BNY Mellon Strat Muni Inc - 261932107
Detailed investor-level table based on 13F positions.
Early Q1 2020 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Capital Investment Advisors, LLC | History | Reduced | 232,471 | 1,962 | 0.22% | 0.24% | 1 | -6,845 | -2.86% | Q2 2014 | Jul 30, 2014 |
| LPL Financial LLC | History | Added to | 81,083 | 684 | 0.0% | 0.0% | 2 | +19,276 | 31.19% | Q2 2014 | Aug 05, 2014 |
| WealthTrust Axiom LLC | History | Added to | 52,500 | 443 | 0.15% | 0.14% | 3 | +6,000 | 12.9% | Q2 2014 | Aug 01, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 42,329 | 357 | 0.0% | 0.0% | 4 | -63 | -0.15% | Q2 2014 | Jul 23, 2014 |
| ProVise Management Group, LLC | History | Added to | 41,633 | 351 | 0.08% | 0.06% | 5 | +8,550 | 25.84% | Q2 2014 | Aug 01, 2014 |
| HOLLENCREST SECURITIES LLC | History | No change | 30,520 | 258 | 0.03% | 0.04% | 6 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | New | 27,786 | 235 | 0.0% | — | 7 | +27,786 | New | Q2 2014 | Aug 08, 2014 |
| Essex Financial Services, Inc. | History | No change | 25,275 | 213 | 0.06% | 0.07% | 8 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 24,200 | 204 | 0.0% | 0.0% | 9 | -5,000 | -17.12% | Q2 2014 | Aug 08, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 21,508 | 182 | 0.01% | 0.01% | 10 | +738 | 3.55% | Q2 2014 | Jul 25, 2014 |
| SII INVESTMENTS INC/WI | History | New | 17,459 | 148 | 0.02% | — | 11 | +17,459 | New | Q2 2014 | Jul 28, 2014 |
| 1ST SOURCE BANK | History | No change | 16,382 | 138 | 0.02% | 0.02% | 12 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| Hanlon Investment Management, Inc. | History | No change | 13,900 | 117 | 0.2% | 0.05% | 13 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| RAYMOND JAMES TRUST N.A. | History | No change | 12,503 | 106 | 0.01% | 0.01% | 14 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| KANALY TRUST CO | History | No change | 9,914 | 84 | 0.02% | 0.02% | 15 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | Added to | 9,775 | 83 | 0.02% | 0.02% | 16 | +2,900 | 42.18% | Q2 2014 | Jul 21, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 2,000 | 16 | 0.0% | 0.0% | 17 | +16 | 0.81% | Q2 2014 | Aug 08, 2014 |
| FARMERS & MERCHANTS INVESTMENTS INC | History | No change | 1,800 | 15 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| MetLife Securities, Inc | History | No change | 516 | 4 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| REILLY FINANCIAL ADVISORS, LLC | History | No change | 342 | 3 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.01% | — | -194,360 | -100.0% | Q1 2014 | May 13, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -141,468 | -100.0% | Q1 2014 | May 16, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -111,860 | -100.0% | Q1 2014 | May 13, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -80,450 | -100.0% | Q1 2014 | May 15, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -78,745 | -100.0% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -78,004 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -72,927 | -100.0% | Q1 2014 | May 16, 2014 |
| GOODWIN DANIEL L | History | Closed out | 0 | 0 | — | 0.09% | — | -60,576 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -60,301 | -100.0% | Q1 2014 | May 15, 2014 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -36,456 | -100.0% | Q1 2014 | May 08, 2014 |
| SIT INVESTMENT ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -33,000 | -100.0% | Q1 2014 | Apr 24, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -28,633 | -100.0% | Q1 2014 | May 15, 2014 |
| MUTUAL OF OMAHA BANK WEALTH MANAGEMENT | History | Closed out | 0 | 0 | — | 0.11% | — | -27,500 | -100.0% | Q1 2014 | May 14, 2014 |
| Horizon Kinetics LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,570 | -100.0% | Q1 2014 | May 14, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,575 | -100.0% | Q1 2014 | May 14, 2014 |
| WALTER & KEENAN FINANCIAL CONSULTING CO /MI/ /ADV | History | Closed out | 0 | 0 | — | 0.09% | — | -20,000 | -100.0% | Q1 2014 | May 08, 2014 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | Closed out | 0 | 0 | — | 0.0% | — | -17,600 | -100.0% | Q1 2014 | May 14, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.03% | — | -15,505 | -100.0% | Q1 2014 | Apr 24, 2014 |
| First City Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.08% | — | -13,250 | -100.0% | Q1 2014 | May 19, 2014 |
| INVESTMENT CENTERS OF AMERICA INC | History | Closed out | 0 | 0 | — | 0.02% | — | -12,998 | -100.0% | Q1 2014 | May 09, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -12,678 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -12,406 | -100.0% | Q1 2014 | May 14, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -9,365 | -100.0% | Q1 2014 | May 14, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,286 | -100.0% | Q1 2014 | May 14, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,459 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -3,381 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,710 | -100.0% | Q1 2014 | May 14, 2014 |
| BBK Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,248 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | May 02, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2014 | Apr 11, 2014 |