% | 0.0% | 13 | -741,710 | -84.99% | Q2 2014 | Aug 06, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 127,279 | 292 | 0.0% | 0.0% | 14 | -2,524 | -1.94% | Q2 2014 | Aug 08, 2014 |
| Nationwide Fund Advisors | History | Added to | 124,881 | 287 | 0.0% | 0.0% | 15 | +3,017 | 2.48% | Q2 2014 | Aug 11, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 100,906 | 232 | 0.0% | 105.69% | 16 | -1,147,945 | -91.92% | Q2 2014 | Aug 06, 2014 |
| DekaBank Deutsche Girozentrale | History | Reduced | 92,000 | 212 | 0.0% | 0.0% | 17 | -4,500 | -4.66% | Q2 2014 | Aug 08, 2014 |
| GENEVA INVESTMENT MANAGEMENT OF CHICAGO LLC | History | Added to | 66,800 | 154 | 0.0% | 0.0% | 18 | +23,400 | 53.92% | Q2 2014 | Aug 07, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Reduced | 65,318 | 150 | 0.0% | 0.0% | 19 | -59,996 | -47.88% | Q2 2014 | Jul 31, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 56,517 | 130 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | No change | 54,000 | 124 | 0.0% | 0.01% | 21 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| RAY GERALD L & ASSOCIATES LTD | History | Reduced | 37,000 | 85 | 0.01% | 0.03% | 22 | -23,300 | -38.64% | Q2 2014 | Aug 04, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | Reduced | 35,940 | 83 | 0.0% | 0.0% | 23 | -21,400 | -37.32% | Q2 2014 | Aug 07, 2014 |
| CHILTON CAPITAL MANAGEMENT LLC | History | Added to | 35,000 | 81 | 0.01% | 0.01% | 24 | +2,500 | 7.69% | Q2 2014 | Jul 31, 2014 |
| Aperio Group, LLC | History | Reduced | 28,955 | 67 | 0.0% | 0.0% | 25 | -12,491 | -30.14% | Q2 2014 | Jul 23, 2014 |
| GAM Holding AG | History | No change | 25,000 | 58 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 21,437 | 49 | 0.0% | 0.0% | 27 | +3,100 | 16.91% | Q2 2014 | Jul 23, 2014 |
| CARL DOMINO INC | History | Reduced | 20,000 | 46 | 0.02% | 0.12% | 28 | -55,000 | -73.33% | Q2 2014 | Jul 08, 2014 |
| Private Advisor Group, LLC | History | Added to | 21,050 | 41 | 0.0% | 0.0% | 29 | +6,000 | 39.87% | Q2 2014 | Aug 08, 2014 |
| PROFUND ADVISORS LLC | History | Added to | 16,650 | 38 | 0.0% | 0.0% | 30 | +1,050 | 6.73% | Q2 2014 | Aug 08, 2014 |
| Quotient Investors, LLC | History | New | 15,859 | 36 | 0.01% | — | 32 | +15,859 | New | Q2 2014 | Jul 18, 2014 |
| AMALGAMATED BANK | History | Reduced | 15,608 | 36 | 0.01% | 0.01% | 31 | -679 | -4.17% | Q2 2014 | Aug 11, 2014 |
| RidgeWorth Capital Management LLC | History | New | 13,650 | 31 | 0.0% | — | 33 | +13,650 | New | Q2 2014 | Jul 31, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | New | 13,000 | 30 | 0.0% | — | 34 | +13,000 | New | Q2 2014 | Aug 04, 2014 |
| Concert Wealth Management Inc. | History | Reduced | 13,203 | 29 | 0.0% | 0.0% | 35 | -500 | -3.65% | Q2 2014 | Jul 31, 2014 |
| SII INVESTMENTS INC/WI | History | Added to | 13,500 | 28 | 0.0% | 0.01% | 36 | +1,200 | 9.76% | Q2 2014 | Jul 28, 2014 |
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. | History | Added to | 11,439 | 26 | 0.0% | 0.0% | 37 | +1,188 | 11.59% | Q2 2014 | Aug 11, 2014 |
| McAdams Wright Ragen, Inc. | History | No change | 10,565 | 24 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 5,737 | 13 | 0.0% | 0.0% | 39 | -122 | -2.08% | Q2 2014 | Aug 05, 2014 |
| DAVIDSON D A & CO | History | No change | 5,600 | 12 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| BlackRock Inc. | History | Reduced | 4,581 | 10 | 0.0% | 0.0% | 42 | -582 | -11.27% | Q2 2014 | Aug 06, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 4,270 | 10 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | No change | 3,442 | 8 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| PATHSTONE FAMILY OFFICE, LLC | History | No change | 1,700 | 4 | 0.01% | 0.01% | 44 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Focused Wealth Management, Inc | History | Reduced | 1,160 | 3 | 0.0% | 0.0% | 45 | -145 | -11.11% | Q2 2014 | Jul 30, 2014 |
| TRUST DEPARTMENT MB FINANCIAL BANK N A | History | No change | 1,000 | 2 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| Winslow, Evans & Crocker, Inc. | History | No change | 1,200 | 2 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 590 | 1 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | No change | 322 | 1 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| Wunderlich Securities, Inc. | History | No change | 500 | 1 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -8,583,676 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -5,435,596 | -100.0% | Q1 2014 | May 14, 2014 |
| PRIMECAP MANAGEMENT CO/CA/ | History | Closed out | 0 | 0 | — | 0.01% | — | -3,069,700 | -100.0% | Q1 2014 | May 14, 2014 |
| LMM LLC | History | Closed out | 0 | 0 | — | 0.29% | — | -2,434,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,187,816 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,062,240 | -100.0% | Q1 2014 | May 14, 2014 |
| SCOPIA CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -1,824,183 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,796,223 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,736,792 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,214,680 | -100.0% | Q1 2014 | May 15, 2014 |
| MANGROVE PARTNERS | History | Closed out | 0 | 0 | — | 1.09% | — | -1,090,500 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -847,012 | -100.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -822,750 | -100.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -607,447 | -100.0% | Q1 2014 | May 13, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -536,193 | -100.0% | Q1 2014 | May 15, 2014 |
| OZ MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.0% | — | -500,000 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -450,921 | -100.0% | Q1 2014 | May 13, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -344,116 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -298,662 | -100.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -286,400 | -100.0% | Q1 2014 | Apr 18, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -285,189 | -100.0% | Q1 2014 | May 08, 2014 |
| State of New Jersey Common Pension Fund A | History | Closed out | 0 | 0 | — | 0.0% | — | -265,000 | -100.0% | Q1 2014 | May 05, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -230,939 | -100.0% | Q1 2014 | May 13, 2014 |
| ADAGE CAPITAL PARTNERS GP LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -200,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.0% | — | -197,340 | -100.0% | Q1 2014 | May 28, 2014 |
| BOLTON LP | History | Closed out | 0 | 0 | — | 0.13% | — | -190,873 | -100.0% | Q1 2014 | May 15, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -160,000 | -100.0% | Q1 2014 | May 15, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -153,351 | -100.0% | Q1 2014 | May 14, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -137,720 | -100.0% | Q1 2014 | May 15, 2014 |
| Marshall Wace LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -135,100 | -100.0% | Q1 2014 | May 14, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -134,297 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -121,197 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -115,407 | -100.0% | Q1 2014 | May 16, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | Closed out | 0 | 0 | — | 0.0% | — | -114,175 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -106,874 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -87,211 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.34% | — | -80,055 | -100.0% | Q1 2014 | Aug 08, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -79,455 | -100.0% | Q1 2014 | May 13, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -64,710 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -63,567 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -62,795 | -100.0% | Q1 2014 | May 23, 2014 |
| CSS LLC/IL | History | Closed out | 0 | 0 | — | 0.01% | — | -55,800 | -100.0% | Q1 2014 | May 15, 2014 |
| TANG CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -55,548 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -43,227 | -100.0% | Q1 2014 | Apr 11, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -41,810 | -100.0% | Q1 2014 | May 15, 2014 |
| Stone Toro Investment Advisers, LP | History | Closed out | 0 | 0 | — | 0.18% | — | -41,800 | -100.0% | Q1 2014 | Apr 25, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -38,340 | -100.0% | Q1 2014 | May 15, 2014 |
| Horizon Kinetics LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -34,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Rotella Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.12% | — | -32,800 | -100.0% | Q1 2014 | May 21, 2014 |
| National Planning Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -32,538 | -100.0% | Q1 2014 | Apr 14, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -31,700 | -100.0% | Q1 2014 | May 15, 2014 |
| Rodgers Brothers Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -27,550 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -25,690 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,458 | -100.0% | Q1 2014 | May 15, 2014 |
| National Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -22,815 | -100.0% | Q1 2014 | May 02, 2014 |
| Sterneck Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -21,600 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,284 | -100.0% | Q1 2014 | May 14, 2014 |
| GIRARD PARTNERS LTD. | History | Closed out | 0 | 0 | — | 0.04% | — | -20,100 | -100.0% | Q1 2014 | May 13, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -16,346 | -100.0% | Q1 2014 | May 14, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,917 | -100.0% | Q1 2014 | May 14, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -14,620 | -100.0% | Q1 2014 | May 15, 2014 |
| Investors Capital Advisory Services | History | Closed out | 0 | 0 | — | 0.01% | — | -14,100 | -100.0% | Q1 2014 | Apr 15, 2014 |
| Summit Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -13,865 | -100.0% | Q1 2014 | May 13, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -13,697 | -100.0% | Q1 2014 | May 15, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,527 | -100.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,206 | -100.0% | Q1 2014 | May 16, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,134 | -100.0% | Q1 2014 | May 14, 2014 |
| Tradeworx Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -13,043 | -100.0% | Q1 2014 | Jun 02, 2014 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,646 | -100.0% | Q1 2014 | May 14, 2014 |
| ARISTEIA CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,039 | -100.0% | Q1 2014 | May 15, 2014 |
| CTC Alternative Strategies, Ltd. | History | Closed out | 0 | 0 | — | 0.02% | — | -10,500 | -100.0% | Q1 2014 | May 02, 2014 |
| Bank of Kentucky, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -9,500 | -100.0% | Q1 2014 | May 19, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -7,000 | -100.0% | Q1 2014 | May 14, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,400 | -100.0% | Q1 2014 | May 14, 2014 |
| FIRST NEW YORK SECURITIES LLC /NY | History | Closed out | 0 | 0 | — | 0.01% | — | -5,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,250 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -700 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -587 | -100.0% | Q1 2014 | May 15, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | May 16, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -450 | -100.0% | Q1 2014 | Apr 24, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -436 | -100.0% | Q1 2014 | May 12, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | — | — | -385 | -100.0% | Q1 2014 | May 13, 2014 |
| Edge Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2014 | Apr 08, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | — | — | -94 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | — | — | -25 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 20 | 0 | — | — | — | +20 | New | Q2 2014 | Aug 05, 2014 |