NOS4-1, Inc. - 37941P306
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ROYCE & ASSOCIATES LLC | History | Reduced | 2,147,734 | 34,707 | 0.1% | 0.13% | 1 | -53,000 | -2.41% | Q2 2014 | Aug 11, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | No change | 1,280,305 | 25,466 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| NSB Advisors LLC | History | Reduced | 1,176,341 | 19,010 | 13.27% | 16.34% | 3 | -90,257 | -7.13% | Q2 2014 | Aug 11, 2014 |
| PRUDENTIAL PLC | History | No change | 880,536 | 17,514 | 0.08% | 0.08% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| RUTABAGA CAPITAL MANAGEMENT LLC/MA | History | No change | 702,644 | 13,976 | 1.35% | 1.35% | 5 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| Boston Partners | History | Added to | 825,834 | 13,346 | 0.02% | 0.03% | 6 | +56,453 | 7.34% | Q2 2014 | Aug 08, 2014 |
| ACK Asset Management LLC | History | Added to | 823,497 | 13,308 | 4.0% | 4.59% | 7 | +123,297 | 17.61% | Q2 2014 | Aug 04, 2014 |
| ZESIGER CAPITAL GROUP LLC | History | Reduced | 821,956 | 13,283 | 4.8% | 6.37% | 8 | -59,853 | -6.79% | Q2 2014 | Aug 07, 2014 |
| Bank of New York Mellon Corp | History | No change | 512,693 | 10,197 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| DEPRINCE RACE & ZOLLO INC | History | No change | 477,501 | 9,497 | 0.11% | 0.11% | 10 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 455,319 | 9,057 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| VANGUARD GROUP INC | History | Added to | 474,294 | 7,665 | 0.0% | 0.0% | 12 | +5,493 | 1.17% | Q2 2014 | Aug 11, 2014 |
| Minerva Advisors LLC | History | No change | 462,909 | 7,480 | 4.25% | 5.44% | 13 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| BlackRock Fund Advisors | History | Reduced | 424,742 | 6,864 | 0.0% | 0.0% | 14 | -52,620 | -11.02% | Q2 2014 | Aug 06, 2014 |
| STATE STREET CORP | History | No change | 323,318 | 6,431 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LOOMIS SAYLES & CO L P | History | No change | 259,215 | 5,156 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 306,342 | 4,950 | 0.0% | 0.0% | 17 | +18,912 | 6.58% | Q2 2014 | Aug 08, 2014 |
| Adirondack Research & Management Inc. | History | Added to | 295,298 | 4,772 | 1.61% | 1.83% | 18 | +54,360 | 22.56% | Q2 2014 | Aug 08, 2014 |
| NORTHERN TRUST CORP | History | No change | 214,315 | 4,263 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| PERRITT CAPITAL MANAGEMENT INC | History | No change | 206,850 | 4,114 | 0.66% | 0.66% | 20 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 199,049 | 3,217 | 0.0% | 0.0% | 21 | +4,181 | 2.15% | Q2 2014 | Aug 06, 2014 |
| RUSSELL FRANK CO/ | History | No change | 157,425 | 3,131 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| KEELEY ASSET MANAGEMENT CORP | History | No change | 119,935 | 2,386 | 0.04% | 0.04% | 23 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Teton Advisors, Inc. | History | No change | 144,000 | 2,327 | 0.15% | 0.19% | 24 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| SNOW CAPITAL MANAGEMENT LP | History | No change | 84,640 | 1,683 | 0.07% | 0.07% | 25 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | No change | 82,287 | 1,637 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 70,687 | 1,405 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | No change | 67,272 | 1,338 | 0.04% | 0.04% | 28 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MARXE AUSTIN W & GREENHOUSE DAVID M | History | No change | 65,000 | 1,050 | 0.13% | 0.14% | 29 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | No change | 51,347 | 1,021 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 50,663 | 1,008 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Foundry Partners, LLC | History | New | 61,910 | 1,000 | 0.09% | — | 32 | +61,910 | New | Q2 2014 | Jul 07, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 56,105 | 907 | 0.0% | 0.0% | 33 | -1,418 | -2.47% | Q2 2014 | Aug 06, 2014 |
| ROBOTTI ROBERT | History | No change | 52,164 | 843 | 0.33% | 0.4% | 34 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Invesco Ltd. | History | No change | 40,806 | 812 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 47,003 | 760 | 0.0% | 0.0% | 36 | +24,068 | 104.94% | Q2 2014 | Aug 11, 2014 |
| Pine River Capital Management L.P. | History | No change | 35,364 | 703 | 0.01% | 0.01% | 37 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 32,349 | 643 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 30,810 | 613 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| WEDGE CAPITAL MANAGEMENT L L P/NC | History | Added to | 37,800 | 611 | 0.01% | 0.01% | 40 | +2,500 | 7.08% | Q2 2014 | Aug 11, 2014 |
| D. E. Shaw & Co., Inc. | History | No change | 30,594 | 609 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 35,565 | 575 | 0.0% | 0.0% | 42 | -240 | -0.67% | Q2 2014 | Jul 30, 2014 |
| DIAM Co., Ltd. | History | No change | 28,600 | 569 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| GABELLI FUNDS LLC | History | Added to | 34,000 | 549 | 0.0% | 0.0% | 44 | +10,000 | 41.67% | Q2 2014 | Aug 06, 2014 |
| TEACHERS ADVISORS INC | History | No change | 27,564 | 548 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| TWO SIGMA ADVISERS, LLC | History | No change | 27,400 | 545 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GAMCO INVESTORS, INC. ET AL | History | No change | 31,000 | 501 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 20,865 | 415 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | No change | 19,500 | 388 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BROWN ADVISORY INC | History | No change | 23,303 | 377 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Richard Bernstein Advisors LLC | History | No change | 23,110 | 373 | 0.04% | 0.07% | 51 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| Municipal Employees' Retirement System of Michigan | History | No change | 22,300 | 360 | 0.03% | 0.03% | 52 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 18,374 | 352 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| Granite Investment Partners, LLC | History | Added to | 21,442 | 347 | 0.05% | 0.07% | 54 | +293 | 1.39% | Q2 2014 | Aug 11, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 20,590 | 333 | 0.0% | 0.0% | 55 | -340 | -1.62% | Q2 2014 | Aug 06, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | No change | 16,181 | 322 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Pacific Ridge Capital Partners, LLC | History | No change | 15,780 | 314 | 0.22% | 0.22% | 57 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 14,576 | 290 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 17,021 | 275 | 0.0% | 0.0% | 59 | -3,334 | -16.38% | Q2 2014 | Aug 11, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 12,126 | 240 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | History | Reduced | 14,700 | 237 | 0.0% | 0.01% | 62 | -15,500 | -51.32% | Q2 2014 | Aug 11, 2014 |
| Nationwide Fund Advisors | History | Added to | 14,655 | 237 | 0.0% | 0.0% | 61 | +40 | 0.27% | Q2 2014 | Aug 11, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | No change | 11,601 | 230 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 13,052 | 211 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 11,194 | 180 | 0.0% | 0.0% | 65 | -375 | -3.24% | Q2 2014 | Aug 08, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 8,401 | 167 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 9,567 | 155 | 0.0% | 0.0% | 67 | -1,562 | -14.04% | Q2 2014 | Aug 06, 2014 |
| MORGAN STANLEY | History | No change | 6,811 | 136 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| CITIGROUP INC | History | No change | 4,308 | 86 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 3,482 | 69 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | No change | 3,000 | 60 | 0.01% | 0.01% | 71 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| RidgeWorth Capital Management LLC | History | New | 1,461 | 24 | 0.0% | — | 72 | +1,461 | New | Q2 2014 | Jul 31, 2014 |
| BARCLAYS PLC | History | No change | 664 | 13 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| THOMPSON SIEGEL & WALMSLEY LLC | History | No change | 700 | 11 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2014 | Aug 12, 2014 |
| ROYAL BANK OF CANADA | History | No change | 507 | 10 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FIRST MANHATTAN CO | History | No change | 444 | 8 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| BlackRock Inc. | History | No change | 493 | 8 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Tower Research Capital LLC | History | No change | 397 | 8 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| UBS AG | History | No change | 372 | 7 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| DENALI ADVISORS LLC | History | New | 70 | 1 | 0.0% | — | 81 | +70 | New | Q2 2014 | Jul 16, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 70 | 1 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| ProShare Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,218 | -100.0% | Q2 2014 | Aug 08, 2014 |
| TFS CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,836 | -100.0% | Q2 2014 | Jul 21, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -38 | -100.0% | Q2 2014 | Jul 30, 2014 |