FINANCIAL ENGINES INC - 317485100
Detailed investor-level table based on 13F positions.
Early Q2 2018 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 3,363,900 | 152,317 | 0.01% | 0.01% | 1 | +1,646 | 0.05% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Reduced | 2,652,012 | 120,083 | 0.03% | 0.04% | 2 | -123,982 | -4.47% | Q2 2014 | Aug 06, 2014 |
| KORNITZER CAPITAL MANAGEMENT INC /KS | History | Added to | 2,084,560 | 94,389 | 1.01% | 1.09% | 3 | +53,285 | 2.62% | Q2 2014 | Jul 30, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 1,383,315 | 62,637 | 0.01% | 0.01% | 4 | +178 | 0.01% | Q2 2014 | Aug 06, 2014 |
| RIVERBRIDGE PARTNERS LLC | History | Added to | 1,088,026 | 49,266 | 0.86% | 0.99% | 5 | +10,433 | 0.97% | Q2 2014 | Jul 31, 2014 |
| DF DENT & CO INC | History | Reduced | 810,549 | 36,702 | 0.85% | 0.96% | 6 | -2,704 | -0.33% | Q2 2014 | Jul 08, 2014 |
| BAILLIE GIFFORD & CO | History | Added to | 659,900 | 29,880 | 0.06% | 0.05% | 7 | +254,500 | 62.78% | Q2 2014 | Aug 01, 2014 |
| GENEVA INVESTMENT MANAGEMENT OF CHICAGO LLC | History | Reduced | 590,072 | 26,718 | 0.49% | 1.18% | 8 | -669,486 | -53.15% | Q2 2014 | Aug 07, 2014 |
| WEATHERBIE CAPITAL, LLC | History | Added to | 503,603 | 22,803 | 2.03% | 1.42% | 9 | +209,320 | 71.13% | Q2 2014 | Aug 08, 2014 |
| THORNBURG INVESTMENT MANAGEMENT INC | History | Added to | 338,383 | 15,322 | 0.06% | 0.04% | 10 | +117,955 | 53.51% | Q2 2014 | Aug 11, 2014 |
| KALMAR INVESTMENTS INC /DE/ | History | Added to | 316,437 | 14,328 | 0.25% | 0.27% | 11 | +3,580 | 1.14% | Q2 2014 | Jul 28, 2014 |
| STRS OHIO | History | Added to | 283,800 | 12,850 | 0.06% | 0.06% | 12 | +25,000 | 9.66% | Q2 2014 | Jul 24, 2014 |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | History | Added to | 268,610 | 12,163 | 0.21% | 0.14% | 13 | +109,215 | 68.52% | Q2 2014 | Aug 05, 2014 |
| TIVERTON ASSET MANAGEMENT LLC | History | New | 225,000 | 10,188 | 0.23% | — | 14 | +225,000 | New | Q2 2014 | Aug 06, 2014 |
| ROYCE & ASSOCIATES LLC | History | Added to | 209,200 | 9,473 | 0.03% | 0.0% | 15 | +202,400 | 2976.47% | Q2 2014 | Aug 11, 2014 |
| GLYNN CAPITAL MANAGEMENT LLC | History | Reduced | 191,674 | 8,679 | 2.8% | 3.92% | 16 | -4,700 | -2.39% | Q2 2014 | Aug 06, 2014 |
| Summit Creek Advisors LLC | History | New | 181,815 | 8,233 | 1.38% | — | 17 | +181,815 | New | Q2 2014 | Jul 24, 2014 |
| PALISADE CAPITAL MANAGEMENT LLC/NJ | History | Reduced | 181,383 | 8,213 | 0.2% | 0.52% | 18 | -235,890 | -56.53% | Q2 2014 | Aug 06, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 168,847 | 7,645 | 0.01% | 0.01% | 19 | +5,573 | 3.41% | Q2 2014 | Aug 06, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 149,118 | 6,753 | 0.01% | 0.01% | 20 | +1,710 | 1.16% | Q2 2014 | Jul 30, 2014 |
| BLAIR WILLIAM & CO/IL | History | Added to | 127,185 | 5,759 | 0.01% | 0.0% | 21 | +73,965 | 138.98% | Q2 2014 | Aug 01, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Added to | 122,434 | 5,544 | 0.01% | 0.01% | 22 | +4,500 | 3.82% | Q2 2014 | Aug 05, 2014 |
| 300 NORTH CAPITAL, LLC | History | Added to | 109,624 | 4,963 | 1.22% | 1.41% | 23 | +2,808 | 2.63% | Q2 2014 | Aug 05, 2014 |
| GAGNON SECURITIES LLC | History | Reduced | 109,327 | 4,950 | 1.6% | 1.65% | 24 | -44 | -0.04% | Q2 2014 | Jul 31, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 89,455 | 4,052 | 0.0% | 0.0% | 25 | -5,665 | -5.96% | Q2 2014 | Aug 08, 2014 |
| Teton Advisors, Inc. | History | Added to | 83,409 | 3,777 | 0.25% | 0.26% | 26 | +8,645 | 11.56% | Q2 2014 | Aug 06, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 76,843 | 3,479 | 0.01% | 0.01% | 27 | -3,600 | -4.48% | Q2 2014 | Aug 04, 2014 |
| State of New Jersey Common Pension Fund D | History | New | 75,087 | 3,400 | 0.01% | — | 28 | +75,087 | New | Q2 2014 | Aug 11, 2014 |
| Gagnon Advisors, LLC | History | No change | 73,591 | 3,332 | 2.08% | 2.12% | 29 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| RidgeWorth Capital Management LLC | History | New | 71,306 | 3,229 | 0.02% | — | 30 | +71,306 | New | Q2 2014 | Jul 31, 2014 |
| Swiss National Bank | History | No change | 55,700 | 2,522 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 54,554 | 2,470 | 0.01% | 0.01% | 32 | -869 | -1.57% | Q2 2014 | Aug 06, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | Added to | 52,013 | 2,355 | 0.02% | 0.03% | 33 | +531 | 1.03% | Q2 2014 | Jul 21, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 49,044 | 2,221 | 0.01% | 0.01% | 34 | +3,021 | 6.56% | Q2 2014 | Aug 07, 2014 |
| BlackRock Group LTD | History | Reduced | 48,508 | 2,196 | 0.0% | 0.0% | 35 | -30,548 | -38.64% | Q2 2014 | Aug 06, 2014 |
| Granite Investment Partners, LLC | History | Added to | 44,071 | 1,996 | 0.28% | 0.2% | 36 | +18,410 | 71.74% | Q2 2014 | Aug 11, 2014 |
| Nicholas Investment Partners, LP | History | Reduced | 42,030 | 1,903 | 0.11% | 0.25% | 37 | -18,328 | -30.37% | Q2 2014 | Aug 01, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 41,134 | 1,862 | 0.0% | 0.0% | 38 | +321 | 0.79% | Q2 2014 | Aug 08, 2014 |
| Tygh Capital Management, Inc. | History | New | 40,893 | 1,852 | 0.39% | — | 39 | +40,893 | New | Q2 2014 | Aug 06, 2014 |
| Nationwide Fund Advisors | History | Reduced | 39,458 | 1,787 | 0.01% | 0.02% | 40 | -38,406 | -49.32% | Q2 2014 | Aug 11, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 39,282 | 1,778 | 0.01% | 0.01% | 41 | +872 | 2.27% | Q2 2014 | Aug 08, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Added to | 39,144 | 1,772 | 0.01% | 0.01% | 42 | +721 | 1.88% | Q2 2014 | Jul 31, 2014 |
| BROWN ADVISORY INC | History | Added to | 37,267 | 1,688 | 0.01% | 0.01% | 43 | +1,069 | 2.95% | Q2 2014 | Aug 08, 2014 |
| ProShare Advisors LLC | History | Reduced | 37,017 | 1,676 | 0.02% | 0.04% | 44 | -23,426 | -38.76% | Q2 2014 | Aug 08, 2014 |
| Arizona State Retirement System | History | Added to | 36,800 | 1,666 | 0.02% | 0.02% | 45 | +300 | 0.82% | Q2 2014 | Aug 07, 2014 |
| Lee Munder Capital Group, LLC | History | New | 36,731 | 1,663 | 0.04% | — | 46 | +36,731 | New | Q2 2014 | Aug 11, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 30,334 | 1,374 | 0.0% | 0.0% | 47 | -37,722 | -55.43% | Q2 2014 | Aug 11, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 29,810 | 1,350 | 0.0% | 47.58% | 48 | -3,292 | -9.95% | Q2 2014 | Aug 06, 2014 |
| FIRST MERCANTILE TRUST CO | History | Added to | 29,470 | 1,334 | 0.11% | 0.1% | 49 | +1,060 | 3.73% | Q2 2014 | Jul 22, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Added to | 29,243 | 1,324 | 0.04% | 0.04% | 50 | +3,768 | 14.79% | Q2 2014 | Jul 11, 2014 |
| JENNISON ASSOCIATES LLC | History | Reduced | 27,837 | 1,260 | 0.0% | 0.0% | 51 | -1 | -0.0% | Q2 2014 | Aug 08, 2014 |
| Baltimore-Washington Financial Advisors, Inc. | History | Added to | 26,515 | 1,201 | 0.37% | 0.42% | 52 | +2,175 | 8.94% | Q2 2014 | Jul 18, 2014 |
| MAZAMA CAPITAL MANAGEMENT INC | History | Added to | 25,539 | 1,156 | 0.31% | 0.16% | 53 | +22,105 | 643.71% | Q2 2014 | Jul 28, 2014 |
| Louisiana State Employees Retirement System | History | Added to | 23,900 | 1,082 | 0.05% | 0.06% | 54 | +300 | 1.27% | Q2 2014 | Jul 30, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Reduced | 23,670 | 1,072 | 0.0% | 0.01% | 55 | -169,497 | -87.75% | Q2 2014 | Aug 04, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | Reduced | 18,000 | 815 | 0.01% | 0.01% | 56 | -1,200 | -6.25% | Q2 2014 | Jul 18, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 16,407 | 743 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| WMS Partners, LLC | History | Added to | 14,400 | 652 | 0.1% | 0.1% | 58 | +2,100 | 17.07% | Q2 2014 | Aug 11, 2014 |
| NORDEA INVESTMENT MANAGEMENT AB | History | Added to | 14,048 | 636 | 0.0% | 0.0% | 59 | +467 | 3.44% | Q2 2014 | Jul 22, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 13,190 | 597 | 0.03% | 0.03% | 60 | -283 | -2.1% | Q2 2014 | Aug 08, 2014 |
| Municipal Employees' Retirement System of Michigan | History | Added to | 12,600 | 571 | 0.04% | 0.05% | 61 | +400 | 3.28% | Q2 2014 | Aug 04, 2014 |
| SEI TRUST CO | History | Reduced | 12,582 | 570 | 0.01% | 0.01% | 62 | -4,936 | -28.18% | Q2 2014 | Jul 22, 2014 |
| MACKENZIE FINANCIAL CORP | History | Reduced | 12,480 | 565 | 0.0% | 0.0% | 63 | -7,276 | -36.83% | Q2 2014 | Aug 11, 2014 |
| REYNOLDS CAPITAL MANAGEMENT LLC | History | Reduced | 10,400 | 471 | 0.32% | 0.36% | 64 | -700 | -6.31% | Q2 2014 | Jul 08, 2014 |
| KBC Group NV | History | No change | 9,353 | 424 | 0.0% | 0.01% | 65 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| MASON STREET ADVISORS, LLC | History | Added to | 6,467 | 293 | 0.0% | 0.0% | 66 | +239 | 3.84% | Q2 2014 | Aug 05, 2014 |
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. | History | Reduced | 6,224 | 282 | 0.0% | 0.01% | 67 | -9,607 | -60.68% | Q2 2014 | Aug 11, 2014 |
| Manchester Capital Management LLC | History | No change | 5,140 | 233 | 0.03% | 0.04% | 68 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| AMALGAMATED BANK | History | Reduced | 5,020 | 227 | 0.03% | 0.04% | 69 | -5 | -0.1% | Q2 2014 | Aug 11, 2014 |
| Neuberger Berman Group LLC | History | Reduced | 4,683 | 212 | 0.0% | 0.0% | 70 | -3,411 | -42.14% | Q2 2014 | Aug 05, 2014 |
| MAGEE THOMSON INVESTMENT PARTNERS LLC | History | No change | 3,853 | 175 | 0.04% | 0.04% | 71 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Reduced | 3,400 | 154 | 0.0% | 0.01% | 72 | -4,800 | -58.54% | Q2 2014 | Jul 30, 2014 |
| Quantbot Technologies LP | History | Added to | 3,200 | 144 | 0.02% | 0.02% | 73 | +1,900 | 146.15% | Q2 2014 | Jul 08, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 3,055 | 138 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| DAVIDSON D A & CO | History | Reduced | 2,057 | 92 | 0.0% | 0.0% | 75 | -169 | -7.59% | Q2 2014 | Jul 29, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 1,857 | 84 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| BlackRock Inc. | History | Reduced | 1,530 | 69 | 0.0% | 0.0% | 77 | -7,593 | -83.23% | Q2 2014 | Aug 06, 2014 |
| Copper Rock Capital Partners, LLC | History | Reduced | 588 | 27 | 0.0% | 0.32% | 78 | -64,389 | -99.1% | Q2 2014 | Jul 08, 2014 |
| Mizuho Asset Management Co.,Ltd. | History | Reduced | 450 | 20 | 0.0% | 0.14% | 79 | -13,000 | -96.65% | Q2 2014 | Aug 08, 2014 |
| WealthTrust-Arizona, LLC | History | Reduced | 357 | 16 | 0.02% | 0.03% | 80 | -87 | -19.59% | Q2 2014 | Jul 22, 2014 |
| Sanctuary Wealth Advisors, LLC | History | New | 300 | 11 | 0.0% | — | 81 | +300 | New | Q2 2014 | Jul 29, 2014 |
| CENTRAL TRUST & INVESTMENT CO | History | No change | 216 | 10 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2014 | Jul 09, 2014 |
| Vantage Investment Advisors, LLC | History | New | 200 | 9 | 0.01% | — | 84 | +200 | New | Q2 2014 | Jul 25, 2014 |
| MetLife Securities, Inc | History | Reduced | 200 | 9 | 0.0% | 0.0% | 83 | -100 | -33.33% | Q2 2014 | Aug 04, 2014 |
| FTB Advisors, Inc. | History | New | 176 | 6 | 0.0% | — | 85 | +176 | New | Q2 2014 | Aug 07, 2014 |
| Tortoise Investment Management, LLC | History | No change | 101 | 5 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| PIEDMONT INVESTMENT ADVISORS LLC | History | No change | 38 | 1 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| PRIVATE TRUST CO NA | History | No change | 21 | 1 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.05% | — | -4,653,099 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.08% | — | -3,758,082 | -100.0% | Q1 2014 | May 15, 2014 |
| BAMCO INC /NY/ | History | Closed out | 0 | 0 | — | 0.68% | — | -3,311,218 | -100.0% | Q1 2014 | May 15, 2014 |
| Capital World Investors | History | Closed out | 0 | 0 | — | 0.05% | — | -3,203,430 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.02% | — | -1,672,057 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.03% | — | -1,630,876 | -100.0% | Q1 2014 | May 13, 2014 |
| NEXT CENTURY GROWTH INVESTORS LLC | History | Closed out | 0 | 0 | — | 2.35% | — | -1,559,025 | -100.0% | Q1 2014 | May 14, 2014 |
| Clearbridge Investments, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -1,406,176 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -1,211,955 | -100.0% | Q1 2014 | May 15, 2014 |
| JANUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -1,082,011 | -100.0% | Q1 2014 | May 15, 2014 |
| ZEVENBERGEN CAPITAL INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 1.95% | — | -1,072,830 | -100.0% | Q1 2014 | May 12, 2014 |
| RS INVESTMENT MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -1,011,070 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -931,592 | -100.0% | Q1 2014 | May 14, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.01% | — | -749,701 | -100.0% | Q1 2014 | May 15, 2014 |
| OPPENHEIMER FUNDS INC | History | Closed out | 0 | 0 | — | 0.04% | — | -713,450 | -100.0% | Q1 2014 | Apr 30, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.02% | — | -583,602 | -100.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -572,011 | -100.0% | Q1 2014 | May 14, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -494,720 | -100.0% | Q1 2014 | May 15, 2014 |
| WADDELL & REED FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.03% | — | -439,586 | -100.0% | Q1 2014 | May 15, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -420,440 | -100.0% | Q1 2014 | May 13, 2014 |
| Cupps Capital Management, LLC | History | Closed out | 0 | 0 | — | 1.54% | — | -395,888 | -100.0% | Q1 2014 | May 12, 2014 |
| LOOMIS SAYLES & CO L P | History | Closed out | 0 | 0 | — | 0.05% | — | -379,578 | -100.0% | Q1 2014 | May 15, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.03% | — | -322,709 | -100.0% | Q1 2014 | May 13, 2014 |
| FRED ALGER MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.08% | — | -315,397 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -300,281 | -100.0% | Q1 2014 | May 13, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -269,967 | -100.0% | Q1 2014 | May 14, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.02% | — | -259,167 | -100.0% | Q1 2014 | May 16, 2014 |
| Arrowpoint Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.41% | — | -246,544 | -100.0% | Q1 2014 | May 15, 2014 |
| NEEDHAM INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 2.5% | — | -232,500 | -100.0% | Q1 2014 | May 15, 2014 |
| RAINIER INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -228,900 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.02% | — | -174,998 | -100.0% | Q1 2014 | May 14, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -149,860 | -100.0% | Q1 2014 | May 15, 2014 |
| ARBOR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.78% | — | -146,181 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -122,673 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -121,482 | -100.0% | Q1 2014 | Apr 18, 2014 |
| MOGY JOEL R INVESTMENT COUNSEL INC | History | Closed out | 0 | 0 | — | 1.27% | — | -119,713 | -100.0% | Q1 2014 | May 14, 2014 |
| DRIEHAUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -115,626 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -106,664 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -105,797 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -104,839 | -100.0% | Q1 2014 | May 13, 2014 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.03% | — | -103,000 | -100.0% | Q1 2014 | May 15, 2014 |
| WS MANAGEMENT LLLP | History | Closed out | 0 | 0 | — | 0.16% | — | -100,000 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -88,948 | -100.0% | Q1 2014 | May 08, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | Closed out | 0 | 0 | — | 0.05% | — | -87,404 | -100.0% | Q1 2014 | May 14, 2014 |
| LORD, ABBETT & CO. LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -80,593 | -100.0% | Q1 2014 | May 15, 2014 |
| FIL Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -79,637 | -100.0% | Q1 2014 | May 15, 2014 |
| PIONEER INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.02% | — | -78,935 | -100.0% | Q1 2014 | May 12, 2014 |
| State of New Jersey Common Pension Fund A | History | Closed out | 0 | 0 | — | 0.02% | — | -75,087 | -100.0% | Q1 2014 | May 05, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -71,780 | -100.0% | Q1 2014 | May 13, 2014 |
| EMERALD ADVISERS INC/PA | History | Closed out | 0 | 0 | — | 0.2% | — | -70,823 | -100.0% | Q1 2014 | Apr 30, 2014 |
| EMERALD MUTUAL FUND ADVISERS TRUST | History | Closed out | 0 | 0 | — | 0.31% | — | -63,689 | -100.0% | Q1 2014 | Apr 30, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -62,261 | -100.0% | Q1 2014 | May 15, 2014 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.01% | — | -62,198 | -100.0% | Q1 2014 | May 12, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -58,900 | -100.0% | Q1 2014 | May 14, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.01% | — | -57,880 | -100.0% | Q1 2014 | May 14, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.02% | — | -50,832 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -50,370 | -100.0% | Q1 2014 | May 13, 2014 |
| PDT Partners, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -49,797 | -100.0% | Q1 2014 | May 15, 2014 |
| State of Tennessee, Treasury Department | History | Closed out | 0 | 0 | — | 0.01% | — | -45,500 | -100.0% | Q1 2014 | May 30, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -43,879 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -42,883 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -36,922 | -100.0% | Q1 2014 | May 15, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -34,546 | -100.0% | Q1 2014 | May 15, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -34,243 | -100.0% | Q1 2014 | May 14, 2014 |
| ELLINGTON MANAGEMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.41% | — | -27,500 | -100.0% | Q1 2014 | May 15, 2014 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -26,580 | -100.0% | Q1 2014 | May 09, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -23,568 | -100.0% | Q1 2014 | May 09, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.04% | — | -23,150 | -100.0% | Q1 2014 | May 09, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -21,308 | -100.0% | Q1 2014 | May 14, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 1.51% | — | -20,618 | -100.0% | Q1 2014 | Aug 08, 2014 |
| EAM Investors, LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -19,877 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,538 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,199 | -100.0% | Q1 2014 | May 23, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -18,812 | -100.0% | Q1 2014 | May 07, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.01% | — | -18,500 | -100.0% | Q1 2014 | May 14, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,112 | -100.0% | Q1 2014 | May 14, 2014 |
| TD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,900 | -100.0% | Q1 2014 | May 09, 2014 |
| CLINTON GROUP INC | History | Closed out | 0 | 0 | — | 0.33% | — | -17,614 | -100.0% | Q1 2014 | May 14, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.0% | — | -17,381 | -100.0% | Q1 2014 | May 13, 2014 |
| Schonfeld Group Holdings LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -15,900 | -100.0% | Q1 2014 | May 15, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -15,744 | -100.0% | Q1 2014 | May 15, 2014 |
| PARADIGM ASSET MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -15,200 | -100.0% | Q1 2014 | May 14, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,104 | -100.0% | Q1 2014 | May 15, 2014 |
| Employees Retirement System of Texas | History | Closed out | 0 | 0 | — | 0.01% | — | -14,000 | -100.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,123 | -100.0% | Q1 2014 | May 16, 2014 |
| PineBridge Investments Ltd | History | Closed out | 0 | 0 | — | 0.02% | — | -12,848 | -100.0% | Q1 2014 | May 14, 2014 |
| BlackRock Japan Co. Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -12,507 | -100.0% | Q1 2014 | May 02, 2014 |
| Robeco Institutional Asset Management B.V. | History | Closed out | 0 | 0 | — | 0.0% | — | -12,500 | -100.0% | Q1 2014 | May 07, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,223 | -100.0% | Q1 2014 | May 14, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.0% | — | -9,787 | -100.0% | Q1 2014 | May 15, 2014 |
| FORTALEZA ASSET MANAGEMENT INC/ | History | Closed out | 0 | 0 | — | 0.25% | — | -9,460 | -100.0% | Q1 2014 | Apr 17, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -9,030 | -100.0% | Q1 2014 | May 15, 2014 |
| QUEST INVESTMENT MANAGEMENT INC/OR | History | Closed out | 0 | 0 | — | 0.03% | — | -6,545 | -100.0% | Q1 2014 | May 12, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Closed out | 0 | 0 | — | 0.0% | — | -5,900 | -100.0% | Q1 2014 | May 06, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,885 | -100.0% | Q1 2014 | May 15, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.01% | — | -5,700 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,271 | -100.0% | Q1 2014 | May 15, 2014 |
| Yorktown Management & Research Co Inc | History | Closed out | 0 | 0 | — | 0.05% | — | -4,800 | -100.0% | Q1 2014 | May 06, 2014 |
| OBERWEIS ASSET MANAGEMENT INC/ | History | Closed out | 0 | 0 | — | 0.05% | — | -4,600 | -100.0% | Q1 2014 | May 15, 2014 |
| PINNACLE FINANCIAL PARTNERS INC | History | Closed out | 0 | 0 | — | 0.1% | — | -4,550 | -100.0% | Q1 2014 | May 02, 2014 |
| FDx Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -4,314 | -100.0% | Q1 2014 | May 15, 2014 |
| Summit Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -4,308 | -100.0% | Q1 2014 | May 13, 2014 |
| World Asset Management Inc | History | Closed out | 0 | 0 | — | 0.01% | — | -4,143 | -100.0% | Q1 2014 | Apr 29, 2014 |
| STEPHENS INC /AR/ | History | Closed out | 0 | 0 | — | 0.01% | — | -4,135 | -100.0% | Q1 2014 | May 13, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,076 | -100.0% | Q1 2014 | May 14, 2014 |
| Mount Lucas Management LP | History | Closed out | 0 | 0 | — | 0.03% | — | -3,631 | -100.0% | Q1 2014 | May 14, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,204 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -3,067 | -100.0% | Q1 2014 | May 16, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -3,008 | -100.0% | Q1 2014 | May 15, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,806 | -100.0% | Q1 2014 | May 15, 2014 |
| FULLER & THALER ASSET MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,800 | -100.0% | Q1 2014 | May 13, 2014 |
| VTL Associates, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,737 | -100.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,484 | -100.0% | Q1 2014 | May 12, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,408 | -100.0% | Q1 2014 | May 15, 2014 |
| FineMark National Bank & Trust | History | Closed out | 0 | 0 | — | 0.01% | — | -1,372 | -100.0% | Q1 2014 | May 13, 2014 |
| Gemmer Asset Management LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -504 | -100.0% | Q1 2014 | May 23, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -239 | -100.0% | Q1 2014 | May 15, 2014 |
| ALPHA WINDWARD LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -71 | -100.0% | Q1 2014 | Apr 16, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -53 | -100.0% | Q1 2014 | May 02, 2014 |