ETF SER SOLUTIONS - 26922A172
Detailed investor-level table based on 13F positions.
Early Q4 2024 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STIFEL FINANCIAL CORP | History | Reduced | 231,861 | 5,921 | 0.01% | 0.01% | 1 | -7,628 | -3.19% | Q3 2024 | Nov 14, 2024 |
| LPL Financial LLC | History | Reduced | 160,031 | 4,087 | 0.0% | 0.0% | 2 | -4,778 | -2.9% | Q3 2024 | Nov 08, 2024 |
| OSAIC HOLDINGS, INC. | History | Added to | 159,881 | 4,083 | 0.01% | 0.01% | 3 | +2,848 | 1.81% | Q3 2024 | Nov 13, 2024 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 90,229 | 2,304 | 0.0% | 0.0% | 4 | -358,637 | -79.9% | Q3 2024 | Nov 14, 2024 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 71,409 | 1,824 | 0.0% | 0.01% | 5 | -93,957 | -56.82% | Q3 2024 | Oct 18, 2024 |
| OLD MISSION CAPITAL LLC | History | Added to | 45,801 | 1,169 | 0.02% | 0.0% | 6 | +34,314 | 298.72% | Q3 2024 | Nov 14, 2024 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 32,602 | 832 | 0.0% | 0.0% | 7 | -2,001 | -5.78% | Q3 2024 | Nov 07, 2024 |
| AE Wealth Management LLC | History | Added to | 32,272 | 824 | 0.01% | 0.01% | 8 | +2,245 | 7.48% | Q3 2024 | Nov 14, 2024 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 30,113 | 769 | 0.0% | 0.0% | 9 | -108 | -0.36% | Q3 2024 | Nov 15, 2024 |
| CITADEL ADVISORS LLC | History | Added to | 29,317 | 748 | 0.0% | 0.0% | 10 | +9,163 | 45.46% | Q3 2024 | Nov 14, 2024 |
| Chicago Partners Investment Group LLC | History | Reduced | 25,591 | 646 | 0.02% | 0.05% | 11 | -23,562 | -47.94% | Q3 2024 | Oct 29, 2024 |
| Federation des caisses Desjardins du Quebec | History | No change | 18,027 | 460 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q3 2024 | Nov 13, 2024 |
| Advisory Services Network, LLC | History | No change | 18,143 | 457 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q3 2024 | Nov 14, 2024 |
| ROYAL BANK OF CANADA | History | Reduced | 17,528 | 448 | 0.0% | 0.0% | 14 | -173,176 | -90.81% | Q3 2024 | Nov 14, 2024 |
| Cetera Investment Advisers | History | New | 15,607 | 398 | 0.0% | — | 15 | +15,607 | New | Q3 2024 | Nov 13, 2024 |
| Colony Group, LLC | History | New | 14,708 | 375 | 0.0% | — | 16 | +14,708 | New | Q3 2024 | Nov 14, 2024 |
| Prime Capital Investment Advisors, LLC | History | Added to | 14,562 | 371 | 0.01% | 0.0% | 17 | +3,285 | 29.13% | Q3 2024 | Nov 05, 2024 |
| OPPENHEIMER & CO INC | History | Reduced | 12,451 | 317 | 0.0% | 0.01% | 18 | -493 | -3.81% | Q3 2024 | Nov 05, 2024 |
| StoneX Group Inc. | History | Added to | 11,247 | 287 | 0.13% | 0.13% | 19 | +485 | 4.51% | Q3 2024 | Aug 13, 2025 |
| Sigma Planning Corp | History | Added to | 11,182 | 285 | 0.01% | 0.01% | 20 | +172 | 1.56% | Q3 2024 | Nov 04, 2024 |
| Private Advisor Group, LLC | History | Reduced | 10,604 | 270 | 0.0% | 0.0% | 21 | -2,106 | -16.57% | Q3 2024 | Oct 22, 2024 |
| Modern Wealth Management, LLC | History | Added to | 9,349 | 238 | 0.08% | 0.45% | 22 | +56 | 0.6% | Q3 2024 | May 30, 2025 |
| MORGAN STANLEY | History | Reduced | 7,869 | 200 | 0.0% | 0.0% | 23 | -2,264 | -22.34% | Q3 2024 | May 14, 2025 |
| IFP Advisors, Inc | History | Reduced | 6,892 | 176 | 0.01% | 0.01% | 24 | -4,382 | -38.87% | Q3 2024 | Feb 04, 2025 |
| WELLS FARGO & COMPANY/MN | History | Added to | 6,498 | 165 | 0.0% | — | 25 | +6,497 | 649700.0% | Q3 2024 | Nov 13, 2024 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 4,030 | 102 | 0.0% | 0.0% | 26 | -956 | -19.17% | Q3 2024 | Nov 04, 2024 |
| UBS Group AG | History | Added to | 1,833 | 46 | 0.0% | 0.0% | 27 | +1,045 | 132.61% | Q3 2024 | Nov 14, 2024 |
| Farther Finance Advisors, LLC | History | No change | 1,080 | 27 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q3 2024 | Oct 29, 2024 |
| SIGNATUREFD, LLC | History | New | 800 | 20 | 0.0% | — | 29 | +800 | New | Q3 2024 | Oct 21, 2024 |
| Steward Partners Investment Advisory, LLC | History | No change | 500 | 12 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q3 2024 | Nov 14, 2024 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -65,200 | -100.0% | Q2 2024 | Aug 13, 2024 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,286 | -100.0% | Q2 2024 | Aug 14, 2024 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,054 | -100.0% | Q2 2024 | Aug 15, 2024 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -64 | -100.0% | Q2 2024 | Jul 25, 2024 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -53 | -100.0% | Q2 2024 | Aug 16, 2024 |
| FMR LLC | History | New | 6 | 0 | — | — | — | +6 | New | Q3 2024 | Nov 13, 2024 |