NOS4-1, Inc. - 37941P306
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ROYCE & ASSOCIATES LLC | History | Reduced | 2,147,734 | 34,707 | 0.1% | 0.13% | 1 | -53,000 | -2.41% | Q2 2014 | Aug 11, 2014 |
| NSB Advisors LLC | History | Reduced | 1,176,341 | 19,010 | 13.27% | 16.34% | 2 | -90,257 | -7.13% | Q2 2014 | Aug 11, 2014 |
| Boston Partners | History | Added to | 825,834 | 13,346 | 0.02% | 0.03% | 3 | +56,453 | 7.34% | Q2 2014 | Aug 08, 2014 |
| ACK Asset Management LLC | History | Added to | 823,497 | 13,308 | 4.0% | 4.59% | 4 | +123,297 | 17.61% | Q2 2014 | Aug 04, 2014 |
| ZESIGER CAPITAL GROUP LLC | History | Reduced | 821,956 | 13,283 | 4.8% | 6.37% | 5 | -59,853 | -6.79% | Q2 2014 | Aug 07, 2014 |
| VANGUARD GROUP INC | History | Added to | 474,294 | 7,665 | 0.0% | 0.0% | 6 | +5,493 | 1.17% | Q2 2014 | Aug 11, 2014 |
| Minerva Advisors LLC | History | No change | 462,909 | 7,480 | 4.25% | 5.44% | 7 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| BlackRock Fund Advisors | History | Reduced | 424,742 | 6,864 | 0.0% | 0.0% | 8 | -52,620 | -11.02% | Q2 2014 | Aug 06, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 306,342 | 4,950 | 0.0% | 0.0% | 9 | +18,912 | 6.58% | Q2 2014 | Aug 08, 2014 |
| Adirondack Research & Management Inc. | History | Added to | 295,298 | 4,772 | 1.61% | 1.83% | 10 | +54,360 | 22.56% | Q2 2014 | Aug 08, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 199,049 | 3,217 | 0.0% | 0.0% | 11 | +4,181 | 2.15% | Q2 2014 | Aug 06, 2014 |
| Teton Advisors, Inc. | History | No change | 144,000 | 2,327 | 0.15% | 0.19% | 12 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| MARXE AUSTIN W & GREENHOUSE DAVID M | History | No change | 65,000 | 1,050 | 0.13% | 0.14% | 13 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Foundry Partners, LLC | History | New | 61,910 | 1,000 | 0.09% | — | 14 | +61,910 | New | Q2 2014 | Jul 07, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 56,105 | 907 | 0.0% | 0.0% | 15 | -1,418 | -2.47% | Q2 2014 | Aug 06, 2014 |
| ROBOTTI ROBERT | History | No change | 52,164 | 843 | 0.33% | 0.4% | 16 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 47,003 | 760 | 0.0% | 0.0% | 17 | +24,068 | 104.94% | Q2 2014 | Aug 11, 2014 |
| WEDGE CAPITAL MANAGEMENT L L P/NC | History | Added to | 37,800 | 611 | 0.01% | 0.01% | 18 | +2,500 | 7.08% | Q2 2014 | Aug 11, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 35,565 | 575 | 0.0% | 0.0% | 19 | -240 | -0.67% | Q2 2014 | Jul 30, 2014 |
| GABELLI FUNDS LLC | History | Added to | 34,000 | 549 | 0.0% | 0.0% | 20 | +10,000 | 41.67% | Q2 2014 | Aug 06, 2014 |
| GAMCO INVESTORS, INC. ET AL | History | No change | 31,000 | 501 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| BROWN ADVISORY INC | History | No change | 23,303 | 377 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Richard Bernstein Advisors LLC | History | No change | 23,110 | 373 | 0.04% | 0.07% | 23 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| Municipal Employees' Retirement System of Michigan | History | No change | 22,300 | 360 | 0.03% | 0.03% | 24 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Granite Investment Partners, LLC | History | Added to | 21,442 | 347 | 0.05% | 0.07% | 25 | +293 | 1.39% | Q2 2014 | Aug 11, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 20,590 | 333 | 0.0% | 0.0% | 26 | -340 | -1.62% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 17,021 | 275 | 0.0% | 0.0% | 27 | -3,334 | -16.38% | Q2 2014 | Aug 11, 2014 |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | History | Reduced | 14,700 | 237 | 0.0% | 0.01% | 29 | -15,500 | -51.32% | Q2 2014 | Aug 11, 2014 |
| Nationwide Fund Advisors | History | Added to | 14,655 | 237 | 0.0% | 0.0% | 28 | +40 | 0.27% | Q2 2014 | Aug 11, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 13,052 | 211 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 11,194 | 180 | 0.0% | 0.0% | 31 | -375 | -3.24% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 9,567 | 155 | 0.0% | 6.26% | 32 | -1,562 | -14.04% | Q2 2014 | Aug 06, 2014 |
| RidgeWorth Capital Management LLC | History | New | 1,461 | 24 | 0.0% | — | 33 | +1,461 | New | Q2 2014 | Jul 31, 2014 |
| THOMPSON SIEGEL & WALMSLEY LLC | History | No change | 700 | 11 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2014 | Aug 12, 2014 |
| BlackRock Inc. | History | No change | 493 | 8 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| DENALI ADVISORS LLC | History | New | 70 | 1 | 0.0% | — | 37 | +70 | New | Q2 2014 | Jul 16, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 70 | 1 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -1,280,305 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL PLC | History | Closed out | 0 | 0 | — | 0.08% | — | -880,536 | -100.0% | Q1 2014 | May 15, 2014 |
| RUTABAGA CAPITAL MANAGEMENT LLC/MA | History | Closed out | 0 | 0 | — | 1.35% | — | -702,644 | -100.0% | Q1 2014 | May 07, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -512,693 | -100.0% | Q1 2014 | May 14, 2014 |
| DEPRINCE RACE & ZOLLO INC | History | Closed out | 0 | 0 | — | 0.11% | — | -477,501 | -100.0% | Q1 2014 | May 14, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -455,319 | -100.0% | Q1 2014 | May 14, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -323,318 | -100.0% | Q1 2014 | May 15, 2014 |
| LOOMIS SAYLES & CO L P | History | Closed out | 0 | 0 | — | 0.01% | — | -259,215 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -214,315 | -100.0% | Q1 2014 | May 14, 2014 |
| PERRITT CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.66% | — | -206,850 | -100.0% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.01% | — | -157,425 | -100.0% | Q1 2014 | May 16, 2014 |
| KEELEY ASSET MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.04% | — | -119,935 | -100.0% | Q1 2014 | May 15, 2014 |
| SNOW CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.07% | — | -84,640 | -100.0% | Q1 2014 | May 12, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -82,287 | -100.0% | Q1 2014 | May 13, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -70,687 | -100.0% | Q1 2014 | May 14, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.04% | — | -67,272 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -51,347 | -100.0% | Q1 2014 | May 13, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -50,663 | -100.0% | Q1 2014 | May 16, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -40,806 | -100.0% | Q1 2014 | May 15, 2014 |
| Pine River Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -35,364 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -32,349 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -30,810 | -100.0% | Q1 2014 | May 08, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -30,594 | -100.0% | Q1 2014 | May 15, 2014 |
| DIAM Co., Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -28,600 | -100.0% | Q1 2014 | May 05, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -27,564 | -100.0% | Q1 2014 | May 13, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -27,400 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,865 | -100.0% | Q1 2014 | May 14, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,500 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -18,374 | -100.0% | Q1 2014 | Apr 18, 2014 |
| ProShare Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,218 | -100.0% | Q1 2014 | May 07, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,181 | -100.0% | Q1 2014 | May 15, 2014 |
| Pacific Ridge Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.22% | — | -15,780 | -100.0% | Q1 2014 | May 12, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -14,576 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -12,126 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,601 | -100.0% | Q1 2014 | May 15, 2014 |
| TFS CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,836 | -100.0% | Q1 2014 | May 05, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -8,401 | -100.0% | Q1 2014 | May 13, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -6,811 | -100.0% | Q1 2014 | May 13, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,308 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -3,482 | -100.0% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -664 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -507 | -100.0% | Q1 2014 | May 15, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.0% | — | -444 | -100.0% | Q1 2014 | May 16, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -397 | -100.0% | Q1 2014 | May 02, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -372 | -100.0% | Q1 2014 | May 16, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -38 | -100.0% | Q1 2014 | Apr 30, 2014 |